Common Contracts
6 similar Custodian and Transfer Agent Agreement contracts by SEI Exchange Traded Funds, Investment Managers Series Trust III, Northern Lights Fund Trust Ii, others
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • January 26th, 2024 • Investment Managers Series Trust III • New York
THIS AGREEMENT (this Agreement), dated as of __________, 202_, between Investment Managers Series Trust III (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • August 31st, 2022 • THOR Financial Technologies Trust • New York
THIS AGREEMENT(this Agreement), dated as of June 21, 2022, between THOR FINANCIAL TECHNOLOGIES TRUST (the Fund), an open-end management investment company organized as a Delaware statutory trust and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), on behalf of each series, separately and not jointly, listed on Annex A to this Agreement as may be amended from time to time (each a "Portfolio" and collectively the "Portfolios") and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the "Fund" shall mean the Fund and/or the respective Portfolio(s), as the context requires. For purposes of this Agreement, reference hereafter to the "Fund" shall mean the Fund for itself and/or the respective Portfoli
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • May 4th, 2022 • SEI Exchange Traded Funds • New York
THIS AGREEMENT (this Agreement), dated as of __March 30_, 2022, between SEI EXCHANGE TRADED FUNDS (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). SEI Investments Management Corporation (the “Adviser”), a Delaware corporation, the investment adviser to the Trust, is a party hereto with respect to Section 15 only. For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
FORM OF CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • February 4th, 2022 • SEI Exchange Traded Funds • New York
THIS AGREEMENT (this Agreement), dated as of __________, 2022, between SEI EXCHANGE TRADED FUNDS TRUST (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). SEI Investments Management Corporation (the “Adviser”), a Delaware corporation, the investment adviser to the Trust, is a party hereto with respect to Section 15 only. For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • November 17th, 2021 • Valued Advisers Trust • New York
THIS AGREEMENT (this Agreement), dated as of November 1, 2021 between VALUED ADVISERS TRUST (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • July 21st, 2021 • Northern Lights Fund Trust Ii • New York
THIS AGREEMENT (this Agreement), dated as of July 19, 2021 between NORTHERN LIGHTS FUND TRUST II (the “Fund”), an open-end management investment company organized under the laws of the State of Delaware as a statutory trust and registered with the U.S. Securities and Exchange Commission (the “Commission”) under the Investment Company Act of 1940 (the “1940 Act”), for itself and on behalf of each series, separately and not jointly, listed on Schedule I to this Agreement as may be amended from time to time (each a “Portfolio” and collectively the “Portfolios”) and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, the “TA”). All references herein to a “Portfolio” are to each of the Portfolios listed on the attached Schedule I individually, as if this Agreement were between the Fund on behalf o
