Common Contracts

Settlement Agreement between the Central Bank of Ireland and

Settlement Agreement • March 28th, 2018

• Contract Type
  Settlement Agreement
• Filed
  March 28th, 2018

On 27 March 2018, the Central Bank of Ireland (the “Central Bank”) fined BCWM plc (the “Firm” or “BCWM”) €220,000 and reprimanded it for three breaches of the Client Asset Requirements 2007 (the “CAR”) and two breaches of the European Communities (Markets in Financial Instruments) Regulations 2007 (the “MiFID Regulations”). The breaches have been admitted by the Firm.