FIRST AMENDMENT TO AMENDED AND RESTATED INDENTUREAmended and Restated Indenture • October 2nd, 2017 • Piper Jaffray Companies • Security brokers, dealers & flotation companies • New York
Contract Type FiledOctober 2nd, 2017 Company Industry JurisdictionTHIS FIRST AMENDMENT TO AMENDED AND RESTATED INDENTURE (this “Amendment”), is made as of September 29, 2017 (the “Effective Date”) by Piper Jaffray & Co., a corporation organized under the laws of the State of Delaware (the “Issuer”), and The Bank of New York Mellon, a New York banking corporation (the “Trustee”). Capitalized terms used herein but not defined herein shall have the meanings ascribed thereto in the Amended and Restated Indenture, dated as of April 30, 2015, by and between the Issuer and the Trustee (the “A&R Indenture”).