E*TRADE FINANCIAL CORPORATIONUnderwriting Agreement • August 24th, 2017 • E Trade Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledAugust 24th, 2017 Company Industry JurisdictionE*TRADE Financial Corporation, a Delaware corporation (the “Company”), confirms its agreement with the several underwriters listed in Schedule 1 hereto (the “Underwriters”) for whom Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Securities, LLC are acting as representatives (the “Representatives”) with respect to the issuance and sale by the Company, subject to the terms and conditions described below (this “Agreement”), of (i) $600,000,000 principal amount of its 2.950% Senior Notes due 2022 (the “2022 Securities”) and (ii) $400,000,000 principal amount of its 3.800% Senior Notes due 2027 (the “2027 Securities” and, together with the 2022 Securities, the “Securities”). The Securities will be issued pursuant to an indenture (the “Base Indenture”), together with a supplemental indenture with respect to the Securities (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”), i
E*TRADE FINANCIAL CORPORATION 6% Senior Notes due 2017Underwriting Agreement • November 14th, 2012 • E TRADE FINANCIAL Corp • Savings institution, federally chartered • New York
Contract Type FiledNovember 14th, 2012 Company Industry JurisdictionE*TRADE Financial Corporation, a Delaware corporation (the “Company”), confirms its agreement with the several underwriters listed in Schedule 1 hereto (the “Underwriters”) for whom Merrill, Lynch, Pierce, Fenner & Smith Incorporated is acting as representative (the “Representative”) with respect to the issuance and sale by the Company, subject to the terms and conditions described below (this “Agreement”), of $505,000,000 principal amount of its 6% Senior Notes due 2017 (the “2017 Notes”) and $800,000,000 principal amount of its 6.375% Senior Notes due 2019 (the “2019 Notes” and, together with the 2017 Notes, the “Securities”). The Securities will be issued pursuant to an indenture (the “Base Indenture”), together with a supplemental indenture with respect to the Securities (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”), in each case to be entered into between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trust
E*TRADE FINANCIAL CORPORATION 435,000,000% Senior Notes due 2016 UNDERWRITING AGREEMENTUnderwriting Agreement • May 19th, 2011 • E Trade Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledMay 19th, 2011 Company Industry Jurisdiction