Common Contracts
406 similar Broker-Dealer Agreement contracts by Tortoise Energy Capital Corp, Hancock John Patriot Premium Dividend Fund Ii, RMR Hospitality & Real Estate Fund, others
FORM N-4, ITEM 24(b)(8.38) FORM OF BROKER-DEALER AGREEMENT BETWEEN BLACKROCK INVESTMENTS, INC. & ONEAMERICA SECURITIES, INC. ------------------------------- ------------------------------------------------- Broker-Dealer...Broker-Dealer Agreement • April 20th, 2009 • Aul American Unit Trust • Delaware
Exhibit k.7 BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of ____________, is between The Bank of New York (the "Auction Agent") (not in its individual capacity, but solely as agent of Tortoise Energy Capital Corporation (the...Broker-Dealer Agreement • February 19th, 2008 • Tortoise Energy Capital Corp • New York
Exhibit k.6 BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of ____________, is between The Bank of New York (the "Auction Agent") (not in its individual capacity, but solely as agent of Tortoise Energy Capital Corporation (the...Broker-Dealer Agreement • February 19th, 2008 • Tortoise Energy Capital Corp • New York
Relating toBroker-Dealer Agreement • September 6th, 2007 • Nuveen Tax-Advantaged Dividend Growth Fund • New York
I BASIS FOR THE AGREEMENT A. INSURANCE COMPANY INSURANCE COMPANY is a life insurance company licensed to issue various life insurance policies and annuity contracts.Broker-Dealer Agreement • April 23rd, 2007 • Allianz Life Variable Account B • Minnesota
II DUTIES OF BROKER/DEALERBroker-Dealer Agreement • April 23rd, 2007 • Allianz Life of Ny Variable Account C • New York
BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of ________, 2007, is between [Auction Agent] (the "Auction Agent") (not in its individual capacity, but solely as agent of Tortoise Energy Capital Corporation (the "Company")), pursuant to...Broker-Dealer Agreement • March 6th, 2007 • Tortoise Energy Capital Corp • New York
BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of ________, 2007, is between [Auction Agent] (the "Auction Agent") (not in its individual capacity, but solely as agent of Tortoise Energy Capital Corporation (the "Company")), pursuant to...Broker-Dealer Agreement • March 6th, 2007 • Tortoise Energy Capital Corp • New York
Exhibit (13)(c)(ii) Amendment to Broker-Dealer Agreements The undersigned, in consideration of the premises and the mutual covenants contained herein, hereby agree to amend the Broker-Dealer Agreements between each of the Broker-Dealers listed on...Broker-Dealer Agreement • February 16th, 2007 • Van Kampen Trust for Investment Grade Municipals • New York
BetweenBroker-Dealer Agreement • January 8th, 2007 • Hancock John Patriot Premium Dividend Fund Ii • New York
betweenBroker-Dealer Agreement • January 8th, 2007 • Hancock John Patriot Premium Dividend Fund Ii • New York
FORM OF BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of ________, 2006, is between Deutsche Bank Trust Company Americas (the "Auction Agent") (not in its individual capacity, but solely as agent of First Trust Tax-Advantaged Preferred...Broker-Dealer Agreement • August 30th, 2006 • First Trust Tax-Advantaged Preferred Income Fund • New York
FORM OFBroker-Dealer Agreement • August 7th, 2006 • Eaton Vance Credit Opportunities Fund • New York
BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of ________, 2006, is between The Bank of New York (the "Auction Agent") (not in its individual capacity, but solely as agent of Tortoise North American Energy Corporation (the "Company")),...Broker-Dealer Agreement • June 9th, 2006 • Tortoise North American Energy Corp • New York
Relating toBroker-Dealer Agreement • May 22nd, 2006 • Nuveen Real Estate Income Fund • New York
BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of _______ __, 2006, is between The Bank of New York (the "Auction Agent") (not in its individual capacity, but solely as agent of Tortoise Energy Capital Corporation (the "Company")),...Broker-Dealer Agreement • January 11th, 2006 • Tortoise Energy Capital Corp • New York
BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of _________ __, 200_, is between The Bank of New York (the "Auction Agent") (not in its individual capacity, but solely as agent of Tortoise North American Energy Corporation (the...Broker-Dealer Agreement • January 5th, 2006 • Tortoise North American Energy Corp • New York
RELATING TOBroker-Dealer Agreement • December 22nd, 2005 • Calamos Global Total Return Fund • New York
EXHIBIT k.2 BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of October __, 2005, is between The Bank of New York (the "Auction Agent") (not in its individual capacity, but solely as agent of Tortoise Energy Capital Corporation (the...Broker-Dealer Agreement • October 12th, 2005 • Tortoise Energy Capital Corp • New York
EXHIBIT 99.(k)(ix) FORM OF BROKER DEALER AGREEMENT FORM OF BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of __________, 2005, is between DEUTSCHE BANK TRUST COMPANY AMERICAS (the "Auction Agent") (not in its individual capacity, but...Broker-Dealer Agreement • October 7th, 2005 • Boulder Growth & Income Fund • New York
FORM OF FIRST AMENDMENT TO BROKER-DEALER AGREEMENT BETWEEN THE BANK OF NEW YORK AND RBC DAIN RAUSCHER INC.Broker-Dealer Agreement • September 13th, 2005 • RMR Hospitality & Real Estate Fund
THE BANK OF NEW YORK, as Auction AgentBroker-Dealer Agreement • September 13th, 2005 • RMR Hospitality & Real Estate Fund • New York
betweenBroker-Dealer Agreement • September 2nd, 2005 • Muniholdings Fund Inc • New York
betweenBroker-Dealer Agreement • August 29th, 2005 • Muniyield Michigan Insured Fund Ii Inc • New York
betweenBroker-Dealer Agreement • August 5th, 2005 • Massachusetts Health & Education Tax Exempt Trust • New York
betweenBroker-Dealer Agreement • August 3rd, 2005 • Muniyield California Fund Inc • New York
betweenBroker-Dealer Agreement • July 21st, 2005 • Muniyield California Insured Fund Ii Inc • New York
betweenBroker-Dealer Agreement • July 21st, 2005 • Muniyield Quality Fund Inc • New York
betweenBroker-Dealer Agreement • July 21st, 2005 • Muniyield Quality Fund Ii Inc • New York
betweenBroker-Dealer Agreement • July 20th, 2005 • Muniyield New York Insured Fund Inc • New York
EXHIBIT k.5 BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of _____, 2005, is between The Bank of New York (the "Auction Agent") (not in its individual capacity, but solely as agent of Tortoise Energy Infrastructure Corporation (the...Broker-Dealer Agreement • July 7th, 2005 • Tortoise Energy Infrastructure Corp • New York
betweenBroker-Dealer Agreement • June 30th, 2005 • Muniyield Arizona Fund Inc /Nj/ • New York
Relating toBroker-Dealer Agreement • June 30th, 2005 • RMR Preferred Dividend Fund • New York
FORM OFBroker-Dealer Agreement • June 29th, 2005 • Van Kampen Trust for Investment Grade New York Municipals • New York
FORM OFBroker-Dealer Agreement • June 29th, 2005 • Van Kampen Trust for Investment Grade Florida Municipals • New York
