SOUND POINT MERIDIAN CAPITAL, INC. [●] SHARES [●]% SERIES A PREFERRED SHARES DUE 202[●] UNDERWRITING AGREEMENT October [●], 2024Underwriting Agreement • October 25th, 2024 • Sound Point Meridian Capital, Inc. • New York
Contract Type FiledOctober 25th, 2024 Company JurisdictionSound Point Meridian Capital Inc., a Delaware corporation (the “Company”), Sound Point Meridian Management Company, LLC, a Delaware limited liability company (the “Investment Adviser”), and Sound Point Administration LLC, a Delaware limited liability company (the “Administrator”) confirm their respective agreements with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Oppenheimer & Co. Inc. is acting as representative (in such capacity, the “Representative”), with respect to (i) the issuance and sale by the Company of [●] shares (the “Firm Shares”) of [●]% Series A Preferred Shares due 202[●] (the “Preferred Shares”) to the several Underwriters, acting severally and not jointly, of the respective number of Firm Shares set forth opposite their respective names in Schedule I hereto, and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 1(b) hereof to purchase all or any