TuanChe Limited 9F, Ruihai Building, No. 21 Yangfangdian Road Haidian District, Beijing 100038 Attention: Wei Wen, CEOPlacement Agent Agreement • October 30th, 2024 • TuanChe LTD • Services-business services, nec • New York
Contract Type FiledOctober 30th, 2024 Company Industry JurisdictionThis letter (the "Agreement") constitutes the agreement between Maxim Group LLC ("Maxim" or the "Placement Agent") and TuanChe Limited, a Cayman Islands company (the "Company"), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a "reasonable best efforts" basis, in connection with the proposed placement (the "Placement") of registered American Depositary Shares (the "ADSs"), with each ADS representing 240 Class A ordinary shares of the Company, par value $0.0001 per share (the "Ordinary Shares"), registered prefunded warrants to purchase Ordinary Shares (the "Prefunded Warrants", and the Ordinary Shares underlying the Prefunded Warrants, the "Prefunded Warrant Shares"), and unregistered warrants to purchase Ordinary Shares (the "Common Warrants", and the Ordinary Shares underlying the Common Warrants, the "Common Warrant Shares"). The Prefunded Warrant Shares and the Common Warrant Shares shall mean the "Warrant Shares". The Prefunded Warrants
Color Star Technology Co., Ltd.Placement Agent Agreement • October 2nd, 2024 • Color Star Technology Co., Ltd. • Services-educational services • New York
Contract Type FiledOctober 2nd, 2024 Company Industry Jurisdiction
Mr. Ordan Trabelsi Chief Executive Officer SuperCom Ltd.Placement Agent Agreement • April 19th, 2024 • SuperCom LTD • Semiconductors & related devices • New York
Contract Type FiledApril 19th, 2024 Company Industry Jurisdiction
Mei Kanayama Yoshitsu Co., Ltd. Harumi Building, 2-5-9 Kotobashi, Sumida-ku, Tokyo, 130-0022 Japan Dear Mr. Kanayama:Placement Agent Agreement • January 30th, 2024 • Yoshitsu Co., LTD • Retail-retail stores, nec • New York
Contract Type FiledJanuary 30th, 2024 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Yoshitsu Co., Ltd, a stock company incorporated pursuant to the laws of Japan (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of 5,970,152 American depositary shares, or ADSs, each representing one (1) ordinary share (the “Ordinary Share”) of the Company (the “Shares”) and up to 5,970,152 warrants (the “Warrants”), with each such Warrant representing the right of the holder thereof to purchase one ADS for US$0.67 per ADS. The ADSs issuable upon exercise of the Warrants are hereinafter referred to as “Warrant Shares.” The terms of the Placement of the ADSs and Warrants shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitut
Mr. Xin Wang Chief Executive Officer Meihua International Medical Technologies Co., Ltd.Placement Agent Agreement • December 28th, 2023 • Meihua International Medical Technologies Co., Ltd. • Surgical & medical instruments & apparatus • New York
Contract Type FiledDecember 28th, 2023 Company Industry Jurisdiction
Mr. Yuhuai Luo Chief Executive Officer Green Giant, Inc. Xinghan Road, 19th Floor,Placement Agent Agreement • December 18th, 2023 • Green Giant Inc. • Real estate • New York
Contract Type FiledDecember 18th, 2023 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Green Giant, Inc., a Florida corporation (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of shares of Common Stock, $0.001 par value per share (the “Shares”), Pre-Funded Warrants to Purchase Shares of Common Stock (the “Pre-Funded Warrants”), Class A Warrants and Class B Warrants (collectively referred to as the “Common Stock Purchase Warrants”) to Purchase Shares of Common Stock of the Company (the Shares underlying the Common Stock Purchase Warrants, the “Warrant Shares”). The Shares, the Common Stock Purchase Warrants, and the Warrant Shares are collectively referred to as the “Securities”. The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Pur
Mr. Xianlong Wu Chairman & CEO Bit Brother Limited 15/F, Block A, Kineer Business CentrePlacement Agent Agreement • December 11th, 2023 • Bit Brother LTD • Retail-eating places • New York
Contract Type FiledDecember 11th, 2023 Company Industry Jurisdiction
Mr. Xianlong Wu Chairman & CEO Bit Brother Limited 15/F, Block A, Kineer Business CentrePlacement Agent Agreement • October 31st, 2023 • Bit Brother LTD • Retail-eating places • New York
Contract Type FiledOctober 31st, 2023 Company Industry Jurisdiction
Mr. Ordan Trabelsi Chief Executive Officer SuperCom Ltd.Placement Agent Agreement • August 1st, 2023 • SuperCom LTD • Semiconductors & related devices • New York
Contract Type FiledAugust 1st, 2023 Company Industry Jurisdiction
Mr. Xi Zeng Chairman & CEO Fangdd Network Group Ltd. Room 4106, Building 12B1, Shenzhen Bay Ecological Technology Park Nanshan District, Shenzhen, 518057 People’s Republic of China Dear Mr. Zeng:Placement Agent Agreement • July 18th, 2023 • Fangdd Network Group Ltd. • Real estate • New York
Contract Type FiledJuly 18th, 2023 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Fangdd Network Group Ltd., a Cayman Islands exempted company (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of the American Depositary Shares (“ADS”) of the Company, each representing 375 Class A ordinary shares of the Company, par value $0.0000001 per share (“Ordinary Shares”), and warrants (“ADS Warrants”) to purchase ADS of the Company (the ADS underlying the ADS Warrants, the “Warrant Shares”). The ADS, the Warrants, and the Warrant Shares are collectively referred to as the “Securities”. The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent wo
Mr. Ordan Trabelsi Chief Executive Officer SuperCom Ltd.Placement Agent Agreement • March 31st, 2023 • SuperCom LTD • Semiconductors & related devices • New York
Contract Type FiledMarch 31st, 2023 Company Industry Jurisdiction
Mr. Shenping Yin Chief Executive Officer Room 601, 1 Shui’an South Street Chaoyang District, Beijing, 100012 China Dear Mr. Yin:Placement Agent Agreement • March 20th, 2023 • Recon Technology, LTD • Oil & gas field services, nec • New York
Contract Type FiledMarch 20th, 2023 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Recon Technology, Ltd., a company incorporated under the laws of the Cayman Islands (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of Class A ordinary shares of the Company, par value US$0.0925 per share (“Shares”), warrants (“Ordinary Shares Warrants”) to purchase Shares of the Company, and pre-funded warrants (the “Pre-Funded Warrants”, collectively with the Ordinary Shares Warrants, the “Warrants”) to purchase Shares of the Company (the Shares underlying the Pre-Funded Warrants and the Ordinary Shares Warrants, the “Warrant Shares”). The Shares, Warrants, and the Warrant Shares are collectively referred to as the “Securities”. The terms of the Placement and the Securities shall be mutually agreed upon by the Co
Ms. Cheuk Yee Li Chief Executive Officer Infobird Co., Ltd.Placement Agent Agreement • February 28th, 2023 • Infobird Co., LTD • Services-prepackaged software • New York
Contract Type FiledFebruary 28th, 2023 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Infobird Co., Ltd., a Cayman Islands exempt company (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of ordinary shares of the Company, par value $0.005 per share (“Shares”), and warrants (“Ordinary Shares Warrants”) to purchase Shares of the Company to purchase Shares of the Company (the Shares underlying the Ordinary Shares Warrants, the “Warrant Shares”). The Shares, the Warrants, and the Warrant Shares are collectively referred to as the “Securities”. The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent would have the power or authority to bind
Mr. Xianlong Wu Chairman & CEO Bit Brother LimitedPlacement Agent Agreement • January 20th, 2023 • Bit Brother LTD • Retail-eating places • New York
Contract Type FiledJanuary 20th, 2023 Company Industry Jurisdiction
Color Star Technology Co. Ltd.Placement Agent Agreement • September 20th, 2022 • Color Star Technology Co., Ltd. • Construction - special trade contractors • New York
Contract Type FiledSeptember 20th, 2022 Company Industry Jurisdiction
Mr. Yandai Wang SOS Limited Building 6, East Seaview Park, 298 Haijing Road, Yinzhu Street West Coast New District, Qingdao City, Shandong Province 266400 People’s Republic of ChinaPlacement Agent Agreement • April 4th, 2022 • SOS LTD • Finance services • New York
Contract Type FiledApril 4th, 2022 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and SOS Limited, a Cayman Islands company (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of Class A ordinary shares of the Company, par value $0.0001 per share (the “Shares” or the “Securities”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. This Agreement and the documents executed and delivered by the Company and the Purchasers in connection with the Placement, including but not limited to
Mr. Ordan Trabelsi Chief Executive Officer SuperCom Ltd.Placement Agent Agreement • February 28th, 2022 • SuperCom LTD • Semiconductors & related devices • New York
Contract Type FiledFebruary 28th, 2022 Company Industry Jurisdiction
Mr. William B. Stilley Chief Executive Officer and Chairman of the Board Adial Pharmaceuticals, Inc.Placement Agent Agreement • February 14th, 2022 • Adial Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 14th, 2022 Company Industry Jurisdiction
Marc Rubin, M.D. Executive Chairman Titan Pharmaceuticals, Inc.Placement Agent Agreement • February 3rd, 2022 • Titan Pharmaceuticals Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledFebruary 3rd, 2022 Company Industry Jurisdiction
Mr. Xianlong Wu Chairman & CEO Bit Brother LimitedPlacement Agent Agreement • July 20th, 2021 • Bit Brother LTD • Retail-eating places • New York
Contract Type FiledJuly 20th, 2021 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Bit Brother Limited, a British Virgin Islands company (formerly known as Urban Tea, Inc.) (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of ordinary shares of the Company, no par value (“Shares”), and warrants (“Ordinary Shares Warrants”) to purchase Shares of the Company to purchase Shares of the Company (the Shares underlying the Ordinary Shares Warrants, the “Warrant Shares”). The Shares, the Warrants, and the Warrant Shares are collectively referred to as the “Securities”. The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent would have the pow
Mr. Shenping Yin Chief Executive OfficerPlacement Agent Agreement • June 16th, 2021 • Recon Technology, LTD • Oil & gas field services, nec • New York
Contract Type FiledJune 16th, 2021 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Recon Technology, Ltd., a company incorporated under the laws of the Cayman Islands (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of Class A ordinary shares of the Company, par value US$0.0925 per share (“Shares”), warrants (“Ordinary Shares Warrants”) to purchase Shares of the Company, and pre-funded warrants (the “Pre-Funded Warrants”, collectively with the Ordinary Shares Warrants, the “Warrants”) to purchase Shares of the Company (the Shares underlying the Pre-Funded Warrants and the Ordinary Shares Warrants, the “Warrant Shares”). The Shares, Warrants, and the Warrant Shares are collectively referred to as the “Securities”. The terms of the Placement and the Securities shall be mutually agreed upon by the Co
Digital Ally, Inc.Placement Agent Agreement • January 28th, 2021 • Digital Ally Inc • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledJanuary 28th, 2021 Company Industry JurisdictionThis agreement (the “Agreement”) constitutes the agreement between Kingswood Capital Markets, division of Benchmark Investments, Inc. (“Kingswood”) (the “Placement Agent”), and Digital Ally, Inc., a Nevada corporation (the “Company”), pursuant to which Kingswood will act as the placement agent on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of (i) common stock (the “Shares”) of the Company, par value $0.001 per share (the “Common Stock”), (ii) warrants (“Warrants”) to purchase shares of Common Stock (the “Warrant Shares”) and (iii) pre-funded warrants (the “Pre-Funded Warrants”) to purchase shares of Common Stock (the “Pre-Funded Warrant Shares”) in lieu of shares of Common Stock, for any potential investor that determines, in its sole discretion, that such purchase of Shares would cause it to beneficially own in excess of the Beneficial Ownership Limitation (as defined in the Purchase Agreement). The Shares, Warrants, Warrant Shares, P
Marc Rubin, M.D. Executive Chairman Titan Pharmaceuticals, Inc.Placement Agent Agreement • January 19th, 2021 • Titan Pharmaceuticals Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledJanuary 19th, 2021 Company Industry Jurisdiction
Mr. Zhenyong Liu Chief Executive OfficerPlacement Agent Agreement • January 13th, 2021 • It Tech Packaging, Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
Contract Type FiledJanuary 13th, 2021 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and IT Tech Packaging, Inc., a company incorporated in the State of Nevada (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of Common Stock of the Company, par value US$0.001 per share (“Shares”), and warrants (“Warrants”) to purchase Shares of the Company (the “Warrant Shares” and collectively with the Shares and the Warrants, the “Securities”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. Th
Digital Ally, Inc.Placement Agent Agreement • January 12th, 2021 • Digital Ally Inc • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledJanuary 12th, 2021 Company Industry JurisdictionThis agreement (the “Agreement”) constitutes the agreement between Kingswood Capital Markets, division of Benchmark Investments, Inc. (“Kingswood”) (the “Placement Agent”), and Digital Ally, Inc., a Nevada corporation (the “Company”), pursuant to which Kingswood will act as the placement agent on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of (i) common stock (the “Shares”) of the Company, par value $0.001 per share (the “Common Stock”), (ii) warrants (“Warrants”) to purchase shares of Common Stock (the “Warrant Shares”) and (iii) pre-funded warrants (the “Pre-Funded Warrants”) to purchase shares of Common Stock (the “Pre-Funded Warrant Shares”) in lieu of shares of Common Stock, for any potential investor that determines, in its sole discretion, that such purchase of Shares would cause it to beneficially own in excess of the Beneficial Ownership Limitation (as defined in the Purchase Agreement). The Shares, Warrants, Warrant Shares, P
Ryan L. Smith Chief Executive OfficerPlacement Agent Agreement • October 2nd, 2020 • Us Energy Corp • Crude petroleum & natural gas • New York
Contract Type FiledOctober 2nd, 2020 Company Industry Jurisdiction
Mr. Sunil BhonslePlacement Agent Agreement • September 25th, 2020 • Titan Pharmaceuticals Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledSeptember 25th, 2020 Company Industry Jurisdiction
Mr. Biao Lu Chief Executive Officer Color Star Technology Co., Ltd.Placement Agent Agreement • September 17th, 2020 • Color Star Technology Co., Ltd. • Construction - special trade contractors • New York
Contract Type FiledSeptember 17th, 2020 Company Industry Jurisdiction
Mr. Biao Lu Chief Executive Officer Color Star Technology Co., Ltd.Placement Agent Agreement • July 22nd, 2020 • Color Star Technology Co., Ltd. • Construction - special trade contractors • New York
Contract Type FiledJuly 22nd, 2020 Company Industry Jurisdiction
Mr. William B. Stilley Chief Executive Officer and Chairman of the Board Adial Pharmaceuticals, Inc.Placement Agent Agreement • June 10th, 2020 • Adial Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 10th, 2020 Company Industry Jurisdiction
Ms. Baljinder K. BhullarPlacement Agent Agreement • June 10th, 2020 • Electrameccanica Vehicles Corp. • Motor vehicles & passenger car bodies • New York
Contract Type FiledJune 10th, 2020 Company Industry Jurisdiction
Mr. Yang (Sean) Liu Chief Executive Officer Color Star Technology Co., Ltd.Placement Agent Agreement • May 13th, 2020 • Color Star Technology Co., Ltd. • Construction - special trade contractors • New York
Contract Type FiledMay 13th, 2020 Company Industry Jurisdiction
Mr. Michael W. NallPlacement Agent Agreement • April 15th, 2020 • Biocept Inc • Services-medical laboratories • New York
Contract Type FiledApril 15th, 2020 Company Industry Jurisdiction
Mr. Yang (Sean) Liu Chief Executive Officer Huitao Technology Co., Ltd.Placement Agent Agreement • April 2nd, 2020 • Huitao Technology Co., Ltd. • Construction - special trade contractors • New York
Contract Type FiledApril 2nd, 2020 Company Industry Jurisdiction
Mr. Michael W. NallPlacement Agent Agreement • March 5th, 2020 • Biocept Inc • Services-medical laboratories • New York
Contract Type FiledMarch 5th, 2020 Company Industry Jurisdiction