BOOKHAM, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 29th, 2005 • Bookham, Inc. • Semiconductors & related devices • New York
Contract Type FiledSeptember 29th, 2005 Company Industry JurisdictionSG COWEN & CO., LLC MERRIMAN CURHAN FORD & CO. As Representatives of the several Underwriters c/o SG Cowen & Co., LLC 1221 Avenue of the Americas New York, New York 10020
6,250,000 Shares VIVUS, INC. Shares of Common Stock $0.001 par value UNDERWRITING AGREEMENTUnderwriting Agreement • March 11th, 2005 • Vivus Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledMarch 11th, 2005 Company Industry Jurisdiction
Discovery Partners International, Inc. Common Stock, $0.001 par value per share UNDERWRITING AGREEMENTUnderwriting Agreement • May 4th, 2004 • Discovery Partners International Inc • Services-commercial physical & biological research • New York
Contract Type FiledMay 4th, 2004 Company Industry JurisdictionSG COWEN SECURITIES CORPORATION MERRIMAN CURHAN FORD & CO. ROTH CAPITAL PARTNERS, LLC As Representatives of the several Underwriters c/o SG Cowen Securities Corporation 1221 Avenue of the Americas New York, New York 10020
Shares METABASIS THERAPEUTICS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 28th, 2004 • Metabasis Therapeutics Inc • Pharmaceutical preparations • New York
Contract Type FiledApril 28th, 2004 Company Industry JurisdictionSG COWEN & CO., LLC DEUTSCHE BANK SECURITIES INC. THOMAS WEISEL PARTNERS LLC LEGG MASON WOOD WALKER, INCORPORATED As Representatives of the several Underwriters c/o SG Cowen & Co., LLC 1221 Avenue of the Americas New York, New York 10020
MOOG INC. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 11th, 2003 • Moog Inc • Misc industrial & commercial machinery & equipment • New York
Contract Type FiledSeptember 11th, 2003 Company Industry Jurisdiction
Shares ENCORE MEDICAL CORPORATION Shares of Common Stock ($.001 par value) FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • July 3rd, 2003 • Encore Medical Corp • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledJuly 3rd, 2003 Company Industry Jurisdiction
4,300,000 SHARES LEXAR MEDIA, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • December 5th, 2002 • Lexar Media Inc • Photographic equipment & supplies • New York
Contract Type FiledDecember 5th, 2002 Company Industry Jurisdiction
2,020,203 Shares Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 12th, 2001 • Cv Therapeutics Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledJune 12th, 2001 Company Industry JurisdictionSG COWEN SECURITIES CORPORATION As Representative of the several Underwriters c/o SG Cowen Securities Corporation Financial Square New York, New York 10005