14,478,764 Shares SUTRO BIOPHARMA, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 2nd, 2024 • Sutro Biopharma, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledApril 2nd, 2024 Company Industry Jurisdiction
21,010,000 Shares of Common Stock Pre-Funded Warrants to Purchase 3,000,031 Shares of Common Stock NKARTA, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 28th, 2024 • Nkarta, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 28th, 2024 Company Industry Jurisdiction
13,400,000 Shares HUMACYTE, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 4th, 2024 • Humacyte, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledMarch 4th, 2024 Company Industry Jurisdiction
2,307,694 Shares CLEARPOINT NEURO, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • March 1st, 2024 • ClearPoint Neuro, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledMarch 1st, 2024 Company Industry Jurisdiction
3,900,000 Shares of Common Stock Jasper Therapeutics, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • February 6th, 2024 • Jasper Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledFebruary 6th, 2024 Company Industry Jurisdiction
5,400,000 Shares of Common Stock AMERICAN SUPERCONDUCTOR CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • January 31st, 2024 • American Superconductor Corp /De/ • Motors & generators • New York
Contract Type FiledJanuary 31st, 2024 Company Industry Jurisdiction
7,777,778 Shares Pre-Funded Warrants to Purchase 3,333,333 Shares Voyager Therapeutics, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 8th, 2024 • Voyager Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledJanuary 8th, 2024 Company Industry Jurisdiction
EYEPOINT PHARMACEUTICALS, INC. 11,764,706 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 8th, 2023 • EyePoint Pharmaceuticals, Inc. • Laboratory analytical instruments
Contract Type FiledDecember 8th, 2023 Company Industry
11,000,000 Shares AURA BIOSCIENCES, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 9th, 2023 • Aura Biosciences, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledNovember 9th, 2023 Company Industry Jurisdiction
7,777,778 Shares AN2 Therapeutics, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 16th, 2023 • AN2 Therapeutics, Inc. • Pharmaceutical preparations
Contract Type FiledAugust 16th, 2023 Company Industry
IKENA ONCOLOGY, INC. 6,110,000 SHARES OF COMMON STOCK, $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • May 15th, 2023 • Ikena Oncology, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledMay 15th, 2023 Company Industry Jurisdiction
40,000,000 Shares APPHARVEST, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 10th, 2023 • AppHarvest, Inc. • Agricultural production-crops • New York
Contract Type FiledFebruary 10th, 2023 Company Industry Jurisdiction
•] Shares INTERACTIVE STRENGTH INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 6th, 2023 • Interactive Strength, Inc. • Electronic & other electrical equipment (no computer equip)
Contract Type FiledFebruary 6th, 2023 Company Industry
•] Shares INTERACTIVE STRENGTH INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 1st, 2023 • Interactive Strength, Inc. • Electronic & other electrical equipment (no computer equip)
Contract Type FiledFebruary 1st, 2023 Company Industry
CLEARFIELD, INC. Common Stock, Par Value $0.01 UNDERWRITING AGREEMENTUnderwriting Agreement • December 9th, 2022 • Clearfield, Inc. • Telephone & telegraph apparatus • New York
Contract Type FiledDecember 9th, 2022 Company Industry Jurisdiction
25,263,158 SHARES OF ASPEN AEROGELS, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • November 30th, 2022 • Aspen Aerogels Inc • Wholesale-lumber & other construction materials • New York
Contract Type FiledNovember 30th, 2022 Company Industry Jurisdiction
7,700,000 Shares G1 THERAPEUTICS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 21st, 2022 • G1 Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 21st, 2022 Company Industry Jurisdiction
Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 4th, 2022 • Rocket Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledOctober 4th, 2022 Company Industry Jurisdiction
13,333,334 Shares of Common Stock NKARTA, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 28th, 2022 • Nkarta, Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 28th, 2022 Company Industry Jurisdiction
•] Shares AN2 Therapeutics, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 21st, 2022 • AN2 Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 21st, 2022 Company Industry Jurisdiction
•] Shares OCEAN BIOMEDICAL, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 14th, 2022 • Ocean Biomedical, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 14th, 2022 Company Industry Jurisdiction
•] Shares OCEAN BIOMEDICAL, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 4th, 2022 • Ocean Biomedical, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 4th, 2022 Company Industry Jurisdiction
EYEPOINT PHARMACEUTICALS, INC. 4,027,273 Shares of Common Stock Pre-Funded Warrants to purchase 3,272,727 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 19th, 2021 • EyePoint Pharmaceuticals, Inc. • Laboratory analytical instruments • New York
Contract Type FiledNovember 19th, 2021 Company Industry Jurisdiction
●] Shares Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 8th, 2021 • 908 Devices Inc. • Measuring & controlling devices, nec • New York
Contract Type FiledNovember 8th, 2021 Company Industry Jurisdiction
4,393,939 Shares RUMBLEON, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • August 31st, 2021 • RumbleOn, Inc. • Services-computer programming services • New York
Contract Type FiledAugust 31st, 2021 Company Industry Jurisdiction
8,000,000 Shares AVIDITY BIOSCIENCES, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 4th, 2021 • Avidity Biosciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 4th, 2021 Company Industry Jurisdiction
●] Shares MAXCYTE, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 26th, 2021 • Maxcyte, Inc. • Services-commercial physical & biological research • New York
Contract Type FiledJuly 26th, 2021 Company Industry Jurisdiction
•] Shares OCEAN BIOMEDICAL INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 22nd, 2021 • Ocean Biomedical, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 22nd, 2021 Company Industry Jurisdiction
GH Research PLC [•] Ordinary Shares (Nominal Value $[•] Each) UNDERWRITING AGREEMENTUnderwriting Agreement • June 21st, 2021 • GH Research PLC • Pharmaceutical preparations • New York
Contract Type FiledJune 21st, 2021 Company Industry Jurisdiction
●] Shares ALPHA TEKNOVA, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 21st, 2021 • Alpha Teknova, Inc. • In vitro & in vivo diagnostic substances • New York
Contract Type FiledJune 21st, 2021 Company Industry Jurisdiction
•] Shares PRAXIS PRECISION MEDICINES, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 11th, 2021 • Praxis Precision Medicines, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 11th, 2021 Company Industry Jurisdiction
Nominal Value £0.008 Each) UNDERWRITING AGREEMENTUnderwriting Agreement • April 27th, 2021 • COMPASS Pathways PLC • Pharmaceutical preparations • New York
Contract Type FiledApril 27th, 2021 Company Industry Jurisdiction
1,048,998 Shares RUMBLEON, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • April 13th, 2021 • RumbleON, Inc. • Services-computer programming services • New York
Contract Type FiledApril 13th, 2021 Company Industry Jurisdiction
Shares of Common Stock Molecular Templates, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • February 22nd, 2021 • Molecular Templates, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 22nd, 2021 Company Industry Jurisdiction
1,850,140 Shares CLEARPOINT NEURO, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • February 19th, 2021 • ClearPoint Neuro, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledFebruary 19th, 2021 Company Industry Jurisdiction