Common Contracts
4 similar Common Stock Purchase Warrant contracts by National Holdings Corp, St Cloud Capital Partners Lp
NATIONAL HOLDINGS CORPORATION COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • December 29th, 2009 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
THIS CERTIFIES THAT, for value received, Christopher C. Dewey (the “Holder”), is entitled, upon the terms and subject to the conditions hereinafter set forth, at such times after the date hereof as are set forth below, to acquire from National Holdings Corporation, a Delaware corporation (the “Company”), in whole or, from time to time, in part, up to One Hundred Thousand (100,000) fully paid and nonassessable shares of Common Stock, $.02 par value, of the Company (the “Warrant Shares”) at a purchase price per share (the “Exercise Price”) of $0.75. Such number of shares, type of security and Exercise Price are subject to adjustment as provided herein, and all references to “Warrant Shares” and “Exercise Price” herein shall be deemed to include any such adjustment or series of adjustments. The Warrant Shares shall vest in full immediately upon the date hereof.
ContractCommon Stock Purchase Warrant • December 29th, 2009 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
NATIONAL HOLDINGS CORPORATION COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • February 23rd, 2007 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
THIS CERTIFIES THAT, for value received, <HOLDER>, is entitled, upon the terms and subject to the conditions hereinafter set forth, at such times after the date hereof as are set forth below, to acquire from National Holdings Corporation, a Delaware corporation (the “Company”), in whole or, from time to time, in part, up to <SHARES> fully paid and nonassessable shares of Common Stock, $.02 par value, of the Company (the “Warrant Shares”) at a purchase price per share (the “Exercise Price”) of $1.40 Such number of shares, type of security and Exercise Price are subject to adjustment as provided herein, and all references to “Warrant Shares” and “Exercise Price” herein shall be deemed to include any such adjustment or series of adjustments. This Warrant is granted by the Company to the Holder pursuant to that certain Securities Purchase Agreement dated February 22, 2007 by and among the Company and certain investors (the “Securities Purchase Agreement”).
NATIONAL HOLDINGS CORPORATION COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • February 23rd, 2007 • St Cloud Capital Partners Lp • Security & commodity brokers, dealers, exchanges & services • New York
THIS CERTIFIES THAT, for value received, St. Cloud Capital Partners, L.P. (the “Holder”), is entitled, upon the terms and subject to the conditions hereinafter set forth, at such times after the date hereof as are set forth below, to acquire from National Holdings Corporation, a Delaware corporation (the “Company”), in whole or, from time to time, in part, up to Sixty-Two Thousand Five Hundred (62,500) fully paid and nonassessable shares of Common Stock, $.02 par value, of the Company (the “Warrant Shares”) at a purchase price per share (the “Exercise Price”) of $1.40. Such number of shares, type of security and Exercise Price are subject to adjustment as provided herein, and all references to “Warrant Shares” and “Exercise Price” herein shall be deemed to include any such adjustment or series of adjustments. This Warrant is granted by the Company to the Holder pursuant to that certain Securities Purchase Agreement dated February 22, 2007 by and among the Company and certain investors
