PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT AGREEMENT to be effective September 6, 2017, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the "Fund"), on behalf of each series identified on Schedule...Management Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
PRINCIPAL FUNDS. INC. AMENDED AND RESTATED SUB- ADVISORY AGREEMENT CREDIT SUISSE ASSET MANAGEMENT LLC AGREEMENT executed as of May 22. 2017, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called "the...Principal Funds Inc • December 29th, 2017 • Iowa
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PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT MELLON CAPITAL MANAGEMENT CORPORATION SUB- ADVISED FUNDS AMENDED AND RESTATED SUB- ADVISORY AGREEMENT (the "Agreement") executed as of the 1st day of October, 2017 by and between...Sub-Advisory Agreement • December 29th, 2017 • Principal Funds Inc • Iowa
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PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT AGREEMENT executed as of the June 30, 2017, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called "the Manager"), and ROBERT W. BAIRD...Sub-Advisory Agreement • December 29th, 2017 • Principal Funds Inc • Iowa
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PRINCIPAL FUNDS. INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT LOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. SUB-ADVISED FUNDS AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the "Agreement") executed as of the 1st day of October, 2017 by...Sub-Advisory Agreement • December 29th, 2017 • Principal Funds Inc • Iowa
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ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Robert W. Baird & Co. Incorporated (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and AllianceBernstein L.P. (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company under the...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
PRINCIPAL FUNDS. INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT CAUSEWAY CAPITAL MANAGEMENT LLC SUB- ADVISED FUND AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the "Agreement") executed as of the 1st day of October, 2017 by and between PRINCIPAL...Sub-Advisory Agreement • December 29th, 2017 • Principal Funds Inc • Iowa
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PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT ALLIANCEBERNSTEIN L.P. SUB-ADVISED FUNDS AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the "Agreement") executed as of the _1st__ day of _October_, 2017 by and between PRINCIPAL GLOBAL...Sub-Advisory Agreement • December 29th, 2017 • Principal Funds Inc • Iowa
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ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and T. Rowe Price Associations, Inc. (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and American Century Investment Management, Inc. (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Mellon Capital Management Corporation (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and DDJ Capital Management, LLC (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Principal Real Estate Investors, LLC (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Vaughan Nelson Investment Management, LP (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
PRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENT AGREEMENT executed as of June 26, 2017, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called the "Manager"), and EAGLE ASSET MANAGEMENT, INC. (hereinafter...Sub-Advisory Agreement • December 29th, 2017 • Principal Funds Inc • Iowa
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ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Spectrum Asset Management, Inc. (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC"), Principal Global Investors, LLC ("PGI"), and Neuberger Berman Investment Advisers LLC (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT PRINCIPAL REAL ESTATE INVESTORS SUB-ADVISED SERIES AGREEMENT effective as of May 22, 2017, by and between PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called "the Manager"), and...Sub-Advisory Agreement • December 29th, 2017 • Principal Funds Inc • Iowa
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ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Blackrock Financial Management, Inc. (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT DDJ CAPITAL MANAGEMENT, LLC SUB-ADVISED FUNDS AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the "Agreement") executed as of the 2nd of October 2017, by and between PRINCIPAL GLOBAL...Sub-Advisory Agreement • December 29th, 2017 • Principal Funds Inc • Iowa
Contract Type FiledDecember 29th, 2017 Company Jurisdiction
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Westwood Management Corporation (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Logan Circle Partners, L.P. (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Dimensional Fund Advisors LP (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Post Advisory Group, LLC (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company under...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Causeway Capital Management LLC (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
PRINCIPAL FUNDS, INC. AMENDED & RESTATED SUB-ADVISORY AGREEMENT W.H. REAVES & CO., INC. SUB-ADVISED FUND AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the "Agreement") executed as of the 1st day of October, 2017, by and between PRINCIPAL GLOBAL...Sub-Advisory Agreement • December 29th, 2017 • Principal Funds Inc • Iowa
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ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Brown Advisory LLC (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company under the...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Barrow, Hanley, Mewhinney & Strauss, LLC (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Colonial First State Asset Management (Australia) Limited (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
PRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENT AGREEMENT executed as of September 15, 2017, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called the "Manager"), and LOGAN CIRCLE PARTNERS, L.P....Sub-Advisory Agreement • December 29th, 2017 • Principal Funds Inc • Iowa
Contract Type FiledDecember 29th, 2017 Company Jurisdiction
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and William Blair Investment Management, LLC (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Stone Harbor Investment Partners LP (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Emerald Advisors, Inc. (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company under the...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and W.H. Reaves & Co., Inc. (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company under...Assumption Agreement • December 29th, 2017 • Principal Funds Inc
Contract Type FiledDecember 29th, 2017 Company