EXHIBIT 10.1 LETTER AGREEMENTFinancial Advisory Agreement • April 8th, 2011 • Red Mountain Resources, Inc. • Services-prepackaged software • Texas
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Exhibit 10.5 SC CAPITAL PARTNERS, LLC 1992 N. Kolb Road Tucson, AZ 85715 520-290-5052 February 24, 2008 MedPro, Inc. Attn: Craig Turner, Chief Executive Officer 817 Winchester Road, Suite 200 Lexington, KY 40505 Re: Financial Advisory Agreement Dear...Financial Advisory Agreement • April 18th, 2008 • MedPro Safety Products, Inc. • Surgical & medical instruments & apparatus • California
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EXHIBIT 10.36 CONFIDENTIAL TREATMENT REQUESTED [LETTERHEAD OF EUROPLAY CAPITAL ADVISORS, LLC] October 1, 2007 PERSONAL AND CONFIDENTIAL Colin Dyne Chief Executive Officer People's Liberation, Inc. 150 W. Jefferson St. Los Angeles, CA. Dear Colin: This...Financial Advisory Agreement • November 28th, 2007 • Peoples Liberation Inc • Apparel & other finishd prods of fabrics & similar matl
Contract Type FiledNovember 28th, 2007 Company Industry
October 18, 2006 4675 MacArthur Court, Suite 1500 Newport Beach, CA 92660 Chuck Schillings Tel: 949.852.9911 President Fax: 949.852.0430 Richard Nance www.brileyco.com Chief Financial Officer Strasbaugh 825 Buckley Road San Luis Obispo, CA 93401...Financial Advisory Agreement • September 17th, 2007 • Strasbaugh • Semiconductors & related devices
Contract Type FiledSeptember 17th, 2007 Company Industry
September 7, 2006 One IP Voice, Inc. 22 Prestige Park Circle East Hartford, CT 06108 Attention: Jean-Marc Stiegemeier Dear Jean-Marc: This letter agreement ("Agreement") confirms the terms and conditions pursuant to which C.P. Baker Securities, Inc....Financial Advisory Agreement • November 20th, 2006 • One Ip Voice, Inc. • Telephone communications (no radiotelephone) • Massachusetts
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NYGS New York Global Securities ------------------------------- Global Investment Banking, Securities, & Financial Services Member NASD, AIPC February 7, 2006 Mr. Bon Kwan Ku Chief Executive Officer and President Sorell, Inc. Buk- ri 35, Nama-Myun...Financial Advisory Agreement • August 3rd, 2006 • Sorell, Inc • Non-operating establishments • New York
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INDIGO VENTURES LLCFinancial Advisory Agreement • July 18th, 2006 • Elite Pharmaceuticals Inc /De/ • Pharmaceutical preparations • New York
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EXHIBIT 10.1 KEATING SECURITIES, LLC 5251 DTC PARKWAY, SUITE 1090 GREENWOOD VILLAGE, COLORADO 80111-2739 (720) 889-0131 (720) 889-0135 FAX June 15, 2006 Mr. Kevin Keating, President Qorus.com, Inc. 936A Beachland Boulevard, Suite 13 Vero Beach,...Financial Advisory Agreement • June 19th, 2006 • Qorus Com Inc • Services-business services, nec • Colorado
Contract Type FiledJune 19th, 2006 Company Industry Jurisdiction
May 17, 2006 Mr. Paul Intlekofer Chief Executive Officer Nutrition 21, Inc. 4 Manhattanville Road Purchase, NY 10577-2197 Dear Paul: This letter ("Letter Agreement") represents our understanding of the basis upon which C.E. Unterberg, Towbin, LLC, a...Financial Advisory Agreement • May 23rd, 2006 • Nutrition 21 Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledMay 23rd, 2006 Company Industry Jurisdiction
Exhibit 10.1 FINANCIAL ADVISORY AGREEMENT ---------------------------- THIS FINANCIAL ADVISORY AGREEMENT ("Agreement") is made and entered into on this the 26th day of September 2005, by and between HFG International, Limited, a Hong Kong corporation...Financial Advisory Agreement • April 6th, 2006 • Zeolite Exploration Co • Mining & quarrying of nonmetallic minerals (no fuels) • Beijing
Contract Type FiledApril 6th, 2006 Company Industry Jurisdiction
Ex - 10.5 PERSONAL AND CONFIDENTIAL December 14, 2004 SheerVision 4040 Palos Verdes Drive North Ste. 105 Rolling Hills Estates, CA 90274 Attn: Ms. Suzanne Lewsadder Mr. Jeff Lewsadder Gentlemen: We are writing this letter to confirm our agreement...Financial Advisory Agreement • March 28th, 2006 • Clean Water Technologies Inc • Non-operating establishments • New York
Contract Type FiledMarch 28th, 2006 Company Industry Jurisdiction
EXHIBIT 10.23 FINANCIAL ADVISORY AGREEMENT THIS FINANCIAL ADVISORY AGREEMENT (this "Agreement") is made and entered into effective as of December 1, 2004, by and among Regency Acquisition LLC, a Delaware limited liability company ("Regency...Financial Advisory Agreement • December 19th, 2005 • Regency Energy Partners LP • Crude petroleum & natural gas • Texas
Contract Type FiledDecember 19th, 2005 Company Industry Jurisdiction
EXHIBIT 10.1 KEATING SECURITIES, LLC 5251 DTC PARKWAY, SUITE 1090 GREENWOOD VILLAGE, COLORADO 80111-2739 (720) 889-0131 (720) 889-0135 FAX November 22, 2005 Mr. Kevin Keating, President Century Pacific Financial Corporation 936A Beachland Boulevard,...Financial Advisory Agreement • November 25th, 2005 • Century Pacific Financial Corp • Security brokers, dealers & flotation companies • Colorado
Contract Type FiledNovember 25th, 2005 Company Industry Jurisdiction
August 1, 2005 Donald Taylor, President Branded Media Corporation 425 Madison Avenue - Penthouse New York, New York 10017 Dear Mr. Taylor: Pursuant to our discussions, the purpose of this letter is to confirm our agreement regarding the scope and...Financial Advisory Agreement • November 15th, 2005 • Branded Media CORP • Services-motion picture & video tape production
Contract Type FiledNovember 15th, 2005 Company Industry
EXHIBIT 10.10 May 20, 2005 Mr. Barry J. Levien Chairman Ronco Marketing Corporation 1330 Avenue of the Americas New York, NY 10019 Dear Mr. Levien: This letter will serve as an agreement between the parties hereto and replaces all prior agreements...Financial Advisory Agreement • November 4th, 2005 • Ronco Corp • Retail-nonstore retailers • New York
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EXHIBIT 10.6 September 20, 2005 Mr. David B. Swank Chief Financial Officer Diomed Holdings, Inc. One Dundee Park P.O. Box 97 Andover, MA 01810 Dear David: Roth Capital Partners, LLC ("we," "us" or "RCP") is pleased to act as financial advisor and...Financial Advisory Agreement • October 4th, 2005 • Diomed Holdings Inc • Surgical & medical instruments & apparatus • New York
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April 13, 2005 Donald Taylor, President Branded Media Corporation 425 Madison Avenue - Penthouse New York, New York 10017 Dear Mr. Taylor: Pursuant to our discussions, the purpose of this letter is to confirm an agreement made in March 2005 regarding...Financial Advisory Agreement • October 3rd, 2005 • Branded Media CORP • Real estate dealers (for their own account)
Contract Type FiledOctober 3rd, 2005 Company Industry
Exhibit 10.1 Keating Securities, LLC 5251 DTC Parkway, Suite 1090 Greenwood Village, Colorado 80111-2739 (720) 889-0131 (720) 889-0135 fax July 6, 2005 Mr. Kevin Keating, President Chiste Corporation. 936A Beachland Boulevard, Suite 13 Vero Beach,...Financial Advisory Agreement • July 11th, 2005 • Chiste Corp • Engines & turbines • Colorado
Contract Type FiledJuly 11th, 2005 Company Industry Jurisdiction
EXHIBIT 10.7 May 20, 2005 Mr. Barry J. Levien Chairman Ronco Marketing Corporation 1330 Avenue of the Americas New York, NY 10019 Dear Mr. Levien: This letter will serve as an agreement between the parties hereto and replaces all prior agreements...Financial Advisory Agreement • July 1st, 2005 • Fi Tek Vii Inc • Investors, nec • New York
Contract Type FiledJuly 1st, 2005 Company Industry Jurisdiction
May 5, 2005 Ruby Mining Company 1 Securities Center Suite 304 3490 Piedmont Road Atlanta, GA 30305 Attention: G. Howard Collingwood, CEO RE: FINANCIAL ADVISORY AGREEMENT Dear G. Howard: Laidlaw & Company (UK) Ltd. ("Laidlaw") is pleased to act as the...Financial Advisory Agreement • June 30th, 2005 • Ruby Mining Co • Metal mining • New York
Contract Type FiledJune 30th, 2005 Company Industry Jurisdiction
EXHIBIT 10.20 FINANCIAL ADVISORY AGREEMENT THIS FINANCIAL ADVISORY AGREEMENT ("Agreement") is made and entered into on this the _____ day of September, 2004, by and between HFG INTERNATIONAL, LIMITED, a Hong Kong corporation ("HFG"), and SHENZHEN BAK...Financial Advisory Agreement • June 22nd, 2005 • China Bak Battery Inc • Miscellaneous electrical machinery, equipment & supplies
Contract Type FiledJune 22nd, 2005 Company Industry
December 6, 2004 Mr. Ariel Shenhar Chief Financial Officer Ophthalmic Imaging Systems Inc. 221 Lathrop Way, Suite 1 Sacramento, CA 95815 Dear Mr. Shenhar: This Letter ("Letter") will represent an agreement between the Dragonfly Capital Partners, LLC...Financial Advisory Agreement • June 17th, 2005 • Ophthalmic Imaging Systems • Surgical & medical instruments & apparatus
Contract Type FiledJune 17th, 2005 Company Industry
Exhibit 10.1 Financial Advisory Agreement FINANCIAL ADVISORY AGREEMENT THIS FINANCIAL ADVISORY AGREEMENT ("Agreement") is made and entered into on this the 17th day of November, 2004, by and between HFG INTERNATIONAL, LIMITED, a Hong Kong corporation...Financial Advisory Agreement • June 13th, 2005 • Basic Empire Corp • Blank checks
Contract Type FiledJune 13th, 2005 Company Industry
March 8, 2005 Mr. John Jacobson President and Chief Executive Officer Offshore Systems International Ltd. #107 - 930 West 1st Street, North Vancouver, BC Canada V7P 3N4 Dear John: This letter ("Letter Agreement") represents our understanding of the...Financial Advisory Agreement • May 31st, 2005 • Offshore Systems International LTD • Search, detection, navagation, guidance, aeronautical sys
Contract Type FiledMay 31st, 2005 Company Industry
EXHIBIT 10.1Financial Advisory Agreement • May 27th, 2005 • Dtomi Inc • Services-business services, nec • New York
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Exhibit 10.1 FINANCIAL ADVISORY AGREEMENT This Financial Advisory Agreement (the "Agreement") is made as of February 17, 2005 by and between Coastal Bancshares Acquisition Corp., a Delaware corporation (the "Company" or "CBAC"), and Sanders Morris...Financial Advisory Agreement • May 9th, 2005 • Coastal Bancshares Acquisition Corp. • Blank checks • Texas
Contract Type FiledMay 9th, 2005 Company Industry Jurisdiction
Mr. Jerry Fenstermaker President & CEO Freedom Financial Group, Inc. 3058 E Elm Street Springfield, MO 65802 Dear Mr. Fenstermaker: This agreement ("Agreement") sets forth the terms of the engagement by Freedom Financial Group, Inc. (the "Company") of...Financial Advisory Agreement • May 2nd, 2005 • Freedom Financial Group Inc • Delaware
Contract Type FiledMay 2nd, 2005 Company Jurisdiction
EXHIBIT 10.1 KEATING SECURITIES, LLC 5251 DTC PARKWAY, SUITE 1090 GREENWOOD VILLAGE, COLORADO 80111-2739 (720) 889-0131 (720) 889-0135 FAX April 29, 2005 Mr. Kevin Keating, President Marine Jet Technology Corp. 936A Beachland Boulevard, Suite 13 Vero...Financial Advisory Agreement • April 29th, 2005 • Marine Jet Technology Corp • Aircraft engines & engine parts • Colorado
Contract Type FiledApril 29th, 2005 Company Industry Jurisdiction
The Empire State Building 350 Fifth Avenue, Suite 4812 New York, NY 10118 Telephone: (212) 375-2950 Facsimile: (212) 931-9339 Confidential April 21, 2005 Ovation Products Corporation William H. Zebular, CEO and CTO 395 East Dunstable Road Nashua, NH...Financial Advisory Agreement • April 28th, 2005 • Ovation Products Corp • Refrigeration & service industry machinery • New York
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EXHIBIT 10.14 FINANCIAL ADVISORY AGREEMENT AGREEMENT made the 13th day of October, 2004, by and between HCFP/Brenner Securities, LLC, a New York limited liability company, having an address at 888 Seventh Avenue, 17th Floor, New York, New York 10106...Financial Advisory Agreement • April 15th, 2005 • Gigabeam Corp • Radio & tv broadcasting & communications equipment • New York
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January 11, 2005 Caprius, Inc. 1 Parker Plaza Fort Lee, NJ 07024 Attention: George Aaron, Chief Executive Officer RE: FINANCIAL ADVISORY AGREEMENT Dear George: Laidlaw & Co. (UK) Ltd. ("Laidlaw") is pleased to act as the non- exclusive placement agent...Financial Advisory Agreement • February 18th, 2005 • Caprius Inc • Misc industrial & commercial machinery & equipment • New York
Contract Type FiledFebruary 18th, 2005 Company Industry Jurisdiction
February 11, 2005 Mr. Ed Dickinson Chief Financial Officer Mr. Alan Gotcher Chief Executive Officer Altair Nanotechnologies Inc. 204 Edison Way Reno, Nevada 89502 Dear Sirs: The purpose of this letter agreement ("Agreement") is to confirm the...Financial Advisory Agreement • February 15th, 2005 • Altair Nanotechnologies Inc • Miscellaneous chemical products • New York
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AMENDMENT TO FINANCIAL ADVISORY AGREEMENT THIS AMENDMENT TO FINANCIAL ADVISORY AGREEMENT (this "Amendment"), dated as of the 2nd day of February, 2005 by and among Orin Hirschman, an individual with a mailing address at 6006 Berkeley Ave., Baltimore,...Financial Advisory Agreement • February 4th, 2005 • Graphon Corp/De • Services-prepackaged software
Contract Type FiledFebruary 4th, 2005 Company Industry
EXHIBIT 99.1 [LETTERHEAD OF GLAUCON CAPITAL PARTNERS] January 3, 2005 Mr. Douglas Cole Chief Executive Officer Trinity Learning Corporation 1831 Second Street Berkeley, CA 94710 Dear Doug, This letter agreement (hereafter, the "Agreement") will...Financial Advisory Agreement • January 10th, 2005 • Trinity Learning Corp • Services-educational services
Contract Type FiledJanuary 10th, 2005 Company Industry
August 9, 2004 Shimon Citron Chief Executive Officer Zone4PLay Inc. 3b Hashlosha St. Tel Aviv 67060 Israel Dear Mr. Citron: This Agreement is made and entered into this __th day of ____, 2004, between Punk, Ziegel & Company, L.P. ("Punk, Ziegel") and...Financial Advisory Agreement • January 7th, 2005 • Zone 4 Play Inc • Services-prepackaged software • New York
Contract Type FiledJanuary 7th, 2005 Company Industry Jurisdiction