ContractWarrant Agreement • May 21st, 2013 • Ecosphere Technologies Inc • Construction, mining & materials handling machinery & equip • New York
Contract Type FiledMay 21st, 2013 Company Industry JurisdictionTHIS WARRANT AND THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE OFFERED, SOLD, ASSIGNED OR TRANSFERRED, IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR UNLESS THE COMPANY HAS RECEIVED AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION UNDER SAID ACT IS NOT REQUIRED.
COMMON STOCK PURCHASE WARRANT To Purchase [100% X (Issue Amount)/(Conversion Price)] Shares of Common Stock of ACCESS PHARMACEUTICALS, INC.Warrant Agreement • October 26th, 2012 • Access Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledOctober 26th, 2012 Company Industry JurisdictionTHIS IS TO CERTIFY THAT _______________, or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Access Pharmaceuticals, Inc., a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $0.50 per share (as adjusted herein), all on and subject to the terms and conditions hereinafter set forth.
ContractWarrant Agreement • September 16th, 2011 • Netsol Technologies Inc • Services-prepackaged software • New York
Contract Type FiledSeptember 16th, 2011 Company Industry JurisdictionTHIS WARRANT AND THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE OFFERED, SOLD, ASSIGNED OR TRANSFERRED, IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR UNLESS THE COMPANY HAS RECEIVED AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION UNDER SAID ACT IS NOT REQUIRED.
ContractWarrant Agreement • September 16th, 2011 • Netsol Technologies Inc • Services-prepackaged software • New York
Contract Type FiledSeptember 16th, 2011 Company Industry JurisdictionTHIS WARRANT AND THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE OFFERED, SOLD, ASSIGNED OR TRANSFERRED, IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR UNLESS THE COMPANY HAS RECEIVED AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION UNDER SAID ACT IS NOT REQUIRED.
COMMON STOCK PURCHASE WARRANT To Purchase [50% X (Issue Amount)/(Conversion Price)] Shares of Common Stock of ACCESS PHARMACEUTICALS, INC.Warrant Agreement • March 11th, 2008 • Access Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledMarch 11th, 2008 Company Industry JurisdictionTHIS IS TO CERTIFY THAT _______________, or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Access Pharmaceuticals, Inc., a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $4.00 per share (as adjusted herein), all on and subject to the terms and conditions hereinafter set forth.
COMMON STOCK PURCHASE WARRANT To Purchase [50% X (Issue Amount)/(Conversion Price)] Shares of Common Stock of ACCESS PHARMACEUTICALS, INC.Warrant Agreement • March 7th, 2008 • Sco Capital Partners LLC • Pharmaceutical preparations • New York
Contract Type FiledMarch 7th, 2008 Company Industry JurisdictionTHIS IS TO CERTIFY THAT _______________, or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Access Pharmaceuticals, Inc., a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $3.50 per share (as adjusted herein), all on and subject to the terms and conditions hereinafter set forth.
COMMON STOCK PURCHASE WARRANT To Purchase [50% Coverage] Shares of Common Stock of SOMANTA PHARMACEUTICALS, INC.Warrant Agreement • March 7th, 2008 • Sco Capital Partners LLC • Pharmaceutical preparations • New York
Contract Type FiledMarch 7th, 2008 Company Industry JurisdictionTHIS IS TO CERTIFY THAT _______________, or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Somanta Pharmaceuticals, Inc., a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $0.75 per share, all on and subject to the terms and conditions hereinafter set forth.
COMMON STOCK PURCHASE WARRANT To Purchase [50% X (Issue Amount)/(Conversion Price)] Shares of Common Stock of ACCESS PHARMACEUTICALS, INC.Warrant Agreement • December 10th, 2007 • Access Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledDecember 10th, 2007 Company Industry JurisdictionTHIS IS TO CERTIFY THAT _______________, or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Access Pharmaceuticals, Inc., a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $4.00 per share (as adjusted herein), all on and subject to the terms and conditions hereinafter set forth.
COMMON STOCK PURCHASE WARRANT To Purchase [50% X (Issue Amount)/(Conversion Price)] Shares of Common Stock of ACCESS PHARMACEUTICALS, INC.Warrant Agreement • December 5th, 2007 • Sco Capital Partners LLC • Pharmaceutical preparations • New York
Contract Type FiledDecember 5th, 2007 Company Industry JurisdictionTHIS IS TO CERTIFY THAT , or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Access Pharmaceuticals, Inc., a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $3.50 per share (as adjusted herein), all on and subject to the terms and conditions hereinafter set forth.
COMMON STOCK PURCHASE WARRANT To Purchase 550,000 Shares of Common Stock of TRANSMERIDIAN EXPLORATION INCORPORATEDWarrant Agreement • August 9th, 2007 • Transmeridian Exploration Inc • Crude petroleum & natural gas • Texas
Contract Type FiledAugust 9th, 2007 Company Industry JurisdictionIN WITNESS WHEREOF, the Holder has caused this Investment Representation Letter to be executed in its corporate name by its duly authorized officer this day of 20 .
COMMON STOCK PURCHASE WARRANT To Purchase [ ] Shares of Common Stock of INOVIO BIOMEDICAL CORPORATIONWarrant Agreement • August 6th, 2007 • Inovio Biomedical Corp • Surgical & medical instruments & apparatus • California
Contract Type FiledAugust 6th, 2007 Company Industry JurisdictionTHIS IS TO CERTIFY THAT Asia Life Sciences Venture Consulting, Inc., or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Inovio Biomedical Corporation, a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $3.00 per share, all on and subject to the terms and conditions hereinafter set forth.
COMMON STOCK PURCHASE WARRANT To Purchase [35% Coverage] Shares of Common Stock of ANTARES PHARMA, INC.Warrant Agreement • July 2nd, 2007 • Antares Pharma Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledJuly 2nd, 2007 Company Industry Jurisdiction
COMMON STOCK PURCHASE WARRANT To Purchase 6,375,000 Shares of Common Stock of TRANSMERIDIAN EXPLORATION INCORPORATEDWarrant Agreement • May 10th, 2007 • Transmeridian Exploration Inc • Crude petroleum & natural gas • New York
Contract Type FiledMay 10th, 2007 Company Industry JurisdictionTHIS IS TO CERTIFY THAT North Sound Legacy International Ltd., or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Transmeridian Exploration Incorporated, a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $2.00 per share, all on and subject to the terms and conditions hereinafter set forth.
COMMON STOCK PURCHASE WARRANT To Purchase 2,125,000 Shares of Common Stock of TRANSMERIDIAN EXPLORATION INCORPORATEDWarrant Agreement • May 10th, 2007 • Transmeridian Exploration Inc • Crude petroleum & natural gas • New York
Contract Type FiledMay 10th, 2007 Company Industry JurisdictionTHIS IS TO CERTIFY THAT North Sound Legacy Institutional Fund LLC, or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Transmeridian Exploration Incorporated, a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $2.00 per share, all on and subject to the terms and conditions hereinafter set forth.
COMMON STOCK PURCHASE WARRANT To Purchase ________ Shares of Common Stock of ACCESS PHARMACEUTICALS, INC.Warrant Agreement • April 2nd, 2007 • Access Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledApril 2nd, 2007 Company Industry JurisdictionTHIS IS TO CERTIFY THAT____________, or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Access Pharmaceuticals, Inc., a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $1.32 per share (as adjusted herein), all on and subject to the terms and conditions hereinafter set forth.
COMMON STOCK PURCHASE WARRANT To Purchase _________ Shares of Common Stock of ACCESS PHARMACEUTICALS, INC.Warrant Agreement • April 2nd, 2007 • Access Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledApril 2nd, 2007 Company Industry JurisdictionTHIS IS TO CERTIFY THAT _______________, or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Access Pharmaceuticals, Inc., a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $1.32 per share (as adjusted herein), all on and subject to the terms and conditions hereinafter set forth.
COMMON STOCK PURCHASE WARRANT To Purchase 110,000 Shares of Common Stock of TRANSMERIDIAN EXPLORATION INCORPORATEDWarrant Agreement • January 11th, 2007 • Transmeridian Exploration Inc • Crude petroleum & natural gas • Texas
Contract Type FiledJanuary 11th, 2007 Company Industry JurisdictionIN WITNESS WHEREOF, the Holder has caused this Investment Representation Letter to be executed in its corporate name by its duly authorized officer this __ day of __________ 20___.
COMMON STOCK PURCHASE WARRANT Warrant To Purchase 2,663,400 Shares of Common Stock of NEXMED, INC.Warrant Agreement • December 21st, 2006 • Nexmed Inc • Pharmaceutical preparations • New York
Contract Type FiledDecember 21st, 2006 Company Industry JurisdictionTHIS IS TO CERTIFY THAT [RA CAPITAL BIOTECH FUND, L.P.]/ [SOUTHPOINT MASTER FUND, LP], or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from NexMed, Inc., a Nevada corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $0.79 per share, all on and subject to the terms and conditions hereinafter set forth.
COMMON STOCK PURCHASE WARRANT To Purchase [ ] Shares of Common Stock of INOVIO BIOMEDICAL CORPORATIONWarrant Agreement • September 20th, 2006 • Inovio Biomedical Corp • Surgical & medical instruments & apparatus • California
Contract Type FiledSeptember 20th, 2006 Company Industry JurisdictionTHIS IS TO CERTIFY THAT , or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Inovio Biomedical Corporation, a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $2.87 per share, all on and subject to the terms and conditions hereinafter set forth.
THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE OFFERED, SOLD, ASSIGNED OR TRANSFERRED, IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT...Warrant Agreement • August 15th, 2006 • Familymeds Group, Inc. • Wholesale-drugs, proprietaries & druggists' sundries • New York
Contract Type FiledAugust 15th, 2006 Company Industry JurisdictionTHIS IS TO CERTIFY THAT ___________________________________, or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from DrugMax, Inc., a Nevada corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $.__ per share, all on and subject to the terms and conditions hereinafter set forth.
COMMON STOCK PURCHASE WARRANT To Purchase ______ Shares of Common Stock of Adera Mines LimitedWarrant Agreement • August 11th, 2006 • Adera Mines LTD • Gold and silver ores • New York
Contract Type FiledAugust 11th, 2006 Company Industry JurisdictionTHIS IS TO CERTIFY THAT _______________, or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Adera Mines Limited, a Nevada corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $0.30 per share, all on and subject to the terms and conditions hereinafter set forth.
ContractWarrant Agreement • June 22nd, 2006 • Avatech Solutions Inc • Services-prepackaged software • New York
Contract Type FiledJune 22nd, 2006 Company Industry JurisdictionTHIS WARRANT AND THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE OFFERED, SOLD, ASSIGNED OR TRANSFERRED, IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR UNLESS THE COMPANY HAS RECEIVED AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION UNDER SAID ACT IS NOT REQUIRED.
ContractWarrant Agreement • June 22nd, 2006 • Avatech Solutions Inc • Services-prepackaged software • New York
Contract Type FiledJune 22nd, 2006 Company Industry JurisdictionTHIS WARRANT AND THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE OFFERED, SOLD, ASSIGNED OR TRANSFERRED, IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR UNLESS THE COMPANY HAS RECEIVED AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION UNDER SAID ACT IS NOT REQUIRED.
COMMON STOCK PURCHASE WARRANT To Purchase Shares of Common Stock of ACCESS PHARMACEUTICALS, INC.Warrant Agreement • June 16th, 2006 • Access Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJune 16th, 2006 Company Industry JurisdictionTHIS IS TO CERTIFY THAT or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Access Pharmaceuticals, Inc., a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $0.264 per share, all on and subject to the terms and conditions hereinafter set forth.
COMMON STOCK PURCHASE WARRANT To Purchase [75% Coverage] Shares of Common Stock of ANTARES PHARMA, INC.Warrant Agreement • March 20th, 2006 • Antares Pharma Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledMarch 20th, 2006 Company Industry JurisdictionTHIS IS TO CERTIFY THAT , or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Antares Pharma, Inc., a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $1.50, all on and subject to the terms and conditions hereinafter set forth.
FORM OF WARRANTSWarrant Agreement • January 6th, 2006 • Inovio Biomedical Corp • Surgical & medical instruments & apparatus • New York
Contract Type FiledJanuary 6th, 2006 Company Industry JurisdictionTHIS WARRANT AND THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE OFFERED, SOLD, ASSIGNED OR TRANSFERRED, IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR UNLESS THE COMPANY HAS RECEIVED AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION UNDER SAID ACT IS NOT REQUIRED.
COMMON STOCK PURCHASE WARRANT To Purchase Shares of Common Stock of TRANSMERIDIAN EXPLORATION INCORPORATEDWarrant Agreement • September 6th, 2005 • Transmeridian Exploration Inc • Crude petroleum & natural gas • New York
Contract Type FiledSeptember 6th, 2005 Company Industry JurisdictionTHIS IS TO CERTIFY THAT , or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Transmeridian Exploration Incorporated, a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $2.40 per share, all on and subject to the terms and conditions hereinafter set forth.
COMMON STOCK PURCHASE WARRANT To Purchase __ Shares of Common Stock of GENETRONICS BIOMEDICAL CORPORATIONWarrant Agreement • January 13th, 2005 • Genetronics Biomedical Corp • Surgical & medical instruments & apparatus • California
Contract Type FiledJanuary 13th, 2005 Company Industry JurisdictionTHIS IS TO CERTIFY THAT , or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Genetronics Biomedical Corporation, a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $5.50 per share, all on and subject to the terms and conditions hereinafter set forth.
COMMON STOCK PURCHASE WARRANT To Purchase Shares of Common Stock of TRANSMERIDIAN EXPLORATION, INC.Warrant Agreement • November 15th, 2004 • Transmeridian Exploration Inc • Crude petroleum & natural gas • New York
Contract Type FiledNovember 15th, 2004 Company Industry JurisdictionTHIS IS TO CERTIFY THAT , or registered assigns (the "Holder"), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Transmeridian Exploration, Inc., a Delaware corporation (the "Company"), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $1.55 per share, all on and subject to the terms and conditions hereinafter set forth.
ContractWarrant Agreement • June 21st, 2004 • Genetronics Biomedical Corp • Surgical & medical instruments & apparatus • New York
Contract Type FiledJune 21st, 2004 Company Industry JurisdictionTHIS WARRANT AND THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE OFFERED, SOLD, ASSIGNED OR TRANSFERRED, IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR UNLESS THE COMPANY HAS RECEIVED AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION UNDER SAID ACT IS NOT REQUIRED.
QuickLinks -- Click here to rapidly navigate through this documentWarrant Agreement • June 21st, 2004 • Genetronics Biomedical Corp • Surgical & medical instruments & apparatus • New York
Contract Type FiledJune 21st, 2004 Company Industry JurisdictionTHIS WARRANT AND THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE OFFERED, SOLD, ASSIGNED OR TRANSFERRED, IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR UNLESS THE COMPANY HAS RECEIVED AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION UNDER SAID ACT IS NOT REQUIRED.
PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT To Purchase Shares of Common Stock of BOSTON LIFE SCIENCES, INC.Warrant Agreement • December 16th, 2003 • Boston Life Sciences Inc /De • Pharmaceutical preparations • New York
Contract Type FiledDecember 16th, 2003 Company Industry JurisdictionTHIS IS TO CERTIFY THAT , or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Boston Life Sciences, Inc., a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $1.49 per share, all on and subject to the terms and conditions hereinafter set forth.
COMMON STOCK PURCHASE WARRANT To Purchase Shares of Common Stock of BOSTON LIFE SCIENCES, INC.Warrant Agreement • December 16th, 2003 • Boston Life Sciences Inc /De • Pharmaceutical preparations • New York
Contract Type FiledDecember 16th, 2003 Company Industry JurisdictionTHIS IS TO CERTIFY THAT , or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Boston Life Sciences, Inc., a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $1.55 per share, all on and subject to the terms and conditions hereinafter set forth.
ContractWarrant Agreement • December 10th, 2003 • Neorx Corp • In vitro & in vivo diagnostic substances • New York
Contract Type FiledDecember 10th, 2003 Company Industry JurisdictionTHIS WARRANT AND THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE OFFERED, SOLD, ASSIGNED OR TRANSFERRED, IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR UNLESS THE COMPANY HAS RECEIVED AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION UNDER SAID ACT IS NOT REQUIRED.
PLACEMENT AGENT SERIES B COMMON STOCK PURCHASE WARRANTWarrant Agreement • September 12th, 2003 • Genetronics Biomedical Corp • Surgical & medical instruments & apparatus • New York
Contract Type FiledSeptember 12th, 2003 Company Industry JurisdictionTHIS IS TO CERTIFY THAT SCO SECURITIES LLC, or registered assigns (the “Holder”), is entitled, during the Exercise Period (as hereinafter defined), to purchase from Genetronics Biomedical Corporation, a Delaware corporation (the “Company”), the Warrant Stock (as hereinafter defined and subject to adjustment as provided herein), in whole or in part, at a purchase price of $0.75 per share, all on and subject to the terms and conditions hereinafter set forth.