CAPITAL SUPPORT AGREEMENTCapital Support Agreement • December 1st, 2008 • Legg Mason Inc • Investment advice • Maryland
Contract Type FiledDecember 1st, 2008 Company Industry JurisdictionTHIS CAPITAL SUPPORT AGREEMENT (this "Agreement") is made as of the 30th day of June, 2008, by and among Legg Mason, Inc., a Maryland corporation ("Legg Mason"), LM Capital Support V, LLC, a Maryland limited liability company ("LMSub" and, together with Legg Mason, the "Support Providers"), and Western Asset Institutional Money Market Fund, a series of Legg Mason Partners Institutional Trust (the "Fund").
CAPITAL SUPPORT AGREEMENTCapital Support Agreement • March 31st, 2008 • Legg Mason Inc • Investment advice • Maryland
Contract Type FiledMarch 31st, 2008 Company Industry JurisdictionTHIS CAPITAL SUPPORT AGREEMENT (this "Agreement") is made as of the 31st day of March, 2008, by and among Legg Mason, Inc., a Maryland corporation ("Legg Mason"), LM Capital Company, LLC, a Maryland limited liability company ("LMC" and, together with Legg Mason, the "Support Providers"), and Liquid Reserves Portfolio, a series of Master Portfolio Trust (the "Fund").
AMENDMENT NO. 3 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • February 27th, 2009 • Northern Trust Corp • State commercial banks
Contract Type FiledFebruary 27th, 2009 Company IndustryThis Amendment No. 3 (the “Amendment”) to the Capital Support Agreement, is made as of the 24th day of February 2009, by and between NORTHERN TRUST CORPORATION (the “Support Provider”) and NORTHERN INSTITUTIONAL FUNDS (the “Trust”), on behalf of its series the Prime Obligations Portfolio (the “Fund”).
CONFIDENTIAL TREATMENT REQUESTED BY NORTHERN FUNDS AND NORTHERN INSTITUTIONAL FUNDS UNDER RULE 81(b), 17 C.F.R. 81(b) CAPITAL SUPPORT AGREEMENTCapital Support Agreement • February 22nd, 2008 • Northern Trust Corp • State commercial banks • Illinois
Contract Type FiledFebruary 22nd, 2008 Company Industry JurisdictionTHIS CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of February 21, 2008, by and between Northern Trust Corporation (the “Support Provider”) and Northern Institutional Funds (the “Trust”) on behalf of its series the Prime Obligations Portfolio (the “Fund”).
EX-10.6 7 dex106.htm CAPITAL SUPPORT AGREEMENT CAPITAL SUPPORT AGREEMENTCapital Support Agreement • May 5th, 2020 • Illinois
Contract Type FiledMay 5th, 2020 JurisdictionTHIS CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of February 21, 2008, by and between Northern Trust Corporation (the “Support Provider”) and Northern Trust Global Funds plc (the “Company”) on behalf of its sub-fund The U.S. Dollar Fund (the “Fund”).
CAPITAL SUPPORT AGREEMENTCapital Support Agreement • October 3rd, 2008 • Northern Trust Corp • State commercial banks • Illinois
Contract Type FiledOctober 3rd, 2008 Company Industry JurisdictionTHIS CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of September 29, 2008, by and between Northern Trust Corporation (the “Support Provider”) and The Northern Trust Company (“TNT”) as trustee on behalf of The Northern Trust Company Common Short Term Investment Fund (the “Fund”).
AMENDMENT NO. 2 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • October 3rd, 2008 • Northern Trust Corp • State commercial banks
Contract Type FiledOctober 3rd, 2008 Company IndustryThis Amendment No. 2 (the “Amendment”) to the Capital Support Agreement, is made as of the 29th day of September 2008, by and between NORTHERN TRUST CORPORATION (the “Support Provider”) and NORTHERN INSTITUTIONAL FUNDS (the “Trust”), on behalf of its series the Diversified Assets Portfolio (the “Fund”).
CAPITAL SUPPORT AGREEMENTCapital Support Agreement • February 22nd, 2008 • Northern Trust Corp • State commercial banks • Illinois
Contract Type FiledFebruary 22nd, 2008 Company Industry JurisdictionTHIS CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of February 21st, 2008, by and between Northern Trust Corporation (the “Support Provider”) and The Northern Trust Company (“TNT”) as securities lending agent on behalf of the Core Select Securities Lending Cash Collateral Pool (the “Fund”).
Center for Cultural Innovation - AmbitioUS Capital Support AgreementCapital Support Agreement • September 2nd, 2020 • East Bay Permanent Real Estate Cooperative • Real estate
Contract Type FiledSeptember 2nd, 2020 Company IndustryThis Grant from the Center for Cultural Innovation (CCI) is for the purposes described below and is subject to your acceptance of these conditions. This Agreement will become effective once the Agreement is signed by you and is received by CCI.
AMENDMENT NO. 1 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • July 16th, 2008 • Northern Trust Corp • State commercial banks
Contract Type FiledJuly 16th, 2008 Company IndustryThis Amendment No. 1 (the “Amendment”) to the Capital Support Agreement, is made as of the 15th day of July 2008, by and between NORTHERN TRUST CORPORATION (the “Support Provider”) and NORTHERN INSTITUTIONAL FUNDS (the “Trust”), on behalf of its series the Diversified Assets Portfolio (the “Fund”).
AMENDMENT NO. 2 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • October 3rd, 2008 • Northern Trust Corp • State commercial banks
Contract Type FiledOctober 3rd, 2008 Company IndustryThis Amendment No. 2 (the “Amendment”) to the Capital Support Agreement, is made as of the 29th day of September 2008, by and between the Northern Trust Corporation (the “Support Provider”) and Northern Trust Global Funds plc (the “Company”) on behalf of its sub-fund The U.S. Dollar Fund (the “Fund”).
RECITALS:Capital Support Agreement • March 3rd, 2009 • Ameriprise Certificate Co • Delaware
Contract Type FiledMarch 3rd, 2009 Company Jurisdiction
AMENDMENT NO. 3 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • January 29th, 2009 • Northern Trust Corp • State commercial banks
Contract Type FiledJanuary 29th, 2009 Company IndustryThis Amendment No. 3 (the “Amendment”) to the Capital Support Agreement, is made as of the 26th day of January 2009, by and between the Northern Trust Corporation (the “Support Provider”) and Northern Trust Global Funds plc (the “Company”) on behalf of its sub-fund The Sterling Fund (the “Fund”).
Working Capital Support Agreement - Amendment #1Capital Support Agreement • April 15th, 2002 • Interstate General Co L P • Land subdividers & developers (no cemeteries)
Contract Type FiledApril 15th, 2002 Company IndustryInterstate Business Corporation (IBC), a Delaware corporation, hereby agrees to amend its Working Capital Support Agreement with Interstate General Company L.P. (IGC), a limited partnership organized under the laws of Delaware, as follows:
AMENDMENT NO. 1 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • July 16th, 2008 • Northern Trust Corp • State commercial banks
Contract Type FiledJuly 16th, 2008 Company IndustryThis Amendment No. 1 (the “Amendment”) to the Capital Support Agreement, is made as of the 15th day of July 2008, by and between NORTHERN TRUST CORPORATION (the “Support Provider”) and NORTHERN FUNDS (the “Trust”), on behalf of its series the Money Market Fund (the “Fund”).
AMENDMENT NO. 7 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • May 2nd, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies
Contract Type FiledMay 2nd, 2008 Company IndustryTHIS AMENDMENT NO. 7 (the “Amendment”) to the Capital Support Agreement, effective as of the 17th day of April 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).
AMENDMENT NO. 1 TO AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENTCapital Support Agreement • May 4th, 2009 • Sei Investments Co • Security brokers, dealers & flotation companies
Contract Type FiledMay 4th, 2009 Company IndustryTHIS AMENDMENT NO. 1 (the “Amendment”) to the Amended and Restated Capital Support Agreement, effective as of the 13th day of March 2009 (the “Amendment Effective Date”), between SEI Daily Income Trust (the “Trust”) for and on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).
FIRST AMENDMENT TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • April 30th, 2014 • Ameriprise Certificate Co
Contract Type FiledApril 30th, 2014 CompanyThis First Amendment to the Capital Support Agreement, dated as of April 30, 2014 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial, Inc. (the “Parent”), and amends the Capital Support Agreement, dated as of March 2, 2009 (the “Agreement”), between the Company and the Parent.
AMENDED & RESTATED CAPITAL SUPPORT AGREEMENTCapital Support Agreement • December 1st, 2008 • Legg Mason Inc • Investment advice • Maryland
Contract Type FiledDecember 1st, 2008 Company Industry JurisdictionTHIS AMENDED & RESTATED CAPITAL SUPPORT AGREEMENT (this "Agreement") dated December 1, 2008 amends and restates in its entirety the Capital Support Agreement dated June 30, 2008 (hereinafter "Capital Support Agreement") by and among Legg Mason, Inc., a Maryland corporation ("Legg Mason"), LM Capital Support V, LLC, a Maryland limited liability company ("LM Sub" and, together with Legg Mason, the "Support Providers"), and Legg Mason Global Funds plc, an umbrella investment company, with segregated liability between its sub-funds, organized under the laws of the Republic of Ireland (the "Company").
AMENDMENT NO. 2 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • January 29th, 2009 • Northern Trust Corp • State commercial banks
Contract Type FiledJanuary 29th, 2009 Company IndustryThis Amendment No. 2 (the “Amendment”) to the Capital Support Agreement, is made as of the 26th day of January 2009, by and between Northern Trust Corporation (the “Support Provider”) and The Northern Trust Company (“TNT”), as securities lending agent on behalf of the Core Select Securities Lending Cash Collateral Pool (the “Fund”).
CAPITAL SUPPORT AGREEMENTCapital Support Agreement • May 2nd, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies • Pennsylvania
Contract Type FiledMay 2nd, 2008 Company Industry JurisdictionTHIS CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of the 3rd day of December, 2007, by and between SEI Investments Company (the “Support Provider”) and SEI Liquid Asset Trust Prime Obligation Fund (the “Fund”).
AMENDMENT NO. 2 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • October 3rd, 2008 • Northern Trust Corp • State commercial banks
Contract Type FiledOctober 3rd, 2008 Company IndustryThis Amendment No. 2 (the “Amendment”) to the Capital Support Agreement, is made as of the 29th day of September 2008, by and between NORTHERN TRUST CORPORATION (the “Support Provider”) and NORTHERN FUNDS (the “Trust”), on behalf of its series the Money Market Fund (the “Fund”).
CAPITAL SUPPORT AGREEMENTCapital Support Agreement • June 30th, 2008 • Legg Mason Inc • Investment advice • Maryland
Contract Type FiledJune 30th, 2008 Company Industry JurisdictionTHIS CAPITAL SUPPORT AGREEMENT (this "Agreement") is made as of the 30th day of June, 2008, by and among Legg Mason, Inc., a Maryland corporation ("Legg Mason"), LM Capital Support V, LLC, a Maryland limited liability company ("LM Sub" and, together with Legg Mason, the "Support Providers"), and Legg Mason Global Funds plc, an umbrella investment company, with segregated liability between its sub-funds, organized under the laws of the Republic of Ireland (the "Company").
AMENDMENT NO. 5 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • May 2nd, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies
Contract Type FiledMay 2nd, 2008 Company IndustryTHIS AMENDMENT NO. 5 (the “Amendment”) to the Capital Support Agreement, effective as of the 26th day of March 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).
CAPITAL SUPPORT AGREEMENTCapital Support Agreement • November 9th, 2007 • Sei Investments Co • Security brokers, dealers & flotation companies • Pennsylvania
Contract Type FiledNovember 9th, 2007 Company Industry JurisdictionTHIS CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of the 8th day of November, 2007, by and between SEI Investments Company (the “Support Provider”) and SEI Daily Income Trust Money Market Fund (the “Fund”).
AMENDMENT NO. 8 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • July 31st, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies
Contract Type FiledJuly 31st, 2008 Company IndustryTHIS AMENDMENT NO. 8 (the “Amendment”) to the Capital Support Agreement, effective as of the 18th day of June 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).
AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENTCapital Support Agreement • November 10th, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies • Pennsylvania
Contract Type FiledNovember 10th, 2008 Company Industry JurisdictionTHIS AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of the 5th day of November, 2008, by and between SEI Investments Company (the “Support Provider”) and SEI Daily Income Trust (the “Trust”) for and on behalf of its Prime Obligation Fund (the “Fund”).
AMENDMENT NO. 1 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • July 16th, 2008 • Northern Trust Corp • State commercial banks
Contract Type FiledJuly 16th, 2008 Company IndustryThis Amendment No. 1 (the “Amendment”) to the Capital Support Agreement, is made as of the 15th day of July 2008, by and between the Northern Trust Corporation (the “Support Provider”) and Northern Trust Global Funds plc (the “Company”) on behalf of its sub-fund The U.S. Dollar Fund (the “Fund”).
AMENDMENT NO. 1 TO AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENTCapital Support Agreement • January 29th, 2009 • Northern Trust Corp • State commercial banks
Contract Type FiledJanuary 29th, 2009 Company IndustryThis Amendment No. 1 (the “Amendment”) to the Amended and Restated Capital Support Agreement, is made as of the 26th day of January 2009, by and between Northern Trust Corporation (the “Support Provider”) and Northern Trust Investments, N.A. (“NTI”), as trustee on behalf of the NTGI Collective Short Term Investment Fund (the “Fund”).
CAPITAL SUPPORT AGREEMENTCapital Support Agreement • March 2nd, 2009 • Ameriprise Financial Inc • Investment advice • Delaware
Contract Type FiledMarch 2nd, 2009 Company Industry JurisdictionThis Capital Support Agreement (“Agreement”), dated as of March 2, 2009, is by and between Ameriprise Financial, Inc. (“Parent”), a Delaware corporation, and Ameriprise Certificate Company (“ACC”), a Delaware corporation and wholly owned subsidiary of Parent. Parent and ACC are sometimes individually referred to herein as a “Party” and collectively as the “Parties.”
AMENDMENT NO. 11 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • July 31st, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies
Contract Type FiledJuly 31st, 2008 Company IndustryTHIS AMENDMENT NO. 11 (the “Amendment”) to the Capital Support Agreement, effective as of the 30th day of July 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).
FIRST AMENDMENT TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • May 5th, 2014 • Ameriprise Certificate Co
Contract Type FiledMay 5th, 2014 CompanyThis First Amendment to the Capital Support Agreement, dated as of April 30, 2014 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial, Inc. (the “Parent”), and amends the Capital Support Agreement, dated as of March 2, 2009 (the “Agreement”), between the Company and the Parent.
AMENDMENT NO. 3 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • May 2nd, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies
Contract Type FiledMay 2nd, 2008 Company IndustryTHIS AMENDMENT NO. 3 (the “Amendment”) to the Capital Support Agreement, effective as of the 10th day of March 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).
AMENDMENT NO. 3 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • January 29th, 2009 • Northern Trust Corp • State commercial banks
Contract Type FiledJanuary 29th, 2009 Company IndustryThis Amendment No. 3 (the “Amendment”) to the Capital Support Agreement, is made as of the 26th day of January 2009, by and between the Northern Trust Corporation (the “Support Provider”) and Northern Trust Global Funds plc (the “Company”) on behalf of its sub-fund The U.S. Dollar Fund (the “Fund”).
FIRST AMENDMENT TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • April 25th, 2014 • Ameriprise Certificate Co
Contract Type FiledApril 25th, 2014 CompanyThis First Amendment to the Capital Support Agreement, dated as of April 30, 2014 (the “Amendment”), is between Ameriprise Certificate Company (the “Company”) and Ameriprise Financial, Inc. (the “Parent”), and amends the Capital Support Agreement, dated as of March 2, 2009 (the “Agreement”), between the Company and the Parent.