Common Contracts
53 similar Underwriting Agreement contracts by Ing Mutual Funds, Ing Equity Trust, Ing Series Fund Inc, others
AMENDMENT TO UNDERWRITING AGREEMENT This Amendment (the "Amendment") is made as of the 1st day of April, 2008, by and among Allegiant Funds (the "Trust") and Professional Funds Distributor, LLC ("PFD"). WHEREAS, the Trust and PFD entered into an...Underwriting Agreement • September 29th, 2008 • Allegiant Funds
Exhibit e(iv) USAA Investment Management Company 9800 Fredericksburg Road San Antonio, TX 78288 Gentlemen: Pursuant to paragraph 12 of the Underwriting Agreement dated as of June 25, 1993, as amended, between USAA Mutual Funds Trust (the Trust),...Underwriting Agreement • September 26th, 2008 • Usaa Mutual Funds Trust
Pursuant to paragraph 12 of the Underwriting Agreement dated as of June 25, 1993, as amended, between USAA Mutual Funds Trust (the Trust), formerly known as USAA State Tax-Free Trust, and USAA Investment Management Company (the Underwriter), please be advised that the Trust has established one new series of its shares (New Fund) as set forth below:
e)(1)(i) March 5, 2008 Todd Modic Senior Vice President ING Funds Distributor, LLC 7337 E. Doubletree Ranch Road Scottsdale, AZ 85258 Dear Mr. Modic: Pursuant to the Underwriting Agreement dated January 1, 2002, between ING Series Fund, Inc. and ING...Underwriting Agreement • February 22nd, 2008 • Ing Series Fund Inc
Exhibit (e)(1)(i) (ING FUNDS LOGO) May 16, 2007 Todd Modic Senior Vice President ING Funds Distributor, LLC 7337 E. Doubletree Ranch Road Scottsdale, AZ 85258 Dear Mr. Modic: Pursuant to the Underwriting Agreement dated September 23, 2002, as amended,...Underwriting Agreement • May 14th, 2007 • Ing Mutual Funds
EXHIBIT 23(E)(2)A.Underwriting Agreement • April 30th, 2007 • Transamerica Investors Inc
WHEREAS, effective December 8, 2003, Transamerica Investors, Inc. ("the Fund") and AFSG Securities Corporation ("AFSG") have entered into an Underwriting Agreement ("the Agreement") to provide distribution services for shares of the Fund;
e)(1)(i) (ING FUNDS LOGO) February 28, 2007 Todd Modic Senior Vice President ING Funds Distributor, LLC 7337 E. Doubletree Ranch Road Scottsdale, AZ 85258 Dear Mr. Modic: Pursuant to the Underwriting Agreement dated September 23, 2002, as amended,...Underwriting Agreement • February 23rd, 2007 • Ing Mutual Funds
e)(1)(i) [ING FUNDS LOGO] April 11, 2006 Todd Modic Senior Vice President ING Funds Distributor, LLC 7337 E. Doubletree Ranch Road Scottsdale, AZ 85258 Dear Mr. Modic: Pursuant to the Underwriting Agreement dated January 1, 2002, between ING Series...Underwriting Agreement • February 16th, 2007 • Ing Series Fund Inc
e)(1)(iv) (ING FUNDS LOGO) December 20, 2006 Todd Modic Senior Vice President ING Funds Distributor, LLC 7337 E. Doubletree Ranch Road Scottsdale, AZ 85258 Dear Mr. Modic: Pursuant to the Underwriting Agreement dated September 23, 2002, as amended,...Underwriting Agreement • December 19th, 2006 • Ing Mutual Funds
EXHIBIT E (iii)Underwriting Agreement • September 29th, 2006 • Usaa Mutual Funds Trust
Pursuant to paragraph 12 of the Underwriting Agreement dated as of June 25, 1993, as amended, between USAA Mutual Funds Trust (the Trust), formerly known as USAA State Tax-Free Trust, and USAA Investment Management Company (the Underwriter), please be advised that the Trust has established thirty-seven new series of its shares (each a New Fund and collectively the New Funds) as set forth below:
EXHIBIT A THIS EXHIBIT A, dated as of May 25, 2006 is Exhibit A to that certain Underwriting Agreement dated as of July 1, 2005, between MFDI and MGI Funds.Underwriting Agreement • July 28th, 2006 • MGI Funds
THIS EXHIBIT A, dated as of May 25, 2006 is Exhibit A to that certain Underwriting Agreement dated as of July 1, 2005, between MFDI and MGI Funds.
e)(1)(i) June 19, 2006 Todd Modic Senior Vice President ING Funds Distributor, LLC 7337 E. Doubletree Ranch Road Scottsdale, AZ 85258 Dear Mr. Modic: Pursuant to the Underwriting Agreement dated September 23, 2002, as amended, between ING Mutual Funds...Underwriting Agreement • June 16th, 2006 • Ing Mutual Funds
Exhibit 99.B(e)(1)(i) [ING FUNDS LOGO] April 11, 2006 Todd Modic Senior Vice President ING Funds Distributor, LLC 7337 E. Doubletree Ranch Road Scottsdale, AZ 85258 Dear Mr. Modic: Pursuant to the Underwriting Agreement dated January 1, 2002, between...Underwriting Agreement • April 27th, 2006 • Ing Series Fund Inc
Exhibit(e)(1)(iii) (ING FUNDS LOGO) December 7, 2005 Michael J. Roland Executive Vice President ING Funds Distributor, LLC 7337 E. Doubletree Ranch Road Scottsdale, AZ 85258 Dear Mr. Roland: Pursuant to the Underwriting Agreement dated September 23,...Underwriting Agreement • February 28th, 2006 • Ing Mutual Funds
Exhibit (e)(3)(i) [ING FUNDS LOGO] December 28, 2005 Todd Modic Senior Vice President ING Funds Distributor, LLC 7337 E. Doubletree Ranch Road Scottsdale, AZ 85258 Dear Mr. Modic: Pursuant to the Underwriting Agreement dated September 23, 2002, as...Underwriting Agreement • December 23rd, 2005 • Ing Equity Trust
FORM OF EXHIBIT A THIS EXHIBIT A, amended and restated as of November 9, 2005, is Exhibit A to that certain Underwriting Agreement dated as of August 1, 2005, between PFPC Distributors, Inc. and CRM Mutual Fund Trust.Underwriting Agreement • November 29th, 2005 • CRM Mutual Fund Trust
WITH RESPECT TO THE AMENDED AND RESTATED UNDERWRITING AGREEMENTUnderwriting Agreement • June 29th, 2005 • Ing Senior Income Fund
EXHIBIT - e(2)(i) [ING FUNDS LOGO] December 13, 2004 Michael J. Roland Executive Vice President ING Funds Distributor, LLC 7337 E. Doubletree Ranch Road Scottsdale, AZ 85258 Dear Mr. Roland: Pursuant to the Underwriting Agreement dated September 23,...Underwriting Agreement • February 25th, 2005 • Ing Equity Trust
Armada Funds Underwriting Agreement dated as of May 1, 2003Underwriting Agreement • July 30th, 2004 • Armada Funds
THIS EXHIBIT A, dated as of April 1, 2004, is Exhibit A to that certain Underwriting Agreement dated as of May 1, 2003, between Professional Funds Distributor, LLC and Armada Funds. This Exhibit A supersedes all previous forms of Exhibit A.
UNDERWRITING AGREEMENTUnderwriting Agreement • June 16th, 2004 • Consolidated Edison Co of New York Inc • Electric & other services combined
EXHIBIT (e)(5) [ING FUNDS LOGO] February 25, 2004 Michael J. Roland Executive Vice President ING Funds Distributor, LLC 7337 E. Doubletree Ranch Road Scottsdale, AZ 85258 Dear Mr. Roland: Pursuant to the Underwriting Agreement dated September 23,...Underwriting Agreement • April 5th, 2004 • Ing Equity Trust
EXHIBIT A --------- THIS EXHIBIT A, dated as of November 19, 2002 is Exhibit A to that certain Underwriting Agreement dated as of June 26, 2000 between PFPC Distributors, Inc. and Hillview Investment Trust II.Underwriting Agreement • October 28th, 2003 • Hillview Investment Trust Ii
THIS EXHIBIT A, dated as of November 19, 2002 is Exhibit A to that certain Underwriting Agreement dated as of June 26, 2000 between PFPC Distributors, Inc. and Hillview Investment Trust II.
SECOND AMENDMENT TO UNDERWRITING AGREEMENT DATED JUNE 27, 2002 THIS SECOND AMENDMENT to that certain Agreement, June 27, 2002, as Amended on June 3, 2003, is made this 10th day of July, 2003, between and among International Test Systems, Inc., a...Underwriting Agreement • July 28th, 2003 • International Test Systems Inc • Electronic components & accessories
THIS SECOND AMENDMENT to that certain Agreement, June 27, 2002, as Amended on June 3, 2003, is made this 10th day of July, 2003, between and among International Test Systems, Inc., a Delaware Corporation (hereinafter "Company") and Public Securities, Inc., a Washington Corporation (hereinafter "Public").
EXHIBIT 23(E)(1) UNDERWRITING AGREEMENT - SCHEDULE IUnderwriting Agreement • December 13th, 2002 • Idex Mutual FDS
April 9th, 2002 Jefferies & Company, Inc. Lazard Freres & Co. LLC As Representatives of the Several Underwriters c/o Jefferies & Company, Inc. 11100 Santa Monica Boulevard Los Angeles, CA 90025 Dear Sirs: As an inducement to the Underwriters to...Underwriting Agreement • August 5th, 2002 • Stelphi Holding LTD • Deep sea foreign transportation of freight
Jefferies & Company, Inc. Lazard Freres & Co. LLC As Representatives of the Several Underwriters c/o Jefferies & Company, Inc. 11100 Santa Monica Boulevard Los Angeles, CA 90025
May 29, 2002 Salomon Smith Barney Inc. 390 Greenwich Street New York, New York 10013 Re: Underwriting Agreement for Franklin Auto Trust 2002-1, dated May 29, 2002 the "Underwriting Agreement") among Franklin Receivables LLC, Franklin Capital...Underwriting Agreement • June 20th, 2002 • Franklin Receivables LLC • Retail-auto dealers & gasoline stations
Exhibit 1.1 OAKWOOD MORTGAGE INVESTORS, INC. SENIOR/SUBORDINATED PASS-THROUGH CERTIFICATES 2002-A TERMS AGREEMENTUnderwriting Agreement • March 6th, 2002 • Oakwood Mortgage Investors Inc • Asset-backed securities • New York
EX-1.00 UNDERWRITING AGREEMENT There is no Underwriting Agreement. The Company is seeking an Underwriter. The Registrant intends to sell the stock themselves if no Underwriter is obtained.Underwriting Agreement • December 20th, 2001 • Abidon Inc
There is no Underwriting Agreement. The Company is seeking an Underwriter. The Registrant intends to sell the stock themselves if no Underwriter is obtained.
Renewal of Underwriting Agreement --------------------------------- Agreement made this 31st day of July, 2001 by and between Nuveen Floating Rate Fund, a Massachusetts business trust (the "Fund"), and Nuveen Investments, a Delaware corporation (the...Underwriting Agreement • September 28th, 2001 • Nuveen Floating Rate Fund
Agreement made this 31st day of July, 2001 by and between Nuveen Floating Rate Fund, a Massachusetts business trust (the "Fund"), and Nuveen Investments, a Delaware corporation (the "Underwriter");
PASS-THROUGH CERTIFICATES ABN AMRO MORTGAGE CORPORATION, DEPOSITOR TERMS AGREEMENTUnderwriting Agreement • August 6th, 2001 • Abn Amro Mortgage Corp Series 2001-4 • Asset-backed securities
AMENDMENT NO. 2 TO THE AMENDED AND RESTATED UNDERWRITING AGREEMENTUnderwriting Agreement • October 12th, 2000 • E Trade Funds
Underwriting Under the terms and subject to the conditions contained in an underwriting agreement, dated the date of this prospectus, the underwriters named below, for whom Morgan Stanley & Co. Incorporated and Salomon Smith Barney Inc. are acting as...Underwriting Agreement • September 7th, 2000 • Burnham Investors Trust
Under the terms and subject to the conditions contained in an underwriting agreement, dated the date of this prospectus, the underwriters named below, for whom Morgan Stanley & Co. Incorporated and Salomon Smith Barney Inc. are acting as representatives, have agreed to purchase, and we have agreed to sell to them, the number of shares indicated below:
AMENDED EXHIBIT A TO UNDERWRITING AGREEMENT (effective June 1, 2000)Underwriting Agreement • August 23rd, 2000 • Ameriprime Advisors Trust
January 10, 2000Underwriting Agreement • February 9th, 2000 • General Atlantic Partners LLC • Services-computer integrated systems design
This release is subject to your agreement that the restrictions on your right to sell, dispose or engage in certain other transactions in the common stock and common stock equivalents of priceline.com in the Underwriting Agreement shall be extended through the period ending on May 8, 2000, except that you may sell, distribute, transfer or dispose of up to 15% of the common stock of priceline.com you own after giving effect to the sale permitted by this letter beginning on February 8, 2000.
AMENDED EXHIBIT A TO UNDERWRITING AGREEMENT (effective December 22, 1999)Underwriting Agreement • December 29th, 1999 • Ameriprime Advisors Trust
EXHIBIT 5(e) USAA Investment Management Company 10750 Robert F. McDermott Freeway San Antonio, TX 78288 Gentlemen: Pursuant to paragraph 12 of the Underwriting Agreement dated as of July 25, 1990 between USAA Mutual Fund, Inc. (the "Company") and USAA...Underwriting Agreement • November 30th, 1999 • Usaa Mutual Fund Inc
Pursuant to paragraph 12 of the Underwriting Agreement dated as of July 25, 1990 between USAA Mutual Fund, Inc. (the "Company") and USAA Investment Management Company (the "Underwriter"), please be advised that the Company has established three new series of its shares, namely, the Intermediate-Term Bond Fund, High-Yield Opportunities Fund, and the Small Cap Stock Fund ("the Funds"), and please be further advised that the Company desires to retain the Underwriter to sell and distribute shares of the Funds and to render other services to the Funds as provided in the Underwriting Agreement.
