ATLANTICUS HOLDINGS CORPORATION Amended and Restated At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • August 26th, 2024 • Atlanticus Holdings Corp • Personal credit institutions • New York
Contract Type FiledAugust 26th, 2024 Company Industry Jurisdiction
PDS BIOTECHNOLOGY CORPORATION Common Stock (par value $0.00033 per share) Amended and Restated At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • August 13th, 2024 • PDS Biotechnology Corp • Pharmaceutical preparations • New York
Contract Type FiledAugust 13th, 2024 Company Industry Jurisdiction
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • August 9th, 2024 • OptimumBank Holdings, Inc. • National commercial banks • New York
Contract Type FiledAugust 9th, 2024 Company Industry JurisdictionOptimumBank Holdings, Inc., a Florida corporation (the “Company”), confirms its agreement with Compass Point Research & Trading, LLC (the “Agent”) as follows:
MONOGRAM TECHNOLOGIES INC. Common Stock (par value $0.001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • July 22nd, 2024 • Monogram Technologies Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJuly 22nd, 2024 Company Industry Jurisdiction
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • July 12th, 2024 • Strawberry Fields REIT, Inc. • Real estate investment trusts • New York
Contract Type FiledJuly 12th, 2024 Company Industry Jurisdiction
iBio, Inc. Common Stock (par value $0.001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • July 3rd, 2024 • iBio, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 3rd, 2024 Company Industry JurisdictioniBio, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Chardan Capital Markets, LLC (“Chardan”) and Craig-Hallum Capital Group LLC (“Craig-Hallum”), each as sales agent (each an “Agent” and together, the “Agents”) as follows:
Li-Cycle Holdings Corp. Common Shares At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • June 28th, 2024 • Li-Cycle Holdings Corp. • Hazardous waste management • New York
Contract Type FiledJune 28th, 2024 Company Industry Jurisdiction
PIEDMONT LITHIUM INC. Common Stock (par value $0.0001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • May 24th, 2024 • Piedmont Lithium Inc. • Mining & quarrying of nonmetallic minerals (no fuels) • New York
Contract Type FiledMay 24th, 2024 Company Industry Jurisdiction
HYCROFT MINING HOLDING CORPORATION Class A Common Stock (par value $0.0001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • May 10th, 2024 • Hycroft Mining Holding Corp • Gold and silver ores • New York
Contract Type FiledMay 10th, 2024 Company Industry Jurisdiction
LANZATECH GLOBAL, INC. Common Stock (par value $0.0001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • May 9th, 2024 • LanzaTech Global, Inc. • Industrial organic chemicals • New York
Contract Type FiledMay 9th, 2024 Company Industry Jurisdiction
GRYPHON DIGITAL MINING, INC. Common Stock (par value $0.0001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • April 19th, 2024 • Gryphon Digital Mining, Inc. • Finance services • New York
Contract Type FiledApril 19th, 2024 Company Industry JurisdictionGryphon Digital Mining, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with B. Riley Securities, Inc. (“B. Riley Securities”), Ladenburg Thalmann & Co. Inc. (“Ladenburg”), Kingswood Investments, a division of Kingswood Capital Partners, LLC (“Kingswood”), PI Financial (US) Corp. (“PI Financial”), and ATB Capital Markets USA Inc. (“ATB”); each of B. Riley Securities, Ladenburg, Kingswood, PI Financial, and ATB individually an “Agent” and collectively, the “Agents”) as follows:
NANOVIRICIDES, INC. Common Stock (par value $0.00001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • April 5th, 2024 • Nanoviricides, Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 5th, 2024 Company Industry JurisdictionNanoViricides, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with EF Hutton LLC (the “Agent”) as follows:
RCM TECHNOLOGIES, INC. Common Stock (par value $0.05 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • March 29th, 2024 • RCM Technologies, Inc. • Services-help supply services • New York
Contract Type FiledMarch 29th, 2024 Company Industry Jurisdiction
Sky Harbour Group Corporation Class A Common Stock (par value $0.0001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • March 27th, 2024 • Sky Harbour Group Corp • Real estate • New York
Contract Type FiledMarch 27th, 2024 Company Industry Jurisdiction
ContractAt Market Issuance Sales Agreement • March 18th, 2024 • Bitdeer Technologies Group • Finance services • New York
Contract Type FiledMarch 18th, 2024 Company Industry JurisdictionCertain confidential information contained in this document, marked by [***], has been omitted because Bitdeer Technologies Group (the “Company”) has determined that the information (i) is not material and (ii) contains personal information.
PANGAEA LOGISTICS SOLUTIONS, LTD. Common Shares (par value $0.0001 per share)At Market Issuance Sales Agreement • March 14th, 2024 • Pangaea Logistics Solutions Ltd. • Deep sea foreign transportation of freight • New York
Contract Type FiledMarch 14th, 2024 Company Industry Jurisdiction
RELIANCE GLOBAL GROUP, INC. Common Stock (par value $0.086 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • February 16th, 2024 • Reliance Global Group, Inc. • Insurance agents, brokers & service • New York
Contract Type FiledFebruary 16th, 2024 Company Industry JurisdictionReliance Global Group, Inc., a Florida corporation (the “Company”), confirms its agreement (this “Agreement”) with EF Hutton LLC (the “Agent”) as follows:
CENTRUS ENERGY CORP. Common Stock (par value $0.10 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • February 12th, 2024 • Centrus Energy Corp • Mining & quarrying of nonmetallic minerals (no fuels) • New York
Contract Type FiledFebruary 12th, 2024 Company Industry Jurisdiction
OKYO PHARMA LIMITED Ordinary Shares (no par value) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • December 21st, 2023 • OKYO Pharma LTD • Biological products, (no disgnostic substances) • New York
Contract Type FiledDecember 21st, 2023 Company Industry Jurisdiction
HALLADOR ENERGY COMPANY Common Stock (par value $0.01 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • December 18th, 2023 • Hallador Energy Co • Bituminous coal & lignite mining • New York
Contract Type FiledDecember 18th, 2023 Company Industry Jurisdiction
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • December 15th, 2023 • Seanergy Maritime Holdings Corp. • Deep sea foreign transportation of freight • New York
Contract Type FiledDecember 15th, 2023 Company Industry Jurisdiction
OPAL FUELS INC. Class A Common Stock (par value $0.0001 per share)At Market Issuance Sales Agreement • November 17th, 2023 • OPAL Fuels Inc. • Gas & other services combined • New York
Contract Type FiledNovember 17th, 2023 Company Industry Jurisdiction
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • November 17th, 2023 • Perspective Therapeutics, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledNovember 17th, 2023 Company Industry Jurisdiction
HYPERFINE, INC. Class A Common Stock (par value $0.0001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • November 9th, 2023 • Hyperfine, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledNovember 9th, 2023 Company Industry Jurisdiction
SEACOR MARINE HOLDINGS INC. Common Stock (par value $0.01 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • November 1st, 2023 • SEACOR Marine Holdings Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledNovember 1st, 2023 Company Industry Jurisdiction
Execution Version TROIKA MEDIA GROUP, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales Agreement May 24, 2023 B. Riley Securities, Inc. 299 Park Avenue, 21st Floor New York, NY 10171 Ladies and Gentlemen: Troika Media Group,...At Market Issuance Sales Agreement • October 20th, 2023 • Troika Media Group, Inc. • Cable & other pay television services
Contract Type FiledOctober 20th, 2023 Company Industry
AMPRIUS TECHNOLOGIES, INC. Common Stock (par value $0.0001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • October 3rd, 2023 • Amprius Technologies, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledOctober 3rd, 2023 Company Industry Jurisdiction
Certain confidential information contained in this document, marked by [***], has been omitted because Iris Energy Limited (the “Company”) has determined that the information (i) is not material and (ii) contains personal information. IRIS ENERGY...At Market Issuance Sales Agreement • September 13th, 2023 • Iris Energy LTD • Finance services • New York
Contract Type FiledSeptember 13th, 2023 Company Industry Jurisdiction
TIZIANA LIFE SCIENCES LTD. Common Shares ($0.001 par value per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • September 1st, 2023 • Tiziana Life Sciences LTD • Pharmaceutical preparations • New York
Contract Type FiledSeptember 1st, 2023 Company Industry Jurisdiction
SUNWORKS, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • August 28th, 2023 • Sunworks, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledAugust 28th, 2023 Company Industry Jurisdiction
NOVAVAX, INC. Common Stock (par value $0.01 per share) AT MARKET ISSUANCE SALES AGREEMENTAt Market Issuance Sales Agreement • August 8th, 2023 • Novavax Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledAugust 8th, 2023 Company Industry Jurisdiction
APPLIED DIGITAL CORPORATION Common Stock (par value $0.001 per share)At Market Issuance Sales Agreement • June 26th, 2023 • Applied Digital Corp. • Services-computer processing & data preparation • New York
Contract Type FiledJune 26th, 2023 Company Industry JurisdictionApplied Digital Corporation, a Nevada corporation (the “Company”), confirms its agreement (this “Agreement”) with Craig-Hallum Capital Group LLC (the “Agent”) as follows:
TROIKA MEDIA GROUP, INC. Common Stock (par value $0.001 per share)At Market Issuance Sales Agreement • May 24th, 2023 • Troika Media Group, Inc. • Cable & other pay television services • New York
Contract Type FiledMay 24th, 2023 Company Industry Jurisdiction
LOOP MEDIA, INC. Common Stock (par value $0.0001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • May 15th, 2023 • Loop Media, Inc. • Services-help supply services • New York
Contract Type FiledMay 15th, 2023 Company Industry Jurisdiction
ENZO BIOCHEM, INC. Common Stock (par value $0.01 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • May 15th, 2023 • Enzo Biochem Inc • Services-medical laboratories • New York
Contract Type FiledMay 15th, 2023 Company Industry Jurisdiction