2,352,942 shares of Common Stock Warrants to purchase up to 2,352,942 shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 16th, 2016 • VistaGen Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 16th, 2016 Company Industry JurisdictionVistaGen Therapeutics, Inc., a Nevada corporation (collectively with its direct and indirect subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates (each, a “Subsidiary”) of VistaGen Therapeutics, Inc., the “Company”)), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters” or, each, an “Underwriter”), for whom you are acting as representatives (each, a “Representative” and together, the “Representatives”), an aggregate of 2,352,942 shares of common stock, $0.001 par value per share (the “Common Shares”) of the Company (the “Firm Shares”) and warrants to purchase up to an aggregate of 2,352,942 Common Shares (the “Firm Warrants”). The respective amounts of the Firm Shares and Firm Warrants to be so purchased by the several Underwriters are set forth opposite
ContractUnderwriting Agreement • May 5th, 2016 • VistaGen Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 5th, 2016 Company Industry Jurisdiction
DELCATH SYSTEMS, INC. 2,460,000 Shares of Common Stock and Warrants to Purchase 1,107,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 18th, 2015 • Delcath Systems, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledFebruary 18th, 2015 Company Industry Jurisdiction
PLUG POWER INC. 10,000,000 Shares of Common Stock and Warrants to Purchase 4,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 10th, 2014 • Plug Power Inc • Electrical industrial apparatus • New York
Contract Type FiledJanuary 10th, 2014 Company Industry Jurisdiction
Units Consisting of Two Shares of Common Stock and One Warrant to Purchase One Share of Common Stock FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • May 22nd, 2012 • CNS Response, Inc. • Services-misc health & allied services, nec • New York
Contract Type FiledMay 22nd, 2012 Company Industry Jurisdiction
Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 25th, 2012 • CNS Response, Inc. • Services-misc health & allied services, nec • New York
Contract Type FiledApril 25th, 2012 Company Industry Jurisdiction
10,435,005 of Units GALECTIN THERAPEUTICS INC. Units Consisting of Two Shares of Common Stock and One Warrant to Purchase One Share of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 23rd, 2012 • Galectin Therapeutics Inc • Pharmaceutical preparations • New York
Contract Type FiledMarch 23rd, 2012 Company Industry Jurisdiction
11,950,000 Units RXI PHARMACEUTICALS CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • April 15th, 2011 • Rxi Pharmaceuticals Corp • Pharmaceutical preparations • New York
Contract Type FiledApril 15th, 2011 Company Industry Jurisdiction
Number of Shares] ZARS Pharma, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 23rd, 2007 • ZARS Pharma, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 23rd, 2007 Company Industry JurisdictionCowen and Company, LLC CIBC World Markets As Representatives of the several Underwriters c/o Cowen and Company, LLC 1221 Avenue of the Americas New York, New York 10020