Fee Cap/Fee Waiver Agreement Sample Contracts

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FEE CAP/FEE WAIVER AGREEMENT AMENDED AND RESTATED
Fee Cap/Fee Waiver Agreement • April 30th, 2009 • Seligman Capital Fund Inc

This Agreement, dated Oct. 1, 2005, as amended and restated April , 2009, is between each of the investment companies (each a “Registrant”), on behalf of its underlying series funds, as listed in Schedule A (the term “Fund” is used to refer to either the Registrant or the series as context requires), and RiverSource Investments, LLC, in its capacity as investment manager of the Funds, Ameriprise Financial, Inc, in its capacity as administrator of the Funds, RiverSource Service Corporation, in its capacity as transfer agent of the Funds, and RiverSource Fund Distributors, Inc. and RiverSource Distributors, Inc, in their capacity as principal underwriters and distributors of the Funds (collectively referred to as the “Service Providers”). Under this Agreement, the Service Providers hereby agree to waive all or a portion of the fees they earn and/or cap or reimburse expenses of each Fund incurred in connection with the services they provide to the Funds, in an amount equal to the amount b

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