Mr. Ordan Trabelsi Chief Executive Officer SuperCom Ltd.SuperCom LTD • April 19th, 2024 • Semiconductors & related devices • New York
Company FiledApril 19th, 2024 Industry Jurisdiction
Mei Kanayama Yoshitsu Co., Ltd. Harumi Building, 2-5-9 Kotobashi, Sumida-ku, Tokyo, 130-0022 Japan Dear Mr. Kanayama:Yoshitsu Co., LTD • January 30th, 2024 • Retail-retail stores, nec • New York
Company FiledJanuary 30th, 2024 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Yoshitsu Co., Ltd, a stock company incorporated pursuant to the laws of Japan (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of 5,970,152 American depositary shares, or ADSs, each representing one (1) ordinary share (the “Ordinary Share”) of the Company (the “Shares”) and up to 5,970,152 warrants (the “Warrants”), with each such Warrant representing the right of the holder thereof to purchase one ADS for US$0.67 per ADS. The ADSs issuable upon exercise of the Warrants are hereinafter referred to as “Warrant Shares.” The terms of the Placement of the ADSs and Warrants shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitut
Mr. Xin Wang Chief Executive Officer Meihua International Medical Technologies Co., Ltd.Meihua International Medical Technologies Co., Ltd. • December 28th, 2023 • Surgical & medical instruments & apparatus • New York
Company FiledDecember 28th, 2023 Industry Jurisdiction
Mr. Yuhuai Luo Chief Executive Officer Green Giant, Inc. Xinghan Road, 19th Floor,Green Giant Inc. • December 18th, 2023 • Real estate • New York
Company FiledDecember 18th, 2023 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Green Giant, Inc., a Florida corporation (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of shares of Common Stock, $0.001 par value per share (the “Shares”), Pre-Funded Warrants to Purchase Shares of Common Stock (the “Pre-Funded Warrants”), Class A Warrants and Class B Warrants (collectively referred to as the “Common Stock Purchase Warrants”) to Purchase Shares of Common Stock of the Company (the Shares underlying the Common Stock Purchase Warrants, the “Warrant Shares”). The Shares, the Common Stock Purchase Warrants, and the Warrant Shares are collectively referred to as the “Securities”. The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Pur
Mr. Xianlong Wu Chairman & CEO Bit Brother Limited 15/F, Block A, Kineer Business CentreBit Brother LTD • December 11th, 2023 • Retail-eating places • New York
Company FiledDecember 11th, 2023 Industry Jurisdiction
Mr. Xianlong Wu Chairman & CEO Bit Brother Limited 15/F, Block A, Kineer Business CentreBit Brother LTD • October 31st, 2023 • Retail-eating places • New York
Company FiledOctober 31st, 2023 Industry Jurisdiction
Mr. Ordan Trabelsi Chief Executive Officer SuperCom Ltd.SuperCom LTD • August 1st, 2023 • Semiconductors & related devices • New York
Company FiledAugust 1st, 2023 Industry Jurisdiction
Mr. Xi Zeng Chairman & CEO Fangdd Network Group Ltd. Room 4106, Building 12B1, Shenzhen Bay Ecological Technology Park Nanshan District, Shenzhen, 518057 People’s Republic of China Dear Mr. Zeng:Fangdd Network Group Ltd. • July 18th, 2023 • Real estate • New York
Company FiledJuly 18th, 2023 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Fangdd Network Group Ltd., a Cayman Islands exempted company (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of the American Depositary Shares (“ADS”) of the Company, each representing 375 Class A ordinary shares of the Company, par value $0.0000001 per share (“Ordinary Shares”), and warrants (“ADS Warrants”) to purchase ADS of the Company (the ADS underlying the ADS Warrants, the “Warrant Shares”). The ADS, the Warrants, and the Warrant Shares are collectively referred to as the “Securities”. The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent wo
Mr. Ordan Trabelsi Chief Executive Officer SuperCom Ltd.SuperCom LTD • March 31st, 2023 • Semiconductors & related devices • New York
Company FiledMarch 31st, 2023 Industry Jurisdiction
Mr. Shenping Yin Chief Executive Officer Room 601, 1 Shui’an South Street Chaoyang District, Beijing, 100012 China Dear Mr. Yin:Recon Technology, LTD • March 20th, 2023 • Oil & gas field services, nec • New York
Company FiledMarch 20th, 2023 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Recon Technology, Ltd., a company incorporated under the laws of the Cayman Islands (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of Class A ordinary shares of the Company, par value US$0.0925 per share (“Shares”), warrants (“Ordinary Shares Warrants”) to purchase Shares of the Company, and pre-funded warrants (the “Pre-Funded Warrants”, collectively with the Ordinary Shares Warrants, the “Warrants”) to purchase Shares of the Company (the Shares underlying the Pre-Funded Warrants and the Ordinary Shares Warrants, the “Warrant Shares”). The Shares, Warrants, and the Warrant Shares are collectively referred to as the “Securities”. The terms of the Placement and the Securities shall be mutually agreed upon by the Co
Ms. Cheuk Yee Li Chief Executive Officer Infobird Co., Ltd.Infobird Co., LTD • February 28th, 2023 • Services-prepackaged software • New York
Company FiledFebruary 28th, 2023 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Infobird Co., Ltd., a Cayman Islands exempt company (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of ordinary shares of the Company, par value $0.005 per share (“Shares”), and warrants (“Ordinary Shares Warrants”) to purchase Shares of the Company to purchase Shares of the Company (the Shares underlying the Ordinary Shares Warrants, the “Warrant Shares”). The Shares, the Warrants, and the Warrant Shares are collectively referred to as the “Securities”. The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent would have the power or authority to bind
Mr. Xianlong Wu Chairman & CEO Bit Brother LimitedBit Brother LTD • January 20th, 2023 • Retail-eating places • New York
Company FiledJanuary 20th, 2023 Industry Jurisdiction
Color Star Technology Co. Ltd.Color Star Technology Co., Ltd. • September 20th, 2022 • Construction - special trade contractors • New York
Company FiledSeptember 20th, 2022 Industry Jurisdiction
Mr. Yandai Wang SOS Limited Building 6, East Seaview Park, 298 Haijing Road, Yinzhu Street West Coast New District, Qingdao City, Shandong Province 266400 People’s Republic of ChinaSOS LTD • April 4th, 2022 • Finance services • New York
Company FiledApril 4th, 2022 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and SOS Limited, a Cayman Islands company (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of Class A ordinary shares of the Company, par value $0.0001 per share (the “Shares” or the “Securities”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. This Agreement and the documents executed and delivered by the Company and the Purchasers in connection with the Placement, including but not limited to
Mr. Ordan Trabelsi Chief Executive Officer SuperCom Ltd.SuperCom LTD • February 28th, 2022 • Semiconductors & related devices • New York
Company FiledFebruary 28th, 2022 Industry Jurisdiction
Mr. William B. Stilley Chief Executive Officer and Chairman of the Board Adial Pharmaceuticals, Inc.Adial Pharmaceuticals, Inc. • February 14th, 2022 • Pharmaceutical preparations • New York
Company FiledFebruary 14th, 2022 Industry Jurisdiction
Marc Rubin, M.D. Executive Chairman Titan Pharmaceuticals, Inc.Titan Pharmaceuticals Inc • February 3rd, 2022 • Biological products, (no disgnostic substances) • New York
Company FiledFebruary 3rd, 2022 Industry Jurisdiction
Mr. Xianlong Wu Chairman & CEO Bit Brother LimitedBit Brother LTD • July 20th, 2021 • Retail-eating places • New York
Company FiledJuly 20th, 2021 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Bit Brother Limited, a British Virgin Islands company (formerly known as Urban Tea, Inc.) (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of ordinary shares of the Company, no par value (“Shares”), and warrants (“Ordinary Shares Warrants”) to purchase Shares of the Company to purchase Shares of the Company (the Shares underlying the Ordinary Shares Warrants, the “Warrant Shares”). The Shares, the Warrants, and the Warrant Shares are collectively referred to as the “Securities”. The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent would have the pow
Mr. Shenping Yin Chief Executive OfficerRecon Technology, LTD • June 16th, 2021 • Oil & gas field services, nec • New York
Company FiledJune 16th, 2021 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Recon Technology, Ltd., a company incorporated under the laws of the Cayman Islands (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of Class A ordinary shares of the Company, par value US$0.0925 per share (“Shares”), warrants (“Ordinary Shares Warrants”) to purchase Shares of the Company, and pre-funded warrants (the “Pre-Funded Warrants”, collectively with the Ordinary Shares Warrants, the “Warrants”) to purchase Shares of the Company (the Shares underlying the Pre-Funded Warrants and the Ordinary Shares Warrants, the “Warrant Shares”). The Shares, Warrants, and the Warrant Shares are collectively referred to as the “Securities”. The terms of the Placement and the Securities shall be mutually agreed upon by the Co
Digital Ally, Inc.Digital Ally Inc • January 28th, 2021 • Radio & tv broadcasting & communications equipment • New York
Company FiledJanuary 28th, 2021 Industry JurisdictionThis agreement (the “Agreement”) constitutes the agreement between Kingswood Capital Markets, division of Benchmark Investments, Inc. (“Kingswood”) (the “Placement Agent”), and Digital Ally, Inc., a Nevada corporation (the “Company”), pursuant to which Kingswood will act as the placement agent on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of (i) common stock (the “Shares”) of the Company, par value $0.001 per share (the “Common Stock”), (ii) warrants (“Warrants”) to purchase shares of Common Stock (the “Warrant Shares”) and (iii) pre-funded warrants (the “Pre-Funded Warrants”) to purchase shares of Common Stock (the “Pre-Funded Warrant Shares”) in lieu of shares of Common Stock, for any potential investor that determines, in its sole discretion, that such purchase of Shares would cause it to beneficially own in excess of the Beneficial Ownership Limitation (as defined in the Purchase Agreement). The Shares, Warrants, Warrant Shares, P
Marc Rubin, M.D. Executive Chairman Titan Pharmaceuticals, Inc.Titan Pharmaceuticals Inc • January 19th, 2021 • Biological products, (no disgnostic substances) • New York
Company FiledJanuary 19th, 2021 Industry Jurisdiction
Mr. Zhenyong Liu Chief Executive OfficerIt Tech Packaging, Inc. • January 13th, 2021 • Converted paper & paperboard prods (no contaners/boxes) • New York
Company FiledJanuary 13th, 2021 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and IT Tech Packaging, Inc., a company incorporated in the State of Nevada (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of Common Stock of the Company, par value US$0.001 per share (“Shares”), and warrants (“Warrants”) to purchase Shares of the Company (the “Warrant Shares” and collectively with the Shares and the Warrants, the “Securities”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. Th
Digital Ally, Inc.Digital Ally Inc • January 12th, 2021 • Radio & tv broadcasting & communications equipment • New York
Company FiledJanuary 12th, 2021 Industry JurisdictionThis agreement (the “Agreement”) constitutes the agreement between Kingswood Capital Markets, division of Benchmark Investments, Inc. (“Kingswood”) (the “Placement Agent”), and Digital Ally, Inc., a Nevada corporation (the “Company”), pursuant to which Kingswood will act as the placement agent on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of (i) common stock (the “Shares”) of the Company, par value $0.001 per share (the “Common Stock”), (ii) warrants (“Warrants”) to purchase shares of Common Stock (the “Warrant Shares”) and (iii) pre-funded warrants (the “Pre-Funded Warrants”) to purchase shares of Common Stock (the “Pre-Funded Warrant Shares”) in lieu of shares of Common Stock, for any potential investor that determines, in its sole discretion, that such purchase of Shares would cause it to beneficially own in excess of the Beneficial Ownership Limitation (as defined in the Purchase Agreement). The Shares, Warrants, Warrant Shares, P
Ryan L. Smith Chief Executive OfficerUs Energy Corp • October 2nd, 2020 • Crude petroleum & natural gas • New York
Company FiledOctober 2nd, 2020 Industry Jurisdiction
Mr. Sunil BhonsleTitan Pharmaceuticals Inc • September 25th, 2020 • Biological products, (no disgnostic substances) • New York
Company FiledSeptember 25th, 2020 Industry Jurisdiction
Mr. Biao Lu Chief Executive Officer Color Star Technology Co., Ltd.Color Star Technology Co., Ltd. • September 17th, 2020 • Construction - special trade contractors • New York
Company FiledSeptember 17th, 2020 Industry Jurisdiction
Mr. William B. Stilley Chief Executive Officer and Chairman of the Board Adial Pharmaceuticals, Inc.Adial Pharmaceuticals, Inc. • June 10th, 2020 • Pharmaceutical preparations • New York
Company FiledJune 10th, 2020 Industry Jurisdiction
Ms. Baljinder K. BhullarElectrameccanica Vehicles Corp. • June 10th, 2020 • Motor vehicles & passenger car bodies • New York
Company FiledJune 10th, 2020 Industry Jurisdiction
Mr. Michael W. NallBiocept Inc • April 15th, 2020 • Services-medical laboratories • New York
Company FiledApril 15th, 2020 Industry Jurisdiction
Mr. Michael W. NallBiocept Inc • March 5th, 2020 • Services-medical laboratories • New York
Company FiledMarch 5th, 2020 Industry Jurisdiction
Mr. Michael W. NallBiocept Inc • March 3rd, 2020 • Services-medical laboratories • New York
Company FiledMarch 3rd, 2020 Industry Jurisdiction
Mr. Ping Chen Chief Executive Officer Lianluo Smart LimitedLianluo Smart LTD • February 28th, 2020 • Surgical & medical instruments & apparatus • New York
Company FiledFebruary 28th, 2020 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Lianluo Smart Limited, a company incorporated under the laws of the British Virgin Islands (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of Class A Common Shares of the Company, par value $0.002731 per share (“Shares”), and warrants (“Warrants”) to purchase Shares of the Company (the “Warrant Shares” and collectively with the Shares and the Warrants, the “Securities”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities
Mr. Ping Chen Chief Executive Officer Lianluo Smart LimitedLianluo Smart LTD • February 24th, 2020 • Surgical & medical instruments & apparatus • New York
Company FiledFebruary 24th, 2020 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Lianluo Smart Limited, a company incorporated under the laws of the British Virgin Islands (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of Class A Common Shares of the Company, par value $0.002731 per share (“Shares”), and warrants (“Warrants”) to purchase Shares of the Company (the “Warrant Shares” and collectively with the Shares and the Warrants, the “Securities”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities
Mr. Ping Chen Chief Executive Officer Lianluo Smart LimitedLianluo Smart LTD • February 13th, 2020 • Surgical & medical instruments & apparatus • New York
Company FiledFebruary 13th, 2020 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Lianluo Smart Limited, a company incorporated under the laws of the British Virgin Islands (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of Class A Common Shares of the Company, par value $0.002731 per share (“Shares”), and warrants (“Warrants”) to purchase Shares of the Company (the “Warrant Shares” and collectively with the Shares and the Warrants, the “Securities”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities
Mr. Sunil BhonsleTitan Pharmaceuticals Inc • January 7th, 2020 • Biological products, (no disgnostic substances) • New York
Company FiledJanuary 7th, 2020 Industry Jurisdiction