APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. 5.375% Convertible Senior Notes due 2023 Underwriting Agreement (this “Agreement”)Underwriting Agreement • October 5th, 2018 • Apollo Commercial Real Estate Finance, Inc. • Real estate investment trusts • New York
Contract Type FiledOctober 5th, 2018 Company Industry Jurisdiction• if the stock price is between two stock prices in the table or the effective date is between two effective dates in the table, the number of additional shares by which the conversion rate will be increased will be determined by a straight-line interpolation between the number of additional shares set forth for the higher and lower stock prices and the earlier and later effective dates, as applicable, based on a 365- or 366-day year, as applicable;
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. 4.75% Convertible Senior Notes due 2022 Underwriting Agreement (this “Agreement”)Underwriting Agreement • November 9th, 2017 • Apollo Commercial Real Estate Finance, Inc. • Real estate investment trusts • New York
Contract Type FiledNovember 9th, 2017 Company Industry Jurisdiction• if the stock price is between two stock prices in the table or the effective date is between two effective dates in the table, the number of additional shares by which the conversion rate will be increased will be determined by a straight-line interpolation between the number of additional shares set forth for the higher and lower stock prices and the earlier and later effective dates, as applicable, based on a 365- or 366-day year, as applicable;
E*TRADE FINANCIAL CORPORATIONUnderwriting Agreement • August 24th, 2017 • E Trade Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledAugust 24th, 2017 Company Industry JurisdictionE*TRADE Financial Corporation, a Delaware corporation (the “Company”), confirms its agreement with the several underwriters listed in Schedule 1 hereto (the “Underwriters”) for whom Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Securities, LLC are acting as representatives (the “Representatives”) with respect to the issuance and sale by the Company, subject to the terms and conditions described below (this “Agreement”), of (i) $600,000,000 principal amount of its 2.950% Senior Notes due 2022 (the “2022 Securities”) and (ii) $400,000,000 principal amount of its 3.800% Senior Notes due 2027 (the “2027 Securities” and, together with the 2022 Securities, the “Securities”). The Securities will be issued pursuant to an indenture (the “Base Indenture”), together with a supplemental indenture with respect to the Securities (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”), i
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. 4.75% Convertible Senior Notes due 2022 Underwriting Agreement (this “Agreement”)Underwriting Agreement • August 21st, 2017 • Apollo Commercial Real Estate Finance, Inc. • Real estate investment trusts • New York
Contract Type FiledAugust 21st, 2017 Company Industry Jurisdiction• if the stock price is between two stock prices in the table or the effective date is between two effective dates in the table, the number of additional shares by which the conversion rate will be increased will be determined by a straight-line interpolation between the number of additional shares set forth for the higher and lower stock prices and the earlier and later effective dates, as applicable, based on a 365- or 366-day year, as applicable;