· ] Shares BKV CORPORATION Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 26th, 2023 • BKV Corp • Crude petroleum & natural gas • New York
Contract Type FiledJune 26th, 2023 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • December 5th, 2022 • FREYR Battery • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledDecember 5th, 2022 Company Industry Jurisdiction
HireRight Holdings Corporation Common Stock, par value $0.001 per share UNDERWRITING AGREEMENTUnderwriting Agreement • October 20th, 2021 • HireRight Holdings Corp • Services-business services, nec • New York
Contract Type FiledOctober 20th, 2021 Company Industry JurisdictionAs Representatives of the Several Underwriters, c/o Credit Suisse Securities (USA) LLC Eleven Madison Avenue New York, N.Y. 10010-3629 c/o Goldman Sachs & Co. LLC 200 West Street New York, N.Y. 10282
•] Shares DESERT PEAK MINERALS INC. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 8th, 2021 • Desert Peak Minerals Inc. • Crude petroleum & natural gas • New York
Contract Type FiledOctober 8th, 2021 Company Industry JurisdictionThe Lock-Up Period will commence on the date of this Lock-Up Agreement and continue and include the date that is 180 days after the public offering date set forth on the final prospectus used to sell the Securities (the “Public Offering Date”) pursuant to the Underwriting Agreement.
4,137,931 Shares INTELLIA THERAPEUTICS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 2nd, 2021 • Intellia Therapeutics, Inc. • In vitro & in vivo diagnostic substances • New York
Contract Type FiledJuly 2nd, 2021 Company Industry Jurisdiction
AbCellera Biologics Inc. Common Shares UNDERWRITING AGREEMENTUnderwriting Agreement • December 7th, 2020 • AbCellera Biologics Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 7th, 2020 Company Industry Jurisdiction
4,794,521 Shares INTELLIA THERAPEUTICS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 2nd, 2020 • Intellia Therapeutics, Inc. • In vitro & in vivo diagnostic substances • New York
Contract Type FiledDecember 2nd, 2020 Company Industry Jurisdiction
●] Shares Spinal Elements Holdings, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 13th, 2020 • Spinal Elements Holdings, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledOctober 13th, 2020 Company Industry Jurisdiction
●] Shares Spinal Elements Holdings, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 8th, 2020 • Spinal Elements Holdings, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledOctober 8th, 2020 Company Industry Jurisdiction
3,262,471 Shares of Common Stock and Pre-Funded Warrants to Purchase 1,737,529 Shares of Common Stock Neoleukin Therapeutics, Inc. UNDERWRITING AGREEMENT July 1, 2020Underwriting Agreement • July 2nd, 2020 • Neoleukin Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 2nd, 2020 Company Industry Jurisdiction
5,479,453 Shares INTELLIA THERAPEUTICS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 3rd, 2020 • Intellia Therapeutics, Inc. • In vitro & in vivo diagnostic substances • New York
Contract Type FiledJune 3rd, 2020 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • January 24th, 2020 • Ellington Financial Inc. • Real estate • New York
Contract Type FiledJanuary 24th, 2020 Company Industry Jurisdiction
8,925,000 Shares of Common Stock Neoleukin Therapeutics, Inc. UNDERWRITING AGREEMENT December 17, 2019Underwriting Agreement • December 19th, 2019 • Neoleukin Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 19th, 2019 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • November 20th, 2019 • Ellington Financial Inc. • Real estate • New York
Contract Type FiledNovember 20th, 2019 Company Industry Jurisdiction
9,000,000 Shares Capstead Mortgage Corporation (a Maryland corporation) Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 1st, 2019 • Capstead Mortgage Corp • Real estate investment trusts • New York
Contract Type FiledAugust 1st, 2019 Company Industry Jurisdiction
4,000,000 Shares RA PHARMACEUTICALS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 26th, 2019 • Ra Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 26th, 2019 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • July 19th, 2019 • Ellington Financial Inc. • Real estate • New York
Contract Type FiledJuly 19th, 2019 Company Industry Jurisdiction
] shares The RealReal, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 17th, 2019 • TheRealReal, Inc. • Retail-miscellaneous retail • New York
Contract Type FiledJune 17th, 2019 Company Industry Jurisdiction
14,500,000 Shares BRIGHAM MINERALS, INC. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 22nd, 2019 • Brigham Minerals, Inc. • Crude petroleum & natural gas • New York
Contract Type FiledApril 22nd, 2019 Company Industry Jurisdiction
● ] Shares BRIGHAM MINERALS, INC. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 18th, 2019 • Brigham Minerals, Inc. • Crude petroleum & natural gas • New York
Contract Type FiledMarch 18th, 2019 Company Industry Jurisdiction
5,000,000 Shares CURO Group Holdings Corp. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 21st, 2018 • CURO Group Holdings Corp. • Finance services • New York
Contract Type FiledMay 21st, 2018 Company Industry Jurisdiction
4,250,000 Shares PlayAGS, Inc. Secondary Offering of Common Stock (Non-shelf) UNDERWRITING AGREEMENTUnderwriting Agreement • May 15th, 2018 • PlayAGS, Inc. • Miscellaneous manufacturing industries • New York
Contract Type FiledMay 15th, 2018 Company Industry Jurisdiction
] Shares CURO Group Holdings Corp. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 14th, 2018 • CURO Group Holdings Corp. • Finance services • New York
Contract Type FiledMay 14th, 2018 Company Industry Jurisdiction
9,525,000 Shares Fate Therapeutics, Inc. COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • December 14th, 2017 • Fate Therapeutics Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledDecember 14th, 2017 Company Industry Jurisdiction
5,862,069 Shares RANGER ENERGY SERVICES, INC. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 16th, 2017 • Ranger Energy Services, Inc. • Oil & gas field services, nec • New York
Contract Type FiledAugust 16th, 2017 Company Industry Jurisdiction
10,100,000 Shares SOLARIS OILFIELD INFRASTRUCTURE, INC. Class A common stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 17th, 2017 • Solaris Oilfield Infrastructure, Inc. • Oil & gas field machinery & equipment • New York
Contract Type FiledMay 17th, 2017 Company Industry Jurisdiction
Select Energy Services, Inc. 8,700,000 Shares of Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 26th, 2017 • Select Energy Services, Inc. • Oil & gas field services, nec • New York
Contract Type FiledApril 26th, 2017 Company Industry Jurisdiction
] Shares NCS MULTISTAGE HOLDINGS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 17th, 2017 • NCS Multistage Holdings, Inc. • Oil & gas field services, nec • New York
Contract Type FiledApril 17th, 2017 Company Industry Jurisdiction
Vital Therapies, Inc. Common Stock UNDERWRITING AGREEMENT March 22, 2017Underwriting Agreement • March 23rd, 2017 • Vital Therapies Inc • Pharmaceutical preparations • New York
Contract Type FiledMarch 23rd, 2017 Company Industry Jurisdiction
2,861,290 Shares Ooma, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 14th, 2017 • Ooma Inc • Services-computer processing & data preparation • New York
Contract Type FiledMarch 14th, 2017 Company Industry Jurisdiction
4,585,000 Shares Xencor, Inc. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT November 30, 2016Underwriting Agreement • December 1st, 2016 • Xencor Inc • Pharmaceutical preparations • New York
Contract Type FiledDecember 1st, 2016 Company Industry Jurisdiction
Corvus Pharmaceuticals, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • February 8th, 2016 • Corvus Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 8th, 2016 Company Industry Jurisdiction
●] Shares Sunrun Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 22nd, 2015 • Sunrun Inc. • Heating equip, except elec & warm air; & plumbing fixtures • New York
Contract Type FiledJuly 22nd, 2015 Company Industry Jurisdiction
7,500,000 Shares Xencor, Inc. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT February 24, 2015Underwriting Agreement • February 25th, 2015 • Xencor Inc • Pharmaceutical preparations • New York
Contract Type FiledFebruary 25th, 2015 Company Industry Jurisdiction
—] Shares Vital Therapies, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 30th, 2014 • Vital Therapies Inc • Pharmaceutical preparations • New York
Contract Type FiledSeptember 30th, 2014 Company Industry Jurisdiction