Attn: Matthew J. Pfeffer, Chief Executive Officer and Chief Financial OfficerExclusive Agency Agreement • May 10th, 2016 • Mannkind Corp • Pharmaceutical preparations • New York
Contract Type FiledMay 10th, 2016 Company Industry JurisdictionThis letter agreement (this “Agreement”) constitutes the agreement between Mannkind Corporation, a Delaware corporation (the “Company”) and H.C. Wainwright & Co., LLC (“Wainwright”) that Wainwright shall serve as the exclusive agent, advisor or underwriter in any offering of common stock and/or warrants to purchase common stock of the Company (“Securities”) during the Term (as defined below) of this Agreement (each, an “Offering”). The terms of each Offering and the Securities issued in connection therewith shall be mutually agreed upon by the Company and Wainwright and nothing herein implies that Wainwright would have the power or authority to bind the Company and nothing herein implies that the Company shall have an obligation to issue any Securities. It is understood that Wainwright’s assistance in an Offering will be subject to the satisfactory completion of such investigation and inquiry into the affairs of the Company as Wainwright deems appropriate under the circumstances and to
STRICTLY CONFIDENTIAL Uranium Energy Corp. 1111 West Hastings Street, Suite 320 Vancouver, BC V6E 2J3 Attn: Amir Adnani, Chief Executive Officer Dear Amir:Exclusive Agency Agreement • October 23rd, 2013 • Uranium Energy Corp • Miscellaneous metal ores • New York
Contract Type FiledOctober 23rd, 2013 Company Industry JurisdictionThis letter agreement (this "Agreement") constitutes the agreement between Uranium Energy Corp. (the "Company") and H.C. Wainwright & Co., LLC ("Wainwright") that Wainwright shall serve as the exclusive agent in an offering (each, an "Offering") of registered securities of the Company ("Securities") during the Term (as defined below) of this Agreement. The terms of the Offering and the Securities issued in connection therewith shall be mutually agreed upon by the Company and the investors and nothing herein implies that Wainwright would have the power or authority to bind the Company and nothing herein implies that the Company shall have an obligation to issue any Securities. It is understood that Wainwright's assistance in an Offering will be subject to the satisfactory completion of such investigation and inquiry into the affairs of the Company as Wainwright deems appropriate under the circumstances and to the receipt of all internal approvals of Wainwright in connection with the tra