ContractWarrant Agreement • March 2nd, 2022 • SANUWAVE Health, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledMarch 2nd, 2022 Company Industry JurisdictionTHIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 5.3 AND 5.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR IN FORM AND SUBSTANCE SATISFACTORY TO THE COMPANY, SUCH OFFER, SALE, PLEDGE OR OTHER TRANSFER IS EXEMPT FROM SUCH REGISTRATION.
SECOND AMENDMENT TO NOTE AND WARRANT PURCHASE AND SECURITY AGREEMENTNote and Warrant Purchase and Security Agreement • March 2nd, 2022 • SANUWAVE Health, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledMarch 2nd, 2022 Company Industry JurisdictionThis Second Amendment to Note and Warrant Purchase and Security Agreement (this “Amendment”) is entered into as of February 25, 2022, by and among NH EXPANSION CREDIT FUND HOLDINGS LP (“North Haven Expansion”), as agent (in such capacity, together with its successors or permitted assigns, “Agent”), the Holders from time to time signatory to the NPA (as hereinafter defined), including North Haven Expansion (each, a “Holder” and collectively, the “Holders”), and SANUWAVE HEALTH, INC. a Nevada corporation (“Issuer”).