FORM OF SUBSCRIPTION AGENT AGREEMENT] SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • January 23rd, 2014 • Oxford Lane Capital Corp. • New York
Contract Type FiledJanuary 23rd, 2014 Company JurisdictionThis Subscription Agent Agreement (this "Agreement") is made as of January 23, 2014, by and among Oxford Lane Capital Corp., a Maryland corporation (the "Company"), Computershare, Inc., a Delaware corporation ("Computershare"), its fully owned subsidiary Computershare Trust Company, N.A., a national banking association (the "Trust Company" and, together with Computershare, the "Agent"), and relates to the registration statement on Form N-2, File No. 333-189805, filed by the Company with the Securities and Exchange Commission (the "Commission") on July 3, 2013, and as amended on August 21, 2013 (in the form such registration statement was declared effective by the Commission on August 22, 2013, the "Registration Statement") and the related prospectus supplement, dated January 23, 2013, and the accompanying base prospectus contained therein, dated August 22, 2013 (collectively, the "Prospectus"). Capitalized terms not otherwise defined herein shall have the meanings given to them in the
FORM OF SUBSCRIPTION AGENT AGREEMENT] SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • January 7th, 2013 • Oxford Lane Capital Corp. • New York
Contract Type FiledJanuary 7th, 2013 Company JurisdictionThis Subscription Agent Agreement (this "Agreement") is made as of January 4, 2013, by and among Oxford Lane Capital Corp., a Maryland corporation (the "Company"), Computershare, Inc., a Delaware corporation ("Computershare"), its fully owned subsidiary Computershare Trust Company, N.A., a national banking association (the "Trust Company" and, together with Computershare, the "Agent"), and relates to the registration statement on Form N-2, File No. 333-183228, filed by the Company with the Securities and Exchange Commission (the "Commission") on August 10, 2012, and as amended on October 5, 2012 (in the form such registration statement was declared effective by the Commission on October 10, 2012, the "Registration Statement"), the related prospectus supplement, dated January 7, 2013, and the accompanying base prospectus contained therein, dated October 10, 2012 (collectively, the "Prospectus"). Capitalized terms not otherwise defined herein shall have the meanings given to them in the
FORM OF SUBSCRIPTION AGENT AGREEMENT] SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • March 27th, 2012 • Oxford Lane Capital Corp. • New York
Contract Type FiledMarch 27th, 2012 Company JurisdictionThis Subscription Agent Agreement (this "Agreement") is made as of __________, 2012, by and among Oxford Lane Capital Corp., a Maryland corporation (the "Company"), Computershare, Inc., a Delaware corporation ("Computershare"), its fully owned subsidiary Computershare Trust Company, N.A., a national banking association (the "Trust Company" and, together with Computershare, the "Agent"), and relates to the registration statement on Form N-2, File No. 333-179450, filed by the Company with the Securities and Exchange Commission (the "Commission") on February 9, 2012, and as amended on _______, 2012 (in the form such registration statement was declared effective by the Commission on ________, 2012, the "Registration Statement") and the related prospectus, dated as of _________, 2012 (the "Prospectus"). Capitalized terms not otherwise defined herein shall have the meanings given to them in the Subscription Certificate (as defined below).
FORM OF SUBSCRIPTION AGENT AGREEMENT] SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • July 28th, 2011 • Oxford Lane Capital Corp. • New York
Contract Type FiledJuly 28th, 2011 Company JurisdictionThis Subscription Agent Agreement (this "Agreement") is made as of [ ], 2011, by and among Oxford Lane Capital Corp., a Maryland corporation (the "Company"), Computershare, Inc., a Delaware corporation ("Computershare"), its fully owned subsidiary Computershare Trust Company, N.A., a national banking association (the "Trust Company" and, together with Computershare, the "Agent"), and relates to the registration statement on Form N-2, File No. 333-174722, filed by the Company with the Securities and Exchange Commission (the "Commission") on June 3, 2011, and as amended on [ ], 2011 (in the form such registration statement was declared effective by the Commission on [ ], 2011, the "Registration Statement") and the related prospectus, dated as of [ ], 2011 (the "Prospectus"). Capitalized terms not otherwise defined herein shall have the meanings given to them in the Subscription Certificate (as defined below).
FORM OF SUBSCRIPTION AGENT AGREEMENT] SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • May 15th, 2008 • TICC Capital Corp. • New York
Contract Type FiledMay 15th, 2008 Company JurisdictionThis Subscription Agent Agreement (this “Agreement”) is made as of [ ], 2008, by and among TICC Capital Corp., a Maryland corporation (the “Company”), Computershare, Inc., a Delaware corporation (“Computershare”), its fully owned subsidiary Computershare Trust Company, N.A., a national banking association (the “Trust Company” and, together with Computershare, the “Agent”), and relates to the registration statement on Form N-2, File No. 333-149894, filed by the Company with the Securities and Exchange Commission (the “Commission”) on March 26, 2008, and as amended on [ ], 2008 (in the form such registration statement was declared effective by the Commission on [ ], 2008, the “Registration Statement”) and the related prospectus, dated as of [ ], 2008 (the “Prospectus”). Capitalized terms not otherwise defined herein shall have the meanings given to them in the Subscription Certificate (as defined below).