Common Contracts
7 similar Underwriting Agreement contracts by WhiteHorse Finance, Inc., CION Investment Corp
CĪON INVESTMENT CORPORATION (a Maryland corporation) $150,000,0000 7.50% Notes due 2029 UNDERWRITING AGREEMENTUnderwriting Agreement • October 1st, 2024 • CION Investment Corp • New York
CĪON Investment Corporation, a Maryland corporation (the “Company”), and CION Investment Management, LLC, a Delaware limited liability company (the “Adviser” and, together with the Company, the “CION Entities”), confirm their respective agreements with Keefe, Bruyette & Woods, Inc. (“KBW”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom KBW is acting as representative (in such capacity, the “Representative”), with respect to the issuance and sale by the Company of $150,000,000 aggregate principal amount (the “Initial Securities”) of the Company’s 7.50% notes due 2029 (the “Notes”), and the purchase by the Underwriters, acting severally and not jointly, and with respect to the grant by the Company to the Underwriters of the option described in Section 2(b) hereof to purchase all or any part of $22,500,000 aggregate principal a
WHITEHORSE FINANCE, INC. (a Delaware corporation)Underwriting Agreement • August 21st, 2023 • WhiteHorse Finance, Inc. • New York
WhiteHorse Finance, Inc., a Delaware corporation (the “Company”), H.I.G. WhiteHorse Advisers, LLC, a Delaware limited liability company (“WhiteHorse Advisers” or the “Adviser”), and H.I.G. WhiteHorse Administration, LLC, a Delaware limited liability company (the “Administrator” and, together with the Company and the Adviser, the “WhiteHorse Entities”), confirm their respective agreements with Oppenheimer & Co. Inc. and each of the other Underwriters named in Schedule I hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 12 hereof), for whom Oppenheimer & Co. Inc. is acting as representative (in such capacity, the “Representative”), with respect to the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $30,000,000 aggregate principal amount of 7.875% Notes due 2028 (the “Notes”).
WHITEHORSE FINANCE, INC. (a Delaware corporation) $75,000,000 4.00% Notes due 2026 UNDERWRITING AGREEMENTUnderwriting Agreement • November 24th, 2021 • WhiteHorse Finance, Inc. • New York
WhiteHorse Finance, Inc., a Delaware corporation (the “Company”), H.I.G. WhiteHorse Advisers, LLC, a Delaware limited liability company (“WhiteHorse Advisers” or the “Adviser”), and H.I.G. WhiteHorse Administration, LLC, a Delaware limited liability company (the “Administrator” and, together with the Company and the Adviser, the “WhiteHorse Entities”), confirm their respective agreements with Raymond James & Associates, Inc. (“Raymond James”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Raymond James is acting as representative (in such capacity, the “Representative”), with respect to the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $75,000,000 aggregate principal amount of 4.00% Notes due 2026 (the “Securities”).
WHITEHORSE FINANCE, INC. (a Delaware corporation) 1,900,000 Shares of Common Stock (Par Value $0.001 Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • October 25th, 2021 • WhiteHorse Finance, Inc. • New York
WhiteHorse Finance, Inc., a Delaware corporation (the “Company”), H.I.G. WhiteHorse Advisers, LLC, a Delaware limited liability company (“WhiteHorse Advisers” or the “Adviser”), and H.I.G. WhiteHorse Administration, LLC, a Delaware limited liability company (the “Administrator” and, together with the Company and the Adviser, the “WhiteHorse Entities”), confirm their respective agreements with Raymond James & Associates, Inc. (“Raymond James”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Raymond James is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of common stock, par value $0.001 per share, of the Company (“Common Stock”) set forth in Schedule A heret
WHITEHORSE FINANCE, INC. (a Delaware corporation) 2,250,000 Shares of Common Stock (Par Value $0.001 Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • December 9th, 2019 • WhiteHorse Finance, Inc. • New York
WhiteHorse Finance, Inc., a Delaware corporation (the “Company”), H.I.G. WhiteHorse Advisers, LLC, a Delaware limited liability company (“WhiteHorse Advisers” or the “Adviser”), H.I.G. WhiteHorse Administration, LLC, a Delaware limited liability company (the “Administrator” and, together with the Company and the Adviser, the “WhiteHorse Entities”), and the stockholders of the Company listed in Schedule B hereto (the “Selling Stockholders”) confirm their respective agreements with Raymond James & Associates, Inc. (“Raymond James”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Raymond James is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Selling Stockholders, acting severally and not jointly, and the purchase by the Underwriters, acting severally and not jointly, of th
UNDERWRITING AGREEMENTUnderwriting Agreement • June 18th, 2019 • WhiteHorse Finance, Inc. • New York
WhiteHorse Finance, Inc., a Delaware corporation (the “Company”), H.I.G. WhiteHorse Advisers, LLC, a Delaware limited liability company (“WhiteHorse Advisers” or the “Adviser”), H.I.G. WhiteHorse Administration, LLC, a Delaware limited liability company (the “Administrator” and, together with the Company and the Adviser, the “WhiteHorse Entities”), and the stockholders of the Company listed in Schedule B hereto (the “Selling Stockholders”) confirm their respective agreements with Raymond James & Associates, Inc. (“Raymond James”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Raymond James is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Selling Stockholders, acting severally and not jointly, and the purchase by the Underwriters, acting severally and not jointly, of th
WHITEHORSE FINANCE, INC. (a Delaware corporation) 2,200,000 Shares of Common Stock (Par Value $0.001 Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • June 30th, 2017 • WhiteHorse Finance, Inc. • New York
