RESONANT INC. 2,360,870 SHARES OF COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • September 9th, 2016 • Resonant Inc • Semiconductors & related devices • New York
Contract Type FiledSeptember 9th, 2016 Company Industry JurisdictionResonant Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this agreement (this “Agreement”), to issue and sell to the Underwriters named in Schedule V hereto (the “Underwriters”), for whom National Securities Corporation is acting as representative (the “Representative”), an aggregate of 2,360,870 authorized but unissued shares (the “Firm Shares”) and, at the election of the Underwriters, up to 354,130 additional shares (the “Additional Shares”), in each case of common stock, par value $0.001 per share (the “Common Stock”) of the Company, in an offering under its registration statement on Form S-3 (File No. 333-211374) (the Firm Shares and the Additional Shares being collectively called the “Shares”).
IGGYS HOUSE, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 30th, 2007 • Iggys House, Inc. • Real estate agents & managers (for others) • New York
Contract Type FiledOctober 30th, 2007 Company Industry JurisdictionNORTHLAND SECURITIES, INC. BATHGATE CAPITAL PARTNERS LLC E*TRADE SECURITIES, LLC As Representatives of the several Underwriters named in Schedule I c/o Northland Securities, Inc. 45 South Seventh Street, Suite 2500 Minneapolis, Minnesota 55402