Common Contracts

ACC OUNT PACKET

Account Agreement • February 8th, 2011 • Massachusetts

• Contract Type
  Account Agreement
• Filed
  February 8th, 2011
• Jurisdiction
  Massachusetts

This Account Agreement (“Agreement”) is entered into by and among LPL Financial Corporation (“LPL”), a registered investment advisor and broker/dealer, the LPL Investment Advisor Representative indicated in Section V of the Account Application attached hereto (“IAR”), and the client indicated in Section I of the Account Application (“Client”), pursuant to which Client will open an account (“Account”) with LPL and IAR for the purpose of participating in the Strategic Asset Management Program (“Program”) through which IAR and LPL as an investment advisor will purchase and manage specified assets of the Client. A description of the services to be provided and the parties providing the services are set forth below.

ACCOUNT PACKET

Account Agreement • October 21st, 2010 • Massachusetts

• Contract Type
  Account Agreement
• Filed
  October 21st, 2010
• Jurisdiction
  Massachusetts

This Account Agreement (“Agreement”) is entered into by and among LPL Financial Corporation (“LPL”), a registered investment advisor and broker/dealer, the LPL Investment Advisor Representative indicated in Section V of the Account Application attached hereto (“IAR”), and the client indicated in Section I of the Account Application (“Client”), pursuant to which Client will open an account (“Account”) with LPL and IAR for the purpose of participating in the Strategic Asset Management II Program (“Program”) through which IAR and LPL as an investment advisor will purchase and manage specified assets of the Client. A description of the services to be provided and the parties providing the services are set forth below.