Capital Support Agreement Sample Contracts

CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • December 1st, 2008 • Legg Mason Inc • Investment advice • Maryland

THIS CAPITAL SUPPORT AGREEMENT (this "Agreement") is made as of the 30th day of June, 2008, by and among Legg Mason, Inc., a Maryland corporation ("Legg Mason"), LM Capital Support V, LLC, a Maryland limited liability company ("LMSub" and, together with Legg Mason, the "Support Providers"), and Western Asset Institutional Money Market Fund, a series of Legg Mason Partners Institutional Trust (the "Fund").

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CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • March 31st, 2008 • Legg Mason Inc • Investment advice • Maryland

THIS CAPITAL SUPPORT AGREEMENT (this "Agreement") is made as of the 31st day of March, 2008, by and among Legg Mason, Inc., a Maryland corporation ("Legg Mason"), LM Capital Company, LLC, a Maryland limited liability company ("LMC" and, together with Legg Mason, the "Support Providers"), and Liquid Reserves Portfolio, a series of Master Portfolio Trust (the "Fund").

AMENDMENT NO. 3 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • February 27th, 2009 • Northern Trust Corp • State commercial banks

This Amendment No. 3 (the “Amendment”) to the Capital Support Agreement, is made as of the 24th day of February 2009, by and between NORTHERN TRUST CORPORATION (the “Support Provider”) and NORTHERN INSTITUTIONAL FUNDS (the “Trust”), on behalf of its series the Prime Obligations Portfolio (the “Fund”).

CONFIDENTIAL TREATMENT REQUESTED BY NORTHERN FUNDS AND NORTHERN INSTITUTIONAL FUNDS UNDER RULE 81(b), 17 C.F.R. 81(b) CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • February 22nd, 2008 • Northern Trust Corp • State commercial banks • Illinois

THIS CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of February 21, 2008, by and between Northern Trust Corporation (the “Support Provider”) and Northern Institutional Funds (the “Trust”) on behalf of its series the Prime Obligations Portfolio (the “Fund”).

EX-10.6 7 dex106.htm CAPITAL SUPPORT AGREEMENT CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • May 5th, 2020 • Illinois

THIS CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of February 21, 2008, by and between Northern Trust Corporation (the “Support Provider”) and Northern Trust Global Funds plc (the “Company”) on behalf of its sub-fund The U.S. Dollar Fund (the “Fund”).

CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • October 3rd, 2008 • Northern Trust Corp • State commercial banks • Illinois

THIS CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of September 29, 2008, by and between Northern Trust Corporation (the “Support Provider”) and The Northern Trust Company (“TNT”) as trustee on behalf of The Northern Trust Company Common Short Term Investment Fund (the “Fund”).

AMENDMENT NO. 2 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • October 3rd, 2008 • Northern Trust Corp • State commercial banks

This Amendment No. 2 (the “Amendment”) to the Capital Support Agreement, is made as of the 29th day of September 2008, by and between NORTHERN TRUST CORPORATION (the “Support Provider”) and NORTHERN INSTITUTIONAL FUNDS (the “Trust”), on behalf of its series the Diversified Assets Portfolio (the “Fund”).

CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • February 22nd, 2008 • Northern Trust Corp • State commercial banks • Illinois

THIS CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of February 21st, 2008, by and between Northern Trust Corporation (the “Support Provider”) and The Northern Trust Company (“TNT”) as securities lending agent on behalf of the Core Select Securities Lending Cash Collateral Pool (the “Fund”).

Center for Cultural Innovation - AmbitioUS Capital Support Agreement
Capital Support Agreement • September 2nd, 2020 • East Bay Permanent Real Estate Cooperative • Real estate

This Grant from the Center for Cultural Innovation (CCI) is for the purposes described below and is subject to your acceptance of these conditions. This Agreement will become effective once the Agreement is signed by you and is received by CCI.

AMENDMENT NO. 1 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • July 16th, 2008 • Northern Trust Corp • State commercial banks

This Amendment No. 1 (the “Amendment”) to the Capital Support Agreement, is made as of the 15th day of July 2008, by and between NORTHERN TRUST CORPORATION (the “Support Provider”) and NORTHERN INSTITUTIONAL FUNDS (the “Trust”), on behalf of its series the Diversified Assets Portfolio (the “Fund”).

AMENDMENT NO. 2 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • October 3rd, 2008 • Northern Trust Corp • State commercial banks

This Amendment No. 2 (the “Amendment”) to the Capital Support Agreement, is made as of the 29th day of September 2008, by and between the Northern Trust Corporation (the “Support Provider”) and Northern Trust Global Funds plc (the “Company”) on behalf of its sub-fund The U.S. Dollar Fund (the “Fund”).

RECITALS:
Capital Support Agreement • March 3rd, 2009 • Ameriprise Certificate Co • Delaware
AMENDMENT NO. 3 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • January 29th, 2009 • Northern Trust Corp • State commercial banks

This Amendment No. 3 (the “Amendment”) to the Capital Support Agreement, is made as of the 26th day of January 2009, by and between the Northern Trust Corporation (the “Support Provider”) and Northern Trust Global Funds plc (the “Company”) on behalf of its sub-fund The Sterling Fund (the “Fund”).

Working Capital Support Agreement - Amendment #1
Capital Support Agreement • April 15th, 2002 • Interstate General Co L P • Land subdividers & developers (no cemeteries)

Interstate Business Corporation (IBC), a Delaware corporation, hereby agrees to amend its Working Capital Support Agreement with Interstate General Company L.P. (IGC), a limited partnership organized under the laws of Delaware, as follows:

AMENDMENT NO. 1 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • July 16th, 2008 • Northern Trust Corp • State commercial banks

This Amendment No. 1 (the “Amendment”) to the Capital Support Agreement, is made as of the 15th day of July 2008, by and between NORTHERN TRUST CORPORATION (the “Support Provider”) and NORTHERN FUNDS (the “Trust”), on behalf of its series the Money Market Fund (the “Fund”).

AMENDMENT NO. 7 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • May 2nd, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies

THIS AMENDMENT NO. 7 (the “Amendment”) to the Capital Support Agreement, effective as of the 17th day of April 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).

AMENDMENT NO. 1 TO AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • May 4th, 2009 • Sei Investments Co • Security brokers, dealers & flotation companies

THIS AMENDMENT NO. 1 (the “Amendment”) to the Amended and Restated Capital Support Agreement, effective as of the 13th day of March 2009 (the “Amendment Effective Date”), between SEI Daily Income Trust (the “Trust”) for and on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).

FIRST AMENDMENT TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • April 30th, 2014 • Ameriprise Certificate Co

This First Amendment to the Capital Support Agreement, dated as of April 30, 2014 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial, Inc. (the “Parent”), and amends the Capital Support Agreement, dated as of March 2, 2009 (the “Agreement”), between the Company and the Parent.

AMENDED & RESTATED CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • December 1st, 2008 • Legg Mason Inc • Investment advice • Maryland

THIS AMENDED & RESTATED CAPITAL SUPPORT AGREEMENT (this "Agreement") dated December 1, 2008 amends and restates in its entirety the Capital Support Agreement dated June 30, 2008 (hereinafter "Capital Support Agreement") by and among Legg Mason, Inc., a Maryland corporation ("Legg Mason"), LM Capital Support V, LLC, a Maryland limited liability company ("LM Sub" and, together with Legg Mason, the "Support Providers"), and Legg Mason Global Funds plc, an umbrella investment company, with segregated liability between its sub-funds, organized under the laws of the Republic of Ireland (the "Company").

AMENDMENT NO. 2 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • January 29th, 2009 • Northern Trust Corp • State commercial banks

This Amendment No. 2 (the “Amendment”) to the Capital Support Agreement, is made as of the 26th day of January 2009, by and between Northern Trust Corporation (the “Support Provider”) and The Northern Trust Company (“TNT”), as securities lending agent on behalf of the Core Select Securities Lending Cash Collateral Pool (the “Fund”).

CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • May 2nd, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies • Pennsylvania

THIS CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of the 3rd day of December, 2007, by and between SEI Investments Company (the “Support Provider”) and SEI Liquid Asset Trust Prime Obligation Fund (the “Fund”).

AMENDMENT NO. 2 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • October 3rd, 2008 • Northern Trust Corp • State commercial banks

This Amendment No. 2 (the “Amendment”) to the Capital Support Agreement, is made as of the 29th day of September 2008, by and between NORTHERN TRUST CORPORATION (the “Support Provider”) and NORTHERN FUNDS (the “Trust”), on behalf of its series the Money Market Fund (the “Fund”).

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CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • June 30th, 2008 • Legg Mason Inc • Investment advice • Maryland

THIS CAPITAL SUPPORT AGREEMENT (this "Agreement") is made as of the 30th day of June, 2008, by and among Legg Mason, Inc., a Maryland corporation ("Legg Mason"), LM Capital Support V, LLC, a Maryland limited liability company ("LM Sub" and, together with Legg Mason, the "Support Providers"), and Legg Mason Global Funds plc, an umbrella investment company, with segregated liability between its sub-funds, organized under the laws of the Republic of Ireland (the "Company").

AMENDMENT NO. 5 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • May 2nd, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies

THIS AMENDMENT NO. 5 (the “Amendment”) to the Capital Support Agreement, effective as of the 26th day of March 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).

CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • November 9th, 2007 • Sei Investments Co • Security brokers, dealers & flotation companies • Pennsylvania

THIS CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of the 8th day of November, 2007, by and between SEI Investments Company (the “Support Provider”) and SEI Daily Income Trust Money Market Fund (the “Fund”).

AMENDMENT NO. 8 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • July 31st, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies

THIS AMENDMENT NO. 8 (the “Amendment”) to the Capital Support Agreement, effective as of the 18th day of June 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).

AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • November 10th, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies • Pennsylvania

THIS AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of the 5th day of November, 2008, by and between SEI Investments Company (the “Support Provider”) and SEI Daily Income Trust (the “Trust”) for and on behalf of its Prime Obligation Fund (the “Fund”).

AMENDMENT NO. 1 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • July 16th, 2008 • Northern Trust Corp • State commercial banks

This Amendment No. 1 (the “Amendment”) to the Capital Support Agreement, is made as of the 15th day of July 2008, by and between the Northern Trust Corporation (the “Support Provider”) and Northern Trust Global Funds plc (the “Company”) on behalf of its sub-fund The U.S. Dollar Fund (the “Fund”).

AMENDMENT NO. 1 TO AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • January 29th, 2009 • Northern Trust Corp • State commercial banks

This Amendment No. 1 (the “Amendment”) to the Amended and Restated Capital Support Agreement, is made as of the 26th day of January 2009, by and between Northern Trust Corporation (the “Support Provider”) and Northern Trust Investments, N.A. (“NTI”), as trustee on behalf of the NTGI Collective Short Term Investment Fund (the “Fund”).

CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • March 2nd, 2009 • Ameriprise Financial Inc • Investment advice • Delaware

This Capital Support Agreement (“Agreement”), dated as of March 2, 2009, is by and between Ameriprise Financial, Inc. (“Parent”), a Delaware corporation, and Ameriprise Certificate Company (“ACC”), a Delaware corporation and wholly owned subsidiary of Parent. Parent and ACC are sometimes individually referred to herein as a “Party” and collectively as the “Parties.”

AMENDMENT NO. 11 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • July 31st, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies

THIS AMENDMENT NO. 11 (the “Amendment”) to the Capital Support Agreement, effective as of the 30th day of July 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).

FIRST AMENDMENT TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • May 5th, 2014 • Ameriprise Certificate Co

This First Amendment to the Capital Support Agreement, dated as of April 30, 2014 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial, Inc. (the “Parent”), and amends the Capital Support Agreement, dated as of March 2, 2009 (the “Agreement”), between the Company and the Parent.

AMENDMENT NO. 3 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • May 2nd, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies

THIS AMENDMENT NO. 3 (the “Amendment”) to the Capital Support Agreement, effective as of the 10th day of March 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).

AMENDMENT NO. 3 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • January 29th, 2009 • Northern Trust Corp • State commercial banks

This Amendment No. 3 (the “Amendment”) to the Capital Support Agreement, is made as of the 26th day of January 2009, by and between the Northern Trust Corporation (the “Support Provider”) and Northern Trust Global Funds plc (the “Company”) on behalf of its sub-fund The U.S. Dollar Fund (the “Fund”).

FIRST AMENDMENT TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • April 25th, 2014 • Ameriprise Certificate Co

This First Amendment to the Capital Support Agreement, dated as of April 30, 2014 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial, Inc. (the “Parent”), and amends the Capital Support Agreement, dated as of March 2, 2009 (the “Agreement”), between the Company and the Parent.

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