J.P. TURNER & COMPANY, L.L.C. INVESTMENT BANKING DIVISION December 28, 2005 Mr. Allen D. Allen President CytoDyn, Inc. 227 E. Palace Ave, Suite M Santa Fe, NM 87501 Re: Financial Representative Agreement with J.P. Turner & Company, LLC Dear Mr. Allen,...Financial Representative Agreement • January 4th, 2006 • Cytodyn Inc • Pharmaceutical preparations
Re: Financial Representative Agreement with J.P. Turner & Company, LLCFinancial Representative Agreement • August 21st, 2009 • Royale Energy Inc • Crude petroleum & natural gas • Georgia
This letter (the “Agreement”) is to confirm the exclusive engagement of J.P. Turner & Company, LLC (the “Agent”) by Royale Energy, Inc. (the “Company”) on the above date (the “Effective Date”), for purposes of providing services and identifying Institutional Investors as detailed herein in consideration for the fees and compensation described below.
Re: Financial Representative Agreement with J.P. Turner & Company, LLCFinancial Representative Agreement • July 13th, 2010 • Quantum Fuel Systems Technologies Worldwide, Inc. • Motor vehicle parts & accessories • Georgia
This letter (the “Agreement”) is to set forth the terms and conditions pursuant to which J.P. Turner & Company, L.L.C. (the “Agent”) shall serve as exclusive placement agent and financial advisor in connection with an offering of new securities (the “Offering”) of Quantum Fuel Systems Technologies Worldwide, Inc. (the “Company”) to accredited investors. The securities to be sold in the Offering are expected to be unregistered common shares and warrants (the “Securities”) as more particularly described in the Company’s private placement memorandum (“Offering Memorandum”); however, the Company and Agent (collectively, the “Parties”) can elect to offer different securities. The gross proceeds from the Offering are estimated to be $20,000,000. It is contemplated that the pricing for the Securities will be equal to the lesser of (i) eighty-five percent (85%) of the market value for the common shares as of the date of the Initial Closing and (ii) the fixed price (the “Fixed Price”), which sh
Re: Financial Representative Agreement with J.P. Turner & Company, LLCFinancial Representative Agreement • February 11th, 2010 • Quantum Fuel Systems Technologies Worldwide Inc • Motor vehicle parts & accessories • Georgia
This letter (the “Agreement”) is to set forth the terms and conditions pursuant to which J.P. Turner & Company, L.L.C. (the “Agent”) shall serve as exclusive placement agent and financial advisor in connection with the best efforts sale of new securities (the “Offering”) of Quantum Fuel Systems Technologies Worldwide, Inc. (the “Company”), for purposes of execution of the business plan, pursuant to all transaction documents that memorialize the Offering to be offered only to accredited investors (the “Memorandum”). The Agent understands that the exclusivity is limited in scope to the securities covered by the Memorandum for this particular Offering only and that during the term of this Agreement the Company is not precluded from selling its equity or debt securities to investors not introduced by the Agent and that Agent shall not be entitled to any fees, damages or other form of remuneration as a result of such sales. However the company agrees that from the date of the Memorandum unt
