Common Contracts

AGREEMENT FOR PRIME BROKERAGE CLEARANCE SERVICES

Prime Brokerage Agreement • April 4th, 2005 • New York

• Contract Type
  Prime Brokerage Agreement
• Filed
  April 4th, 2005
• Jurisdiction
  New York

[insert name of executing broker], its successors and assigns (the “Executing Broker”) will clear your securities transactions through the facilities of Pershing LLC (“Pershing”) pursuant to the fully disclosed clearing agreement between Executing Broker and Pershing with such broker-dealer as you may designate, from time to time, as your prime broker (“Prime Broker”), provided that Pershing has entered into a Prime Brokerage Agreement with such broker-dealer with respect to your prime brokerage transactions (hereinafter referred to as “Prime Brokerage Transaction(s)”).