FIRST AMENDMENT TO THE NOTE PURCHASE AGREEMENTThe Note Purchase Agreement • March 15th, 2010 • Gamco Investors, Inc. Et Al • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 15th, 2010 Company Industry JurisdictionFIRST AMENDMENT, dated as of March 24, 2009 (the "First Amendment"), to the Note Purchase Agreement, dated as of October 2, 2008 (as so amended, the "Note Purchase Agreement"), by and among Cascade Investment, L.L.C., a Washington limited liability company ("Buyer"), GAMCO Investors, Inc., a New York corporation ("Seller"), Mario J. Gabelli ("Gabelli") and GGCP, Inc., a New York corporation. ("GGCP" and collectively with Gabelli, the "Gabelli Stockholders" ). All capitalized terms used but not defined herein which are defined in the Note Purchase Agreement (or in the Note, as defined therein) shall have the meanings assigned to such terms in such agreement.
SIXTH AMENDMENT TO THE NOTE PURCHASE AGREEMENTThe Note Purchase Agreement • March 15th, 2010 • Gamco Investors, Inc. Et Al • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 15th, 2010 Company Industry JurisdictionSIXTH AMENDMENT, dated as of March 24, 2009 (the "Sixth Amendment"), to the Note Purchase Agreement, dated as of August 10, 2001, as amended by the first amendment thereto dated as of July 1, 2003, the second amendment thereto dated as of August 4, 2004, the third amendment thereto dated as of February 28, 2005, the fourth amendment thereto dated as of June 30, 2006 and the fifth amendment thereto dated April 18, 2007 (as so amended, the "Note Purchase Agreement"), by and among Cascade Investment, L.L.C., a Washington limited liability company ("Buyer"), GAMCO Investors, Inc., a New York corporation formerly known as Gabelli Asset Management Inc. ("Seller"), Mario J. Gabelli ("Gabelli"), GGCP, Inc., a New York corporation formerly known as Gabelli Group Capital Partners, Inc. ("GGCP"), Rye Holdings, Inc., a New York corporation ("Rye Holdings") and Rye Capital Partners, Inc., a Delaware corporation (collectively with Gabelli, GGCP and Rye Holdings, the "Gabelli Stockholders" ). All cap