NeuroSense Therapeutics Ltd. Attention: Alon Ben-Noon Building BNeuroSense Therapeutics Ltd. • April 12th, 2024 • Pharmaceutical preparations • New York
Company FiledApril 12th, 2024 Industry Jurisdiction
ContractMatinas BioPharma Holdings, Inc. • April 5th, 2024 • Pharmaceutical preparations • New York
Company FiledApril 5th, 2024 Industry JurisdictionSubject to the terms and conditions of this letter agreement (the “Agreement”) between A.G.P./Alliance Global Partners (the “Placement Agent”) and Matinas BioPharma Holdings, Inc., a Delaware corporation (the “Company”), the parties hereby agree that the Placement Agent shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of securities of the Company, consisting of: (i) shares of common stock, par value $0.0001 per share (“Common Stock”), (ii) pre-funded warrants to purchase Common Stock (the “Pre-Funded Warrants”), and (iii) warrants to purchase Common Stock (the “Common Warrants” and collectively with the Pre-Funded Warrants, the “Warrants”). The Common Stock and Warrants actually placed by the Placement Agent are referred to herein as the “Placement Agent Securities.” The documents executed and delivered by the Company and the Purchasers (as defined below) in connection with th
ContractSpire Global, Inc. • March 21st, 2024 • Communications services, nec • New York
Company FiledMarch 21st, 2024 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between A.G.P./Alliance Global Partners, as placement agent (the “Placement Agent”), and Spire Global, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), that the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of shares (the “Shares”) of the Company’s Class A common stock, par value $0.0001 per share (the “Common Stock”) and greenshoe warrants (the “Greenshoe Warrants”) to purchase shares of Common Stock. The Shares and Greenshoe Warrants shall be offered and sold under the Company’s registration statement on Form S-3 (File No. 333-267413), which was declared effective by the U.S. Securities and Exchange Commission on September 26, 2022 (the “Registration Statement”). The Shares and Greenshoe Warrants actually placed by the Placement Agent are referred to herein as the “Placement
ContractSELLAS Life Sciences Group, Inc. • March 15th, 2024 • Pharmaceutical preparations • New York
Company FiledMarch 15th, 2024 Industry JurisdictionSELLAS Life Sciences Group, Inc. 7 Times Square, Suite 2503 New York, NY 10036 Attention: Angelos M. Stergiou, M.D., ScD h.c., President and Chief Executive Officer
Safe & Green Holdings Corp.Safe & Green Holdings Corp. • February 6th, 2024 • Wholesale-lumber & other construction materials • New York
Company FiledFebruary 6th, 2024 Industry Jurisdiction
Safe & Green Holdings Corp.Safe & Green Holdings Corp. • January 26th, 2024 • Wholesale-lumber & other construction materials • New York
Company FiledJanuary 26th, 2024 Industry Jurisdiction
Myomo, Inc.Myomo, Inc. • January 17th, 2024 • Orthopedic, prosthetic & surgical appliances & supplies • New York
Company FiledJanuary 17th, 2024 Industry Jurisdiction
ContractSELLAS Life Sciences Group, Inc. • January 8th, 2024 • Pharmaceutical preparations • New York
Company FiledJanuary 8th, 2024 Industry JurisdictionSELLAS Life Sciences Group, Inc. 7 Times Square, Suite 2503 New York, NY 10036 Attention: Angelos M. Stergiou, M.D., ScD h.c., President and Chief Executive Officer
Attn: Chief Executive Officer ZyVersa Therapeutics, Inc.ZyVersa Therapeutics, Inc. • December 11th, 2023 • Pharmaceutical preparations • New York
Company FiledDecember 11th, 2023 Industry Jurisdiction
Attn: Chief Executive Officer ZyVersa Therapeutics, Inc.ZyVersa Therapeutics, Inc. • December 6th, 2023 • Pharmaceutical preparations • New York
Company FiledDecember 6th, 2023 Industry Jurisdiction
Attn: Chief Executive Officer ZyVersa Therapeutics, Inc.ZyVersa Therapeutics, Inc. • November 21st, 2023 • Pharmaceutical preparations • New York
Company FiledNovember 21st, 2023 Industry Jurisdiction
ContractZivo Bioscience, Inc. • November 1st, 2023 • Biological products, (no disgnostic substances) • New York
Company FiledNovember 1st, 2023 Industry JurisdictionSubject to the terms and conditions of this letter agreement (the “Agreement”) between A.G.P./Alliance Global Partners, as the sole placement agent (“A.G.P.”) (A.G.P. is also referred to herein as the “Placement Agent”), and Zivo Bioscience, Inc., a Nevada corporation (the “Company”), the parties hereby agree that the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of registered securities of the Company, consisting of: (i) shares of common stock, par value $0.001 per share (“Common Stock”), (ii) pre-funded warrants to purchase Common Stock (the “Pre-Funded Warrants”), and (iii) warrants to purchase Common Stock (the “Common Warrants” and collectively with the Pre-Funded Warrants, the “Warrants”). The Common Stock and Warrants actually placed by the Placement Agent are referred to herein as the “Placement Agent Securities.” The Placement Agent Securities and shares of C
Versus Systems Inc.Versus Systems Inc. • October 17th, 2023 • Services-computer processing & data preparation • New York
Company FiledOctober 17th, 2023 Industry Jurisdiction
September 21, 2023 Neptune Wellness Solutions Inc.Neptune Wellness Solutions Inc. • September 27th, 2023 • Pharmaceutical preparations • New York
Company FiledSeptember 27th, 2023 Industry Jurisdiction
Vaccinex, Inc. Attention: Mr. Maurice Zauderer, Ph.D.Vaccinex, Inc. • September 26th, 2023 • Pharmaceutical preparations • New York
Company FiledSeptember 26th, 2023 Industry Jurisdiction
Flora Growth Corp.Flora Growth Corp. • September 21st, 2023 • Pharmaceutical preparations • New York
Company FiledSeptember 21st, 2023 Industry Jurisdiction
Myomo, Inc.Myomo, Inc. • August 28th, 2023 • Orthopedic, prosthetic & surgical appliances & supplies • New York
Company FiledAugust 28th, 2023 Industry Jurisdiction
Contract180 Life Sciences Corp. • August 15th, 2023 • Pharmaceutical preparations • New York
Company FiledAugust 15th, 2023 Industry JurisdictionSubject to the terms and conditions of this letter agreement (the “Agreement”) between A.G.P./Alliance Global Partners, as the sole placement agent (“A.G.P.”) (A.G.P. is also referred to herein as the “Placement Agent”), and 180 Life Sciences Corp., a Delaware corporation (the “Company”), the parties hereby agree that the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of registered securities of the Company, consisting of: (i) shares of common stock, par value $0.0001 per share (“Common Stock”), (ii) pre-funded warrants to purchase Common Stock (the “Pre-Funded Warrants”), and (iii) warrants to purchase Common Stock (the “Common Warrants” and collectively with the Pre-Funded Warrants, the “Warrants”). The Common Stock and Warrants actually placed by the Placement Agent are referred to herein as the “Placement Agent Securities.” The Placement Agent Securities and shares
Aptevo Therapeutics Inc.Aptevo Therapeutics Inc. • August 7th, 2023 • Pharmaceutical preparations • New York
Company FiledAugust 7th, 2023 Industry Jurisdiction
Nxu, Inc.Nxu, Inc. • August 4th, 2023 • Truck & bus bodies • New York
Company FiledAugust 4th, 2023 Industry Jurisdiction
Nxu, Inc.Nxu, Inc. • August 1st, 2023 • Truck & bus bodies • New York
Company FiledAugust 1st, 2023 Industry Jurisdiction
Celularity Inc.Celularity Inc • July 28th, 2023 • Pharmaceutical preparations • New York
Company FiledJuly 28th, 2023 Industry Jurisdiction
Attn: Chief Executive Officer ZyVersa Therapeutics, Inc.ZyVersa Therapeutics, Inc. • July 26th, 2023 • Pharmaceutical preparations • New York
Company FiledJuly 26th, 2023 Industry Jurisdiction
Aptevo Therapeutics Inc.Aptevo Therapeutics Inc. • July 14th, 2023 • Pharmaceutical preparations • New York
Company FiledJuly 14th, 2023 Industry Jurisdiction
Nxu, Inc.Nxu, Inc. • July 10th, 2023 • Truck & bus bodies • New York
Company FiledJuly 10th, 2023 Industry Jurisdiction
Attn: Chief Executive Officer ZyVersa Therapeutics, Inc.ZyVersa Therapeutics, Inc. • July 7th, 2023 • Pharmaceutical preparations • New York
Company FiledJuly 7th, 2023 Industry Jurisdiction
Attn: Chief Executive Officer ZyVersa Therapeutics, Inc.ZyVersa Therapeutics, Inc. • June 30th, 2023 • Pharmaceutical preparations • New York
Company FiledJune 30th, 2023 Industry Jurisdiction
NeuroSense Therapeutics Ltd. Attention: Alon Ben-Noon Building B 11 HaMenofim Street Herzliya 4672562 Dear Mr. Ben-NoonNeuroSense Therapeutics Ltd. • June 23rd, 2023 • Pharmaceutical preparations • New York
Company FiledJune 23rd, 2023 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between A.G.P./Alliance Global Partners (the “Placement Agent”) and NeuroSense Therapeutics Ltd., a company organized under the laws of Israel (the “Company”), that the Placement Agent shall serve as the exclusive placement agent for the Company, on a “reasonable best-efforts” basis, in connection with the proposed placement (the “Placement”) of (i) ordinary shares (the “Shares”) of the Company, no par value (the “Ordinary Shares”), (ii) warrants to purchase Ordinary Shares (the “Warrants”) and (iii) pre-funded warrants to purchase Ordinary Shares (the “Pre-Funded Warrants” and together with the Ordinary Shares and Warrants, the “Securities”). The Securities actually placed by the Placement Agent are referred to herein as the “Placement Agent Securities.” The terms of the Placement shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”), and nothing herein constitute
Versus Systems Inc.Versus Systems Inc. • June 21st, 2023 • Services-computer processing & data preparation • New York
Company FiledJune 21st, 2023 Industry Jurisdiction
Precision Optics Corporation, Inc. Attn: Joseph N. Forkey, President and TreasurerPrecision Optics Corporation, Inc. • June 20th, 2023 • Electromedical & electrotherapeutic apparatus • New York
Company FiledJune 20th, 2023 Industry Jurisdiction
June 5, 2023 AgEagle Aerial Systems Inc.AgEagle Aerial Systems Inc. • June 6th, 2023 • Aircraft • New York
Company FiledJune 6th, 2023 Industry Jurisdiction
Acurx Pharmaceuticals, Inc. 259 Liberty Avenue Staten Island, New York 10305 Attn: David P. Luci President and Chief Executive OfficerAcurx Pharmaceuticals, Inc. • May 17th, 2023 • Pharmaceutical preparations • New York
Company FiledMay 17th, 2023 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (the “Placement Agent”) and Acurx Pharmaceuticals, Inc., a Delaware corporation (the “Company”), that the Placement Agent shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of the Company’s shares of Common Stock, par value $0.001 per share, (the “Shares”), pre-funded warrants to purchase shares of Common Stock (the “Pre-Funded Warrants”), Series C warrants to purchase shares of Common Stock (the “Series C Warrants”) and Series D warrants to purchase shares of Common Stock (the “Series D Warrants”, collectively with the Series C Warrants, the “Warrants,” and collectively with the Shares and Pre-Funded Warrants, the “Securities”). The terms of the Placement shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”), and nothing herein const
May 10, 2023 Neptune Wellness Solutions Inc.Neptune Wellness Solutions Inc. • May 16th, 2023 • Pharmaceutical preparations • New York
Company FiledMay 16th, 2023 Industry Jurisdiction
Attn: Chief Executive Officer ZyVersa Therapeutics, Inc.ZyVersa Therapeutics, Inc. • April 18th, 2023 • Pharmaceutical preparations • New York
Company FiledApril 18th, 2023 Industry Jurisdiction
Athersys, Inc. Attention: Mr. Daniel CamardoAthersys, Inc / New • April 18th, 2023 • Pharmaceutical preparations • New York
Company FiledApril 18th, 2023 Industry Jurisdiction