Client Electronic Trading Agreement Sample Contracts

SALOMON SMITH BARNEY INC. CLIENT ELECTRONIC TRADING AGREEMENT TRADING THROUGH AN EXTERNAL VENDOR (“Agreement”)
Client Electronic Trading Agreement • December 23rd, 2020 • New York

The following confirms the terms and conditions under which Client will place securities orders for execution (“Orders”) with Salomon through an external Vendor-provided electronic trading interface connecting Client’s trading facility to an interface developed by Salomon using the Financial Information Exchange protocol (the “System”) and certain telecommunications systems:

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