OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • November 13th, 2024 • Palladyne AI Corp. • Services-prepackaged software • New York
Contract Type FiledNovember 13th, 2024 Company Industry JurisdictionPalladyne AI Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.0001 per share (the “Common Shares”), on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • November 13th, 2024 • ACELYRIN, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 13th, 2024 Company Industry Jurisdiction
AMENDED AND RESTATED OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • November 7th, 2024 • Atea Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 7th, 2024 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • November 7th, 2024 • Assembly Biosciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 7th, 2024 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • November 7th, 2024 • Virgin Galactic Holdings, Inc • Transportation services • New York
Contract Type FiledNovember 7th, 2024 Company Industry JurisdictionVirgin Galactic Holdings, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.0001 per share (the “Common Shares”), having an aggregate offering price of up to $300,000,000 on the terms set forth in this agreement (this “Agreement”).
AMENDED & RESTATED OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • October 31st, 2024 • Travere Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledOctober 31st, 2024 Company Industry JurisdictionTravere Therapeutics, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.0001 per share (the “Common Shares”) on the terms set forth in this amended and restated agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENT1Open Market Sale Agreement • October 31st, 2024 • Kymera Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledOctober 31st, 2024 Company Industry JurisdictionKymera Therapeutics, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.0001 per share (the “Common Shares”), having an aggregate offering price of up to $300,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • October 25th, 2024 • Tiziana Life Sciences LTD • Pharmaceutical preparations • New York
Contract Type FiledOctober 25th, 2024 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • October 15th, 2024 • Aehr Test Systems • Instruments for meas & testing of electricity & elec signals • New York
Contract Type FiledOctober 15th, 2024 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • September 27th, 2024 • Achieve Life Sciences, Inc. • In vitro & in vivo diagnostic substances • New York
Contract Type FiledSeptember 27th, 2024 Company Industry JurisdictionAchieve Life Sciences, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent (the “Agent”), shares of the Company’s common stock, par value $0.001 per share (the “Common Shares”), having an aggregate offering price of up to $50,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTOpen Market Sale Agreement • September 20th, 2024 • Eledon Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledSeptember 20th, 2024 Company Industry Jurisdiction
AMENDED & RESTATED OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • September 3rd, 2024 • Akebia Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledSeptember 3rd, 2024 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTOpen Market Sale Agreement • August 30th, 2024 • Ardmore Shipping Corp • Deep sea foreign transportation of freight • New York
Contract Type FiledAugust 30th, 2024 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • August 23rd, 2024 • Guardant Health, Inc. • Services-medical laboratories • New York
Contract Type FiledAugust 23rd, 2024 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • August 12th, 2024 • Apogee Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledAugust 12th, 2024 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • August 9th, 2024 • Inotiv, Inc. • Services-commercial physical & biological research • New York
Contract Type FiledAugust 9th, 2024 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • August 8th, 2024 • HOOKIPA Pharma Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 8th, 2024 Company Industry JurisdictionHOOKIPA Pharma Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.0001 per share (the “Common Shares”), having an aggregate offering price of up to $50,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • August 6th, 2024 • Corvus Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 6th, 2024 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • August 6th, 2024 • AC Immune SA • Pharmaceutical preparations • New York
Contract Type FiledAugust 6th, 2024 Company Industry JurisdictionAC Immune SA, a company limited by shares (Aktiengesellschaft) incorporated under the laws of Switzerland, with registered seat in Ecublens (VD), Switzerland (the “Company”), proposes, subject to the conditions stated herein, to sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), the Company’s common shares, nominal value CHF 0.02 per share (the “Common Shares”), having an aggregate offering price of up to $80.0 million on the terms set forth in this agreement (this “Agreement”). Execution of this Agreement will supersede and replace the existing open market sale agreement (the “Existing Agreement”) between the Company and the Agent, dated May 5, 2021, with both parties acknowledging that the Existing Agreement has been terminated as of the date hereof.
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • August 6th, 2024 • ADC Therapeutics SA • Pharmaceutical preparations • New York
Contract Type FiledAugust 6th, 2024 Company Industry JurisdictionADC Therapeutics SA, a Swiss stock corporation (société anonyme) domiciled in Epalinges, Switzerland, and organized under the laws of Switzerland (the “Company”), proposes, subject to the terms and conditions stated herein, to sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), common shares of the Company, nominal value CHF 0.08 per share (the “Common Shares”), having an aggregate offering price of up to $100,000,000 on the terms set forth in this agreement (this “Agreement”).
AMENDED & RESTATED OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • August 2nd, 2024 • Rigel Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledAugust 2nd, 2024 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • August 1st, 2024 • Aldeyra Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 1st, 2024 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • July 19th, 2024 • Soleno Therapeutics Inc • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledJuly 19th, 2024 Company Industry Jurisdiction
JEFFERIES LLCOpen Market Sale Agreement • July 3rd, 2024 • New York
Contract Type FiledJuly 3rd, 2024 Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • June 20th, 2024 • Tempest Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 20th, 2024 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • June 14th, 2024 • Alvotech • Biological products, (no disgnostic substances) • New York
Contract Type FiledJune 14th, 2024 Company Industry JurisdictionAlvotech, a public limited liability company (société anonyme) incorporated and existing under the laws of the Grand Duchy of Luxembourg (“Luxembourg”), having its registered office at 9, rue de Bitbourg, L-1273 Luxembourg, and registered with the Luxembourg Register of Commerce and Companies (R.C.S. Luxembourg) under number B258884 (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and/or sell from time to time through Jefferies LLC, as sales agent, subscriber and/or principal (the “Agent”), the Company’s ordinary shares, $0.01 nominal value (valeur nominale) per share (the “Ordinary Shares”) on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • May 17th, 2024 • GameStop Corp. • Retail-computer & computer software stores • New York
Contract Type FiledMay 17th, 2024 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • May 15th, 2024 • Orchestra BioMed Holdings, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledMay 15th, 2024 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • May 15th, 2024 • Mereo BioPharma Group PLC • Pharmaceutical preparations • New York
Contract Type FiledMay 15th, 2024 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • May 8th, 2024 • Avadel Pharmaceuticals PLC • Pharmaceutical preparations • New York
Contract Type FiledMay 8th, 2024 Company Industry JurisdictionAvadel Pharmaceuticals plc, an Irish incorporated public limited company (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), the Company’s ordinary shares, nominal value $0.01 per share (the “Ordinary Shares”), on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • April 22nd, 2024 • Vivani Medical, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledApril 22nd, 2024 Company Industry JurisdictionVivani Medical, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.0001 per share (the “Common Shares”), having an aggregate offering price of up to $75,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTOpen Market Sale Agreement • March 22nd, 2024 • Adicet Bio, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 22nd, 2024 Company Industry JurisdictionAdicet Bio, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.0001 per share (the “Common Shares”), on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • March 5th, 2024 • Praxis Precision Medicines, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 5th, 2024 Company Industry JurisdictionPraxis Precision Medicines, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.0001 per share (the “Common Shares”), having an aggregate offering price of up to $150 million on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • March 4th, 2024 • Astria Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 4th, 2024 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENT1Open Market Sale Agreement • February 29th, 2024 • Chimerix Inc • Pharmaceutical preparations • New York
Contract Type FiledFebruary 29th, 2024 Company Industry JurisdictionChimerix, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.001 per share (the “Common Shares”), having an aggregate offering price of up to $75,000,000 on the terms set forth in this agreement (this “Agreement”).