RecitalsBrokerage Agreement • February 1st, 2008 • Liquor Group Wholesale, Inc. • Wholesale-beer, wine & distilled alcoholic beverages
Contract Type FiledFebruary 1st, 2008 Company Industry
EXHIBIT 10.4Brokerage Agreement • February 1st, 2008 • Liquor Group Wholesale, Inc. • Wholesale-beer, wine & distilled alcoholic beverages
Contract Type FiledFebruary 1st, 2008 Company Industry
Lynch, Jones & Ryan, inc. 3 Times Square New York NY 10036 Tel 800 992 7526 Fax 646 223 9080Brokerage Agreement • December 27th, 2006 • Allianz Variable Insurance Products Trust
Contract Type FiledDecember 27th, 2006 CompanyThis letter will constitute our agreement with respect to the brokerage transactions on behalf of the USAllianz Investor Services Fund to be -directed to Lynch, Jones & Ryan, an Instinet Company (herein referred to as 'LJR"), and its correspondent brokers., You understand that in making this agreement there are no required volumes, no fees (other than the normal transaction charges associated with executing your orders) and no time requirements.
AGREEMENTBrokerage Agreement • August 8th, 2005 • Royal Securities, Inc. • State commercial banks
Contract Type FiledAugust 8th, 2005 Company Industry
AGREEMENTBrokerage Agreement • August 5th, 2005 • Van Singel Willard J • State commercial banks
Contract Type FiledAugust 5th, 2005 Company Industry
DATED 2004Brokerage Agreement • April 18th, 2005 • Rs Group of Companies Inc • Services-business services, nec • England
Contract Type FiledApril 18th, 2005 Company Industry Jurisdiction
WHEREAS:Brokerage Agreement • October 29th, 2004 • Century Casinos Inc /Co/ • Services-miscellaneous amusement & recreation
Contract Type FiledOctober 29th, 2004 Company Industry
AGREEMENTBrokerage Agreement • June 24th, 2004 • Tower Group, Inc. • Fire, marine & casualty insurance • New York
Contract Type FiledJune 24th, 2004 Company Industry Jurisdiction
TOWER INSURANCE COMPANY OF NEW YORK AND TOWER RISK MANAGEMENTBrokerage Agreement • May 7th, 2004 • Tower Group, Inc. • New York
Contract Type FiledMay 7th, 2004 Company Jurisdiction
WHEREAS:Brokerage Agreement • August 13th, 2003 • Century Casinos Inc /Co/ • Services-miscellaneous amusement & recreation
Contract Type FiledAugust 13th, 2003 Company Industry
WITNESSETH:Brokerage Agreement • May 24th, 2002 • Lincoln New York Separate Account T for Variable Annuities • New York
Contract Type FiledMay 24th, 2002 Company Jurisdiction
Exhibit 10.4 BROKERAGE AGREEMENTBrokerage Agreement • October 23rd, 2001 • Worldwide Medical Corp/Ca/ • California
Contract Type FiledOctober 23rd, 2001 Company Jurisdiction
Exhibit 10.2 BROKERAGE AGREEMENTBrokerage Agreement • October 23rd, 2001 • Worldwide Medical Corp/Ca/ • California
Contract Type FiledOctober 23rd, 2001 Company Jurisdiction
AGREEMENTBrokerage Agreement • March 30th, 2001 • Park Meridian Financial Corp • Blank checks
Contract Type FiledMarch 30th, 2001 Company Industry
AGREEMENTBrokerage Agreement • January 5th, 2001 • Ratexchange Corp • Services-business services, nec • New York
Contract Type FiledJanuary 5th, 2001 Company Industry Jurisdiction
THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. BROKERAGE AGREEMENT Agreement made this _________ day of ________, 20____ by and between ___________________ ("Principal") and __________________ ("Broker"). 1. The undersigned is presently a Broker in...Brokerage Agreement • December 13th, 2000 • Guardian Separate Account K
Contract Type FiledDecember 13th, 2000 Company
AGREEMENTBrokerage Agreement • November 14th, 2000 • Ratexchange Corp • Services-business services, nec • New York
Contract Type FiledNovember 14th, 2000 Company Industry Jurisdiction
AGREEMENTBrokerage Agreement • May 18th, 2000 • Lm Institutional Fund Advisors I Inc
Contract Type FiledMay 18th, 2000 Company
EXHIBIT 6.12 ANDERSON CHAMBERLIN, INC. BROKERAGE AGREEMENT This Agreement is made on (mo/dy/yr) 3/25/99 -------------------------------------------- between (Company Name) Dippy Foods ----------------------------------------------------------...Brokerage Agreement • April 17th, 2000 • Dippy Foods Inc • Food and kindred products • Washington
Contract Type FiledApril 17th, 2000 Company Industry Jurisdiction
EXHIBIT 10.35 MCGINN, SMITH & CO., INC. INVESTMENT BANKERS * INVESTMENT BROKERS ONE CAPITAL CENTER 90 Pine Street Albany, New York 12207 (518) 449-5131 FAX: (518) 449-6054 November 24, 1999 James K. Howson Chairman IPVoice -Com, Inc. Via Facsimile#...Brokerage Agreement • April 12th, 2000 • Ip Voice Com Inc • Telephone communications (no radiotelephone)
Contract Type FiledApril 12th, 2000 Company Industry
THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. BROKERAGE AGREEMENT Agreement made this _________ day of ________by and between ___________________ ("Principal") and __________________ ("Broker"). 1. The undersigned is presently a Broker in accordance...Brokerage Agreement • December 10th, 1999 • Guardian Separate Acct N of the Guardian Ins & Annuity Co
Contract Type FiledDecember 10th, 1999 Company
andBrokerage Agreement • November 18th, 1999 • Ziasun Technologies Inc • Services-business services, nec • Hong Kong
Contract Type FiledNovember 18th, 1999 Company Industry Jurisdiction
August 13, 1999Brokerage Agreement • October 18th, 1999 • Web Street Inc • Services-business services, nec • Illinois
Contract Type FiledOctober 18th, 1999 Company Industry Jurisdiction
AGREEMENTBrokerage Agreement • March 1st, 1999 • Continental Assurance Co Separate Account B
Contract Type FiledMarch 1st, 1999 Company
EXHIBIT 10.6 BROKERAGE AGREEMENT BETWEEN TRANSCONTINENTAL REALTY INVESTORS, INC. AND CARMEL REALTY, INC.Brokerage Agreement • January 13th, 1999 • Transcontinental Realty Investors Inc • Real estate investment trusts • Texas
Contract Type FiledJanuary 13th, 1999 Company Industry Jurisdiction
BROKERAGE AGREEMENT BETWEEN CONTINENTAL MORTGAGE AND EQUITY TRUST AND CARMEL REALTY, INC.Brokerage Agreement • January 13th, 1999 • Transcontinental Realty Investors Inc • Real estate investment trusts • Texas
Contract Type FiledJanuary 13th, 1999 Company Industry Jurisdiction
1 Exhibit 10.13 AGREEMENT made in New York, New York on the 5th day of September, 1995, by and between Prudential Securities Incorporated ("PSI"), a Delaware corporation, having its principal office at One Seaport Plaza, New York, New York 10292 and...Brokerage Agreement • January 26th, 1998 • Freedom Securiteis Corp /De/
Contract Type FiledJanuary 26th, 1998 Company
This Agreement contains the entire agreement between the parties hereto with respect to the subject matter hereof, and no waiver, alteration or modification of any of the provisions hereof shall be binding unless it is in writing and signed by each of...Brokerage Agreement • December 12th, 1997 • Champion Financial Corp /Md/ • Periodicals: publishing or publishing & printing • New York
Contract Type FiledDecember 12th, 1997 Company Industry JurisdictionThis letter is to confirm our understanding and agreement regarding compensation to be paid by Champion Financial Corporation (the "Company") to London Select Enterprises, Ltd. (the "Broker"). Broker shall have the exclusive right through December 8, 1997 to act as the Company's agent for the sole purpose of placing up to $4,000,000 face amount of 8% two year convertible debentures (together with the common stock that the debt is convertible into) (the "Debt" or the "Securities"), of Company on a "best efforts" basis, in an offering conducted in compliance with Regulation S promulgated under the Securities Act of 1933 ("1933 Act").
1 EXHIBIT 10.3 BROKERAGE AGREEMENT BETWEEN TRANSCONTINENTAL REALTY INVESTORS, INC. AND CARMEL REALTY, INC.Brokerage Agreement • March 22nd, 1996 • Transcontinental Realty Investors Inc • Real estate investment trusts • Texas
Contract Type FiledMarch 22nd, 1996 Company Industry Jurisdiction
BROKERAGE AGREEMENT BETWEEN CONTINENTAL MORTGAGE AND EQUITY TRUST AND CARMEL REALTY, INC.Brokerage Agreement • March 22nd, 1996 • Continental Mortgage & Equity Trust • Real estate investment trusts • Texas
Contract Type FiledMarch 22nd, 1996 Company Industry Jurisdiction
1 EXHIBIT 10.4 BROKERAGE AGREEMENT BETWEEN INCOME OPPORTUNITY REALTY TRUST AND CARMEL REALTY, INC.Brokerage Agreement • March 13th, 1996 • Income Opportunity Realty Trust • Real estate investment trusts • Texas
Contract Type FiledMarch 13th, 1996 Company Industry Jurisdiction