Common Contracts

31 similar Qualified Independent Underwriter Agreement contracts by Summit Securities Inc /Id/, Metropolitan Mortgage & Securities Co Inc, Western United Life Assurance Co, Corpfin Com Inc /De/

WITNESSETH:
Qualified Independent Underwriter Agreement • May 30th, 2003 • Summit Securities Inc /Id/ • Investors, nec • Idaho
AutoNDA by SimpleDocs
WITNESSETH:
Qualified Independent Underwriter Agreement • May 30th, 2003 • Summit Securities Inc /Id/ • Investors, nec • Idaho
EXHIBIT 1.1 October 3, 2002 VIA FACSIMILE (972) 650-9890 Ms. Shelley Gluck I-Bankers Securities Incorporated 122 W. Carpenter Frwy. Suite 465 Irving, TX 75089 RE: CORPFIN.COM, INC. Dear Shelley: The purpose of this letter agreement is to memorialize...
Qualified Independent Underwriter Agreement • November 15th, 2002 • Corpfin Com Inc /De/ • Services-business services, nec

The purpose of this letter agreement is to memorialize the compensation that I-Bankers Securities Incorporated ("I-Bankers") will receive in consideration of undertaking the role of Qualified Independent Underwriter, as such term is defined in Rule 2720 of the NASD Conduct Rules, for the registration of 892,000 shares of common stock of Corpfin.com, Inc. ("Corpfin"). I-Bankers will be responsible for conducting proper due diligence relating to such an offering and undertaking the legal responsibilities and liabilities of an underwriter under the Securities Act of 1933, as amended. Corpfin agrees to pay I-Bankers for such services the amount of Twenty-Five Thousand Dollars ($25,000) plus a five-year warrant (the "Warrant") to purchase up to 2.5% of the amount of shares being registered by Corpfin exercisable at a value equal to 120% of the offering price. The warrant shall be exercisable during the four-year period beginning one year from the date of this prospectus and shall not be red

WITNESSETH:
Qualified Independent Underwriter Agreement • October 4th, 2002 • Summit Securities Inc /Id/ • Investors, nec • Idaho
FORM OF
Qualified Independent Underwriter Agreement • October 4th, 2002 • Summit Securities Inc /Id/ • Investors, nec • Idaho
FORM OF
Qualified Independent Underwriter Agreement • July 18th, 2002 • Metropolitan Mortgage & Securities Co Inc • Investors, nec • Washington
WITNESSETH:
Qualified Independent Underwriter Agreement • June 21st, 2002 • Western United Life Assurance Co • Life insurance • Washington
WITNESSETH:
Qualified Independent Underwriter Agreement • January 23rd, 2002 • Western United Life Assurance Co • Life insurance • Washington
FORM OF
Qualified Independent Underwriter Agreement • January 18th, 2002 • Summit Securities Inc /Id/ • Investors, nec • Idaho
FORM OF
Qualified Independent Underwriter Agreement • January 18th, 2002 • Summit Securities Inc /Id/ • Investors, nec • Idaho
WITNESSETH:
Qualified Independent Underwriter Agreement • December 20th, 2001 • Metropolitan Mortgage & Securities Co Inc • Investors, nec • Washington
WITNESSETH:
Qualified Independent Underwriter Agreement • April 6th, 2001 • Metropolitan Mortgage & Securities Co Inc • Investors, nec • Washington
WITNESSETH:
Qualified Independent Underwriter Agreement • March 1st, 2001 • Summit Securities Inc /Id/ • Investors, nec • Idaho
WITNESSETH:
Qualified Independent Underwriter Agreement • March 1st, 2001 • Summit Securities Inc /Id/ • Investors, nec • Idaho
WITNESSETH:
Qualified Independent Underwriter Agreement • January 5th, 2000 • Summit Securities Inc /Id/ • Investors, nec • Idaho
WITNESSETH:
Qualified Independent Underwriter Agreement • January 5th, 2000 • Metropolitan Mortgage & Securities Co Inc • Investors, nec • Washington
WITNESSETH:
Qualified Independent Underwriter Agreement • January 5th, 2000 • Summit Securities Inc /Id/ • Investors, nec • Idaho
WITNESSETH:
Qualified Independent Underwriter Agreement • October 7th, 1999 • Metropolitan Mortgage & Securities Co Inc • Investors, nec • Washington

This agreement made as of the ___ day of October, 1999 by and between Metropolitan Mortgage & Securities Co., Inc., a Washington corporation ("Metropolitan"), Metropolitan Investment Securities, Inc., a Washington corporation ("MIS"), and CRUTTENDEN ROTH INCORPORATED, a California corporation ("CRUTTENDEN").

WITNESSETH:
Qualified Independent Underwriter Agreement • January 25th, 1999 • Metropolitan Mortgage & Securities Co Inc • Investors, nec • Washington
WITNESSETH:
Qualified Independent Underwriter Agreement • January 25th, 1999 • Metropolitan Mortgage & Securities Co Inc • Investors, nec • Washington
WITNESSETH:
Qualified Independent Underwriter Agreement • January 25th, 1999 • Summit Securities Inc /Id/ • Asset-backed securities • Idaho
WITNESSETH:
Qualified Independent Underwriter Agreement • January 25th, 1999 • Summit Securities Inc /Id/ • Asset-backed securities • Idaho
AutoNDA by SimpleDocs
WITNESSETH:
Qualified Independent Underwriter Agreement • February 25th, 1998 • Summit Securities Inc /Id/ • Asset-backed securities • Idaho
FORM OF AGREEMENT TO ACT AS "QUALIFIED INDEPENDENT UNDERWRITER" METROPOLITAN MORTGAGE & SECURITIES CO., INC. Investment Debentures, Series III
Qualified Independent Underwriter Agreement • February 25th, 1998 • Metropolitan Mortgage & Securities Co Inc • Investors, nec • Washington
FORM OF AGREEMENT TO ACT AS "QUALIFIED INDEPENDENT UNDERWRITER" METROPOLITAN MORTGAGE & SECURITIES CO., INC. Preferred Stock, Series E-7
Qualified Independent Underwriter Agreement • February 25th, 1998 • Metropolitan Mortgage & Securities Co Inc • Investors, nec • Washington
FORM OF AGREEMENT TO ACT AS "QUALIFIED INDEPENDENT UNDERWRITER" SUMMIT SECURITIES, INC. Preferred Stock, Series S-3
Qualified Independent Underwriter Agreement • February 25th, 1998 • Summit Securities Inc /Id/ • Asset-backed securities • Idaho
FORM OF AGREEMENT TO ACT AS "QUALIFIED INDEPENDENT UNDERWRITER" METROPOLITAN MORTGAGE & SECURITIES CO., INC. Investment Debentures, Series III
Qualified Independent Underwriter Agreement • January 8th, 1998 • Metropolitan Mortgage & Securities Co Inc • Investors, nec • Washington
FORM OF AGREEMENT TO ACT AS "QUALIFIED INDEPENDENT UNDERWRITER" METROPOLITAN MORTGAGE & SECURITIES CO., INC. Preferred Stock, Series E-7
Qualified Independent Underwriter Agreement • January 8th, 1998 • Metropolitan Mortgage & Securities Co Inc • Investors, nec • Washington
FORM OF AGREEMENT TO ACT AS "QUALIFIED INDEPENDENT UNDERWRITER" SUMMIT SECURITIES, INC. Preferred Stock, Series S-3
Qualified Independent Underwriter Agreement • January 7th, 1998 • Summit Securities Inc /Id/ • Asset-backed securities • Idaho
WITNESSETH:
Qualified Independent Underwriter Agreement • January 7th, 1998 • Summit Securities Inc /Id/ • Asset-backed securities • Idaho
FORM OF AGREEMENT TO ACT AS "QUALIFIED INDEPENDENT UNDERWRITER"
Qualified Independent Underwriter Agreement • April 25th, 1997 • Summit Securities Inc /Id/ • Asset-backed securities • Washington
Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!