Form of Subscription Agreement]Subscription Agreement • October 4th, 2018 • Capital Southwest Corp • New York
The undersigned understands that pursuant to a prospectus, dated as of [ ] (including any amendments and supplements thereto, the “Prospectus”), Capital Southwest Corporation, a Texas corporation (the “Company”), is offering (the “Offering”) for sale its common stock, par value $[ ] per share (the “Common Stock”). The shares of Common Stock are being offered for sale at a purchase price of $[ ] per share.
CAPITAL SOUTHWEST CORPORATION (a Texas corporation) Up to 600,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 4th, 2018 • Capital Southwest Corp • Texas
Capital Southwest Corporation, a Texas corporation (the “Company”), proposes to issue and sell a minimum of 0 shares and a maximum of 600,000 shares of the Company’s common stock, par value $0.25 per share (“Common Stock”) and Sanders Morris Harris LLC, a Texas limited liability company (the “Underwriter”), proposes to sell on a “best efforts” basis an aggregate of up to 600,000 shares of Common Stock (collectively, the “Shares”) to investors deemed acceptable by the Company (the “Investors”) in a public offering pursuant to the Securities Act of 1933, as amended. The Underwriter has agreed to act, on a best efforts basis only, as the Underwriter in connection with the offering and sale of the Shares (the “Offering”).
