INTERMEDIARY AGREEMENTIntermediary Agreement • June 28th, 2021
Contract Type FiledJune 28th, 2021
RECITALSIntermediary Agreement • May 2nd, 2011 • Variable Account II of AGL of Delaware • Texas
Contract Type FiledMay 2nd, 2011 Company Jurisdiction
Intermediary AgreementIntermediary Agreement • April 19th, 2023
Contract Type FiledApril 19th, 2023PLEASE PROVIDE FULL DETAILS OF ACCOUNT NUMBERS AND RELEVANT CODES ON A SEPARATE SHEET. UNLESS INSTRUCTED OTHERWISE COMMISSION WILL BE PAYABLE IN THE SAME CURRENCY AS THE INVESTMENT TO WHICH IT RELATES.
INTERMEDIARY AGREEMENTIntermediary Agreement • January 11th, 2023
Contract Type FiledJanuary 11th, 2023
AMENDMENT TO INTERMEDIARY AGREEMENTS AND NEW INTERMEDIARY AGREEMENTSIntermediary Agreement • February 23rd, 2015 • Principal Life Insurance Co Separate Account B
Contract Type FiledFebruary 23rd, 2015 CompanyTHIS AMENDMENT AND AGREEMENT made this 22nd day of October, 2010, and effective as of the Effective Date (as defined below), by and among Allianz Global Investors Fund Management LLC ("AGIFM"), Pacific Investment Management Company LLC ("PIMCO") and Principal Life Insurance Company ("Intermediary").
AMENDMENT TO INTERMEDIARY AGREEMENTS AND NEW INTERMEDIARY AGREEMENTSIntermediary Agreement • February 23rd, 2015 • Principal Life Insurance Co Separate Account B
Contract Type FiledFebruary 23rd, 2015 CompanyTHIS AMENDMENT AND AGREEMENT made this 22nd day of October, 2010, and effective as of the Effective Date (as defined below), by and among Allianz Global Investors Distributors LLC ("AGID"), PIMCO Investments LLC ("PI") and Principal Life Insurance Company ("Intermediary").
Intermediary AgreementIntermediary Agreement • March 18th, 2021
Contract Type FiledMarch 18th, 2021*Please indicate under which name cases will be submitted. Please note it is important that these details are consistent with deal submission.
Intermediary AgreementIntermediary Agreement • September 26th, 2021 • England
Contract Type FiledSeptember 26th, 2021 JurisdictionTerms of Engagement with a Limited Company Contractor who has not Opted Out of the Conduct Regulations (Inside IR35 and under SDC)
Invesco Intermediary Agreement Regarding Compliance with SEC Rule 22c-2Intermediary Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co • Ohio
Contract Type FiledApril 25th, 2012 Company JurisdictionThis Agreement is made and entered into by and between Invesco Aim Investment Services, Inc(1). (the “Transfer Agent”), a Delaware corporation and the transfer agent for certain management investment companies (each, a “mutual fund”) registered with the U.S. Securities and Exchange Commission (the “SEC”) and regulated under the Investment Company Act of 1940, as amended (the “1940 Act”), and the Intermediary identified below.
INTERMEDIARY AGREEMENTIntermediary Agreement • November 13th, 2020
Contract Type FiledNovember 13th, 2020
Intermediaries Online Website Conditions.Intermediary Agreement • January 10th, 2020
Contract Type FiledJanuary 10th, 2020
INTERMEDIARY AGREEMENTIntermediary Agreement • March 6th, 2017
Contract Type FiledMarch 6th, 2017
Contents Contact usIntermediary Agreement • May 17th, 2018 • Queensland
Contract Type FiledMay 17th, 2018 JurisdictionFIIG Securities Limited (‘FIIG’) provides general financial product advice only. As a result, this document, and any information or advice, has been provided by FIIG without taking account of your objectives, financial situation and needs. Because of this, you should, before acting on any advice from FIIG, consider the appropriateness of the advice, having regard to your objectives, financial situation and needs. If this document, or any advice, relates to the acquisition, or possible acquisition, of a particular financial product, you should obtain a product disclosure statement relating to the product and consider the statement before making any decision about whether to acquire the product. Neither FIIG, nor any of its directors, authorised representatives, employees, or agents, makes any representation or warranty as to the reliability, accuracy, or completeness, of this document or any advice. Nor do they accept any liability or responsibility arising in any way (including neglige
RecitalsIntermediary Agreement • October 1st, 2007 • Sage Variable Annuity Account A • Delaware
Contract Type FiledOctober 1st, 2007 Company Jurisdiction
SELECTED INTERMEDIARY AGREEMENTIntermediary Agreement • May 1st, 2024 • AG Twin Brook Capital Income Fund • New York
Contract Type FiledMay 1st, 2024 Company JurisdictionForeside Financial Services, LLC, as the intermediary manager (“Intermediary Manager”) for AG Twin Brook Capital Income Fund (the “Company”), a Delaware statutory trust, invites you (the “Broker”) to participate in the distribution of common shares of beneficial interest, $0.001 par value per share, of the Company (“Common Shares”) subject to the following terms:
Intermediary AgreementIntermediary Agreement • August 17th, 2016
Contract Type FiledAugust 17th, 2016Life insurance is underwritten by Oakhurst Life Limited (Registration number 2012/066504/06), an authorised financial services provider (FSP44793)
INTERMEDIARY AGREEMENT SOUTH AFRICAIntermediary Agreement • June 20th, 2018
Contract Type FiledJune 20th, 2018
Intermediary AgreementIntermediary Agreement • March 2nd, 2021
Contract Type FiledMarch 2nd, 2021
Texas Regional Pathways Network Implementation Grant Intermediary AgreementIntermediary Agreement • February 18th, 2020
Contract Type FiledFebruary 18th, 2020This document provides the core functions required of a regional intermediary organization within the Texas Regional Pathways Network. By signing this document, the identified organization(s) commit to providing dedicated personnel to support these core functions over the span of the grant period.
INTERMEDIARY AGREEMENTIntermediary Agreement • January 24th, 2020
Contract Type FiledJanuary 24th, 2020Lloyds Bank plc “the Bank” has agreed to engage the Intermediary named below and the terms of this Agreement shall apply to all Mortgage Applications the Intermediary submits to the Lender.
AIM Funds Intermediary Agreement Regarding Compliance with SEC Rule 22c-2Intermediary Agreement • April 21st, 2022 • Talcott Resolution Life Insurance Co Separate Account Three • Texas
Contract Type FiledApril 21st, 2022 Company JurisdictionThis Agreement is made and entered into by and between AIM Investment Services, Inc. (the "Transfer Agent"), a Delaware corporation and the transfer agent for certain management investment companies (each, a "mutual fund") registered with the U.S. Securities and Exchange Commission (the "SEC') and regulated under the Investment Company Act of 1940, as amended (the "1940 Act"), and each Intermediary identified below.
INTERMEDIARY AGREEMENTIntermediary Agreement • May 25th, 2018
Contract Type FiledMay 25th, 2018
INTERMEDIARY AGREEMENTIntermediary Agreement • April 29th, 2020 • Firsthand Funds • Colorado
Contract Type FiledApril 29th, 2020 Company JurisdictionTHIS INTERMEDIARY AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, SiVest Group, Inc., a California corporation, the investment adviser to the Funds (the “Adviser”), and _______________________, a _________________ company having its principal place of business at _______________________________ (hereinafter “Servicer” or “Intermediary”).
INTERMEDIARY AGREEMENT: OMNIBUS ACCOUNTSIntermediary Agreement • September 19th, 2019 • New South Wales
Contract Type FiledSeptember 19th, 2019 Jurisdiction
Sample Intermediary AgreementIntermediary Agreement • August 4th, 2020
Contract Type FiledAugust 4th, 2020Please read this agreement, verify the entered information (paying close attention to your points summary) and reply to this email by entering your name as the response. By replying with your name you confirm that you have read the rental agreement (this constitutes an electronic signature) and this agreement becomes binding.
INTERMEDIARY AGREEMENTIntermediary Agreement • August 11th, 2020 • Texas
Contract Type FiledAugust 11th, 2020 JurisdictionColtala Holdings, LLC ("Coltala") and and any of its affiliates ("Intermediary") enter into this Agreement effective as of (the “Effective Date”) and agree as follows:
INTERMEDIARY AGREEMENTIntermediary Agreement • July 25th, 2023
Contract Type FiledJuly 25th, 2023
Agreement for Intermediary Workers (Form 111)Intermediary Agreement • February 8th, 2022
Contract Type FiledFebruary 8th, 2022This form should be completed for all Intermediary Workers that are assessed to be ‘in scope’ of intermediaries legislation (IR35). For the purpose of PAYE tax and National Insurance, intermediaries will be added to our payroll. The form and invoice must be submitted to HR through People and Money with an accompanying invoice by the 5th of the month in which the payment is to be made. If you require this document in an alternative format please contact HR via email HRHelpline@ed.ac.uk or by telephone on 0131 651 5151.
TERMS AND CONDITIONSIntermediary Agreement • August 7th, 2024
Contract Type FiledAugust 7th, 2024Royal Sundaram General Insurance Co. Limited, company registered under the Companies Act 1956, having its registered office at No. 21, Patulous Road, Chennai 600 002 and its Corporate Office at No. 2/319, Rajiv Gandhi Salai (OMR), Karappakkam, Chennai - 97 (hereinafter called “RS” which expression shall include its Successor and Assignees.
INTERMEDIARY AGREEMENTIntermediary Agreement • December 11th, 2024
Contract Type FiledDecember 11th, 2024
INTERMEDIARY AGREEMENTIntermediary Agreement • January 9th, 2018 • Texas
Contract Type FiledJanuary 9th, 2018 JurisdictionColtala Holdings, LLC ("CH") and and any of its affiliates ("Intermediary") enter into this Agreement effective as of (the “Effective Date”) and agree as follows:
AIM Funds Intermediary Agreement Regarding Compliance with SEC Rule 22c-2Intermediary Agreement • April 30th, 2007 • Llac Variable Account • Texas
Contract Type FiledApril 30th, 2007 Company JurisdictionThis Agreement is made and entered into by and between AIM Investment Services, Inc. (the “Transfer Agent”), a Delaware corpora-tion and the transfer agent for certain management investment companies (each, a “mutual fund”) registered with the U.S. Securities and Exchange Commission (the “SEC”) and regulated under the Investment Company Act of 1940, as amended (the “1940 Act”), and the Intermediary identified below.
INTERMEDIARY AGREEMENTIntermediary Agreement • December 14th, 2020
Contract Type FiledDecember 14th, 2020
INTERMEDIARY AGREEMENT for shares of TWEEDY, BROWNE FUND INC.Intermediary Agreement • July 29th, 2016 • Tweedy, Browne Fund Inc. • New York
Contract Type FiledJuly 29th, 2016 Company JurisdictionWe are the principal underwriter (as such term is defined in the Investment Company Act of 1940, as amended (“1940 Act”)) of the offering of shares of the various series (each, a “Fund”) of Tweedy, Browne Fund Inc. (the “Corporation”) set forth from time to time on Schedule A hereto, and the agent for the continuous distribution of such shares pursuant to the terms of the Distribution Agreement between us and the Funds. As used herein, the term “Prospectus” shall mean the prospectus and, unless the context otherwise requires, the related statement of additional information (the “Statement of Additional Information”) incorporated therein by reference, as the same are amended and supplemented from time to time, of the Funds. In connection with the foregoing you may serve as a participating agent (and, therefore, forward orders for the purchase or redemption of shares, respond to shareholder inquiries and perform other related functions) on the following terms and conditions:
Terms and conditions for the utilization of the Italian Government credit lineIntermediary Agreement • April 22nd, 2013
Contract Type FiledApril 22nd, 2013The National bank of Serbia (NBS) in capacity of the agent of the Republic of Serbia, and JUBMES banka a.d. Beograd as one of the intermediary banks, signed on October 30, 2011 the Intermediary Agreement, governing rights and obligations of two parties, related to utilization of proceeds from the concessional loan in amount of EUR 30,000,000 which the Government of the Italian Republic, as the lender, approved to the Republic of Serbia, as the borrower.