OPEN MARKET SALE AGREEMENTSMOpen Market Sale • March 5th, 2024 • Praxis Precision Medicines, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 5th, 2024 Company Industry JurisdictionPraxis Precision Medicines, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.0001 per share (the “Common Shares”), having an aggregate offering price of up to $150 million on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENT1Open Market Sale • February 29th, 2024 • Chimerix Inc • Pharmaceutical preparations • New York
Contract Type FiledFebruary 29th, 2024 Company Industry JurisdictionChimerix, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.001 per share (the “Common Shares”), having an aggregate offering price of up to $75,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • December 7th, 2023 • Praxis Precision Medicines, Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 7th, 2023 Company Industry JurisdictionPraxis Precision Medicines, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.0001 per share (the “Common Shares”), having an aggregate offering price of up to $75 million on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • November 14th, 2023 • Rezolute, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 14th, 2023 Company Industry JurisdictionRezolute, Inc., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.001 per share (the “Common Shares”), having an aggregate offering price of up to $50,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • November 9th, 2023 • P3 Health Partners Inc. • Services-health services • New York
Contract Type FiledNovember 9th, 2023 Company Industry JurisdictionP3 Health Partners Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s Class A common stock, par value $0.0001 per share (the “Common Shares”), having an aggregate offering price of up to $75 million on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • November 2nd, 2023 • BioXcel Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 2nd, 2023 Company Industry JurisdictionBioXcel Therapeutics, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.001 per share (the “Common Shares”), having an aggregate offering price of up to the Maximum Program Amount (as defined herein) on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • August 16th, 2023 • ImmunoPrecise Antibodies Ltd. • Pharmaceutical preparations • New York
Contract Type FiledAugust 16th, 2023 Company Industry JurisdictionImmunoPrecise Antibodies Ltd., a corporation continued under the Business Corporations Act (British Columbia) (the "Company"), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the "Agent"), common shares of the Company, without par value (the "Common Shares"), on the terms set forth in this agreement (this "Agreement").
AMENDED & RESTATED OPEN MARKET SALE AGREEMENTSMOpen Market Sale • August 14th, 2023 • Gamida Cell Ltd. • Biological products, (no disgnostic substances) • New York
Contract Type FiledAugust 14th, 2023 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • August 3rd, 2023 • Omega Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledAugust 3rd, 2023 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • April 25th, 2023 • Arbe Robotics Ltd. • Services-computer integrated systems design • New York
Contract Type FiledApril 25th, 2023 Company Industry JurisdictionArbe Robotics Ltd., a company organized under the laws of the State of Israel (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), ordinary shares of the Company, par value NIS 0.000216 per share (the “Ordinary Shares”), having an aggregate offering price of up to $50,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • April 3rd, 2023 • Alpha Tau Medical Ltd. • Surgical & medical instruments & apparatus • New York
Contract Type FiledApril 3rd, 2023 Company Industry JurisdictionAlpha Tau Medical Ltd., a company organized under the laws of the State of Israel (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), ordinary shares of the Company, no par value per share (the “Ordinary Shares”), having an aggregate offering price of up to $75,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • February 7th, 2023 • Praxis Precision Medicines, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 7th, 2023 Company Industry JurisdictionPraxis Precision Medicines, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.0001 per share (the “Common Shares”), having an aggregate offering price of up to $125 million on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENT1Open Market Sale • December 8th, 2022 • Arrowhead Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 8th, 2022 Company Industry JurisdictionArrowhead Pharmaceuticals, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.001 per share (the “Common Shares”), having an aggregate offering price of up to $250,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • November 18th, 2022 • Iovance Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledNovember 18th, 2022 Company Industry JurisdictionIovance Biotherapeutics, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.000041666 per share (the “Common Shares”), having an aggregate offering price of up to $500,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • November 1st, 2022 • Jefferies Financial Group Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledNovember 1st, 2022 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • August 26th, 2022 • VBI Vaccines Inc/Bc • Pharmaceutical preparations • New York
Contract Type FiledAugust 26th, 2022 Company Industry JurisdictionVBI Vaccines Inc., a company incorporated under the Business Corporations Act (British Columbia) (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), common shares of the Company, no par value per share (the “Common Shares”), having an aggregate offering price of up to $125,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • August 5th, 2022 • Protagonist Therapeutics, Inc • Pharmaceutical preparations • New York
Contract Type FiledAugust 5th, 2022 Company Industry JurisdictionProtagonist Therapeutics, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.00001 per share (the “Common Shares”), having an aggregate offering price of up to $100,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • August 1st, 2022 • Compass Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledAugust 1st, 2022 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • July 12th, 2022 • Greenwich LifeSciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 12th, 2022 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • June 10th, 2022 • TFF Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 10th, 2022 Company Industry JurisdictionTFF Pharmaceuticals, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.001 per share (the “Common Shares”), on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • May 24th, 2022 • Augmedix, Inc. • Services-business services, nec • New York
Contract Type FiledMay 24th, 2022 Company Industry JurisdictionAugmedix. Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.0001 per share (the “Common Shares”), on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • April 22nd, 2022 • aTYR PHARMA INC • Biological products, (no disgnostic substances) • New York
Contract Type FiledApril 22nd, 2022 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • April 19th, 2022 • Sol-Gel Technologies Ltd. • Pharmaceutical preparations • New York
Contract Type FiledApril 19th, 2022 Company Industry JurisdictionSol-Gel Technologies Ltd., a company organized under the laws of the State of Israel (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), ordinary shares of the Company, par value NIS 0.1 per share (the “Ordinary Shares”), on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • April 5th, 2022 • Mesa Laboratories Inc /Co/ • Industrial instruments for measurement, display, and control • New York
Contract Type FiledApril 5th, 2022 Company Industry JurisdictionMesa Laboratories, Inc., a Colorado corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, no par value per share (the “Common Shares”), having an aggregate offering price of up to $150,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • March 4th, 2022 • Intellia Therapeutics, Inc. • In vitro & in vivo diagnostic substances • New York
Contract Type FiledMarch 4th, 2022 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • March 1st, 2022 • Cara Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 1st, 2022 Company Industry JurisdictionCara Therapeutics, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.001 per share (the “Common Shares”) on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • November 9th, 2021 • Cue Biopharma, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 9th, 2021 Company Industry JurisdictionCue Biopharma, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.001 per share (the “Common Shares”), having an aggregate offering price of up to $80,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • November 4th, 2021 • Puma Biotechnology, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 4th, 2021 Company Industry JurisdictionPuma Biotechnology, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.0001 per share (the “Common Shares”), having an aggregate offering price of up to $50,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • November 3rd, 2021 • Praxis Precision Medicines, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 3rd, 2021 Company Industry JurisdictionPraxis Precision Medicines, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.0001 per share (the “Common Shares”), having an aggregate offering price of up to $125 million on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • November 2nd, 2021 • Corvus Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 2nd, 2021 Company Industry JurisdictionCorvus Pharmaceuticals, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.0001 per share (the “Common Shares”), having an aggregate offering price of up to $40,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • September 13th, 2021 • Gamida Cell Ltd. • Biological products, (no disgnostic substances) • New York
Contract Type FiledSeptember 13th, 2021 Company Industry JurisdictionGamida Cell Ltd., a limited liability company organized under the laws of the State of Israel (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s ordinary shares with a nominal value of New Israeli Shekel 0.01 per share (the “Ordinary Shares”), on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • September 3rd, 2021 • VBI Vaccines Inc/Bc • Pharmaceutical preparations • New York
Contract Type FiledSeptember 3rd, 2021 Company Industry JurisdictionVBI Vaccines Inc., a company incorporated under the Business Corporations Act (British Columbia) (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), common shares of the Company, no par value per share (the “Common Shares”), having an aggregate offering price of up to $125,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • August 27th, 2021 • NeuBase Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 27th, 2021 Company Industry JurisdictionNeuBase Therapeutics, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.0001 per share (the “Common Shares”), having an aggregate offering price of up to $50,000,000 on the terms set forth in this agreement (this “Agreement”).
OPEN MARKET SALE AGREEMENT1Open Market Sale • August 17th, 2021 • Ardelyx, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 17th, 2021 Company Industry Jurisdiction
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • June 30th, 2021 • Catabasis Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJune 30th, 2021 Company Industry Jurisdiction