SALOMON SMITH BARNEY INC. CLIENT ELECTRONIC TRADING AGREEMENT TRADING THROUGH AN EXTERNAL VENDOR (“Agreement”)Client Electronic Trading Agreement • December 23rd, 2020 • New York
Contract Type FiledDecember 23rd, 2020 JurisdictionThe following confirms the terms and conditions under which Client will place securities orders for execution (“Orders”) with Salomon through an external Vendor-provided electronic trading interface connecting Client’s trading facility to an interface developed by Salomon using the Financial Information Exchange protocol (the “System”) and certain telecommunications systems: