FORM OF WHOLESALE MARKETING AGREEMENTWholesale Marketing Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • New York
Contract Type FiledNovember 8th, 2016 Company JurisdictionTHIS AGREEMENT is entered into effective as of the day of ,2016, by and among ALPS Distributors, Inc., a Colorado corporation (the “Distributor”), and CION Securities, LLC, a Delaware limited liability company (“CION”).
FORM OF WHOLESALE MARKETING AGREEMENTWholesale Marketing Agreement • November 4th, 2016 • Sierra Total Return Fund • Colorado
Contract Type FiledNovember 4th, 2016 Company JurisdictionTHIS AGREEMENT is entered into effective as of the __day of _________, 2016, by and among ALPS Distributors, Inc., a Colorado corporation (the “Distributor”) and SC Distributors, LLC, a Delaware limited liability company(“SC”).