Common Contracts

Warrants to Purchase 3,600,000 Shares of Common Stock AMERICAN RESOURCES CORPORATION UNDERWRITING AGREEMENT

Underwriting Agreement • August 27th, 2019 • American Resources Corp • Services-miscellaneous repair services • New York

• Contract Type
  Underwriting Agreement
• Filed
  August 27th, 2019
• Company
  American Resources Corp
• Industry
  Services-miscellaneous repair services
• Jurisdiction
  New York

American Resources Corporation, a Florida corporation (the “Company”), proposes, subject to the terms and conditions contained herein (this “Agreement”), to sell to you, Maxim Group LLC (“Maxim” or the “Underwriter”), an aggregate of 3,600,000 shares of the Company’s Class A common stock (the “Common Stock”), par value $0.0001 per share (the “Shares”) and warrants to purchase 3,600,000 shares of Common Stock (the “Warrants,” together with the Shares, the “Securities”). In addition, the Company proposes to grant to the Underwriter an option to purchase up to an additional 540,000 shares of Common Stock (the “Option Shares”) and/or Warrants to purchase up to an additional 540,000 shares of Common Stock (the “Option Warrants”) from the Company for the purpose of covering over-allotments, if any, in connection with the sale of the Securities (collectively, the “Option Securities”). The Securities and the Option Securities are collectively referred to herein as the context requires as the “

10,800,000 Shares of Common Stock and Warrants to Purchase 8,100,000 Shares of Common Stock TARONIS TECHNOLOGIES, INC. UNDERWRITING AGREEMENT

Underwriting Agreement • February 8th, 2019 • Taronis Technologies, Inc. • Special industry machinery, nec • New York

• Contract Type
  Underwriting Agreement
• Filed
  February 8th, 2019
• Company
  Taronis Technologies, Inc.
• Industry
  Special industry machinery, nec
• Jurisdiction
  New York

Taronis Technologies, Inc. f/k/a MagneGas Applied Technology Solutions, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions contained herein (this “Agreement”), to sell to you, Maxim Group LLC (“Maxim” or the “Underwriter”), an aggregate of 10,800,000 shares of the Company’s common stock (the “Common Stock”), $0.001 par value per share (the “Shares”) and warrants to purchase 8,100,000 shares of Common Stock (the “Warrants,” together with the Shares, the “Securities”). In addition, the Company proposes to grant to the Underwriter an option to purchase up to an additional 1,120,000 shares of Common Stock (the “Option Shares”) and/or Warrants to purchase up to an additional 840,000 shares of Common Stock (the “Option Warrants”) from the Company for the purpose of covering over-allotments in connection with the sale of the Securities (collectively, the “Option Securities”). The Securities and the Option Securities are collectively referred to herein

GWG Holdings, Inc. 1,250,000 Shares Common Stock UNDERWRITING AGREEMENT

Underwriting Agreement • August 22nd, 2014 • GWG Holdings, Inc. • Life insurance • New York

• Contract Type
  Underwriting Agreement
• Filed
  August 22nd, 2014
• Company
  GWG Holdings, Inc.
• Industry
  Life insurance
• Jurisdiction
  New York

GWG Holdings, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions of this Underwriting Agreement (this “Agreement”), to issue and sell to the public through Newport Coast Securities, Inc. (the “Representative”), who is acting as the representative of the several underwriters (the “Underwriters”) listed on Schedule I hereto, on a best efforts basis, an aggregate of up to 1,250,000 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”).