POPULAR NORTH AMERICA, INC., as Issuer and POPULAR, INC., as Guarantor to THE BANK OF NEW YORK MELLON, as TrusteeJunior Subordinated Indenture • June 19th, 2012 • Popular North America Capital Trust Iii • State commercial banks • New York
Contract Type FiledJune 19th, 2012 Company Industry Jurisdiction
JUNIOR SUBORDINATED INDENTURE between PARAGON COMMERCIAL CORPORATION and WILMINGTON TRUST COMPANY as Trustee Dated as of May 30, 2006Junior Subordinated Indenture • June 10th, 2016 • Paragon Commercial CORP • State commercial banks • New York
Contract Type FiledJune 10th, 2016 Company Industry JurisdictionWHEREAS, the Company has duly authorized the execution and delivery of this Indenture to provide for the issuance of its unsecured junior subordinated deferrable interest notes (the “Securities”) issued to evidence loans made to the Company of the proceeds from the issuance by Paragon Commercial Capital Trust II, a Delaware statutory trust (the “Trust”), of undivided preferred beneficial interests in the assets of the Trust (the “Preferred Securities”) and undivided common beneficial interests in the assets of the Trust (the “Common Securities” and, collectively with the Preferred Securities, the “Trust Securities”), and to provide the terms and conditions upon which the Securities are to be authenticated, issued and delivered; and
Exhibit 4.1 JUNIOR SUBORDINATED INDENTUREJunior Subordinated Indenture • May 10th, 2006 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledMay 10th, 2006 Company Industry Jurisdiction
ANDJunior Subordinated Indenture • May 10th, 1999 • Pogo Trust Ii • Crude petroleum & natural gas • New York
Contract Type FiledMay 10th, 1999 Company Industry Jurisdiction
DRAFT MAY 28, 1998 ============================================================ ==================== JUNIOR SUBORDINATED INDENTUREJunior Subordinated Indenture • June 4th, 1998 • American Bancshares Inc \Fl\ • State commercial banks • New York
Contract Type FiledJune 4th, 1998 Company Industry Jurisdiction
WINTRUST FINANCIAL CORPORATION as the Company and U.S. BANK NATIONAL ASSOCIATION as Trustee Junior Subordinated Indenture Dated as of ______________________Junior Subordinated Indenture • December 6th, 2010 • Wintrust Capital Trust VI • State commercial banks • New York
Contract Type FiledDecember 6th, 2010 Company Industry JurisdictionJUNIOR SUBORDINATED INDENTURE, dated as of , between Wintrust Financial Corporation, an Illinois corporation, as the Company, and U.S. Bank National Association, as Trustee.
ENSTAR FINANCE LLC, as Issuer ENSTAR GROUP LIMITED, as Guarantor AND The Bank of New York Mellon, as TRUSTEE JUNIOR SUBORDINATED INDENTURE Dated as of August 26, 2020Junior Subordinated Indenture • August 26th, 2020 • Enstar Group LTD • Fire, marine & casualty insurance • New York
Contract Type FiledAugust 26th, 2020 Company Industry JurisdictionSection of the Act Section of Indenture 310(a)(1) and (2) 6.8 310(a)(3) and (4) Inapplicable 310(b) 6.9 311(a) 6.12 311(b) 6.12 312(a) 4.1 and 4.2 312(b) 4.2 312(c) 4.2 313(a) 4.3 313(b) 4.3 313(c) 4.3, 5.11, 6.9, 6.10, 8.2 and 14.2 313(d) 4.3 314(a) 3.4 and 3.9 314(b) Inapplicable 314(c)(1) and (2) 13.5 314(c)(3) Inapplicable 314(d) Inapplicable 314(e) 13.5 314(f) Inapplicable 315(a), (c) and (d) 6.1 315(b) 5.11 315(e) 5.12 316(a)(1) 5.9 316(a)(2) Inapplicable 316(a) (last sentence) 7.4 316(b) 5.7 316(c) 7.2 317(a) 5.2 317(b) 3.3 318(a) 13.7 (*) This Cross-Reference Sheet is not part of the Indenture.
JUNIOR SUBORDINATED INDENTUREJunior Subordinated Indenture • May 9th, 2006 • MortgageIT Holdings, Inc. • Real estate investment trusts • New York
Contract Type FiledMay 9th, 2006 Company Industry Jurisdiction
JUNIOR SUBORDINATED INDENTURE between CRYSTAL RIVER CAPITAL, INC. and THE BANK OF NEW YORK TRUST COMPANY, NATIONAL ASSOCIATION as Trustee Dated as of March 20, 2007Junior Subordinated Indenture • May 15th, 2007 • Crystal River Capital, Inc. • Real estate investment trusts • New York
Contract Type FiledMay 15th, 2007 Company Industry JurisdictionJunior Subordinated Indenture, dated as of March 20, 2007, between Crystal River Capital, Inc., a Maryland corporation (the “Company”), and The Bank of New York Trust Company, National Association, a national banking association, as Trustee (in such capacity, the “Trustee”).
EQUITABLE HOLDINGS, INC., ISSUER AND THE BANK OF NEW YORK MELLON, TRUSTEE JUNIOR SUBORDINATED INDENTURE DATED AS OF SEPTEMBER 18, 2024 PROVIDING FOR ISSUANCE OF SUBORDINATED DEBT SECURITIES IN SERIESJunior Subordinated Indenture • September 19th, 2024 • Equitable Holdings, Inc. • Insurance agents, brokers & service • New York
Contract Type FiledSeptember 19th, 2024 Company Industry JurisdictionINDENTURE, dated as of September 18, 2024 among Equitable Holdings, Inc., a Delaware corporation, (together with its successors and assigns, the “Company”) and The Bank of New York Mellon, a New York banking corporation, not in its individual capacity but solely in its capacity as trustee hereunder (together with its successors and assigns in such capacity, the “Trustee”).
to STATE STREET BANK AND TRUST COMPANY, AS TRUSTEEJunior Subordinated Indenture • August 14th, 2002 • Seacoast Financial Services Corp • Savings institutions, not federally chartered • Massachusetts
Contract Type FiledAugust 14th, 2002 Company Industry Jurisdiction
Trust Indenture Junior Subordinated Act Section Indenture Section --------------- -------------------Junior Subordinated Indenture • May 24th, 2002 • Greater Community Bancorp • State commercial banks • New York
Contract Type FiledMay 24th, 2002 Company Industry Jurisdiction
LINCOLN NATIONAL CORPORATION and THE BANK OF NEW YORK MELLON, as Trustee JUNIOR SUBORDINATED INDENTURE Dated as of March 10, 2009 Providing for the Issuance of Junior Subordinated Debt Securities in SeriesJunior Subordinated Indenture • March 10th, 2009 • Lincoln National Corp • Life insurance • New York
Contract Type FiledMarch 10th, 2009 Company Industry JurisdictionJUNIOR SUBORDINATED INDENTURE, dated as of March 10, 2009, between Lincoln National Corporation, an Indiana corporation (the “Company”), and The Bank of New York Mellon, a New York banking corporation, as trustee hereunder (the “Trustee”).
JUNIOR SUBORDINATED INDENTURE between MIDDLEFIELD BANC CORP. and WILMINGTON TRUST COMPANY, as Trustee Dated as of December 21, 2006Junior Subordinated Indenture • December 27th, 2006 • Middlefield Banc Corp • State commercial banks • New York
Contract Type FiledDecember 27th, 2006 Company Industry JurisdictionJunior Subordinated Indenture, dated as of December 21, 2006, between Middlefield Banc Corp., an Ohio corporation (the “Company”), and Wilmington Trust Company, a Delaware banking corporation, as Trustee (in such capacity, the “Trustee”).
TOJunior Subordinated Indenture • November 9th, 2006 • National City Corp • National commercial banks • New York
Contract Type FiledNovember 9th, 2006 Company Industry Jurisdiction
Exhibit 4.1 =============================================================================== JUNIOR SUBORDINATED INDENTUREJunior Subordinated Indenture • June 30th, 2006 • First Litchfield Financial Corp • National commercial banks • New York
Contract Type FiledJune 30th, 2006 Company Industry Jurisdiction
ANDJunior Subordinated Indenture • January 27th, 2006 • Morgan Stanley • Finance services • New York
Contract Type FiledJanuary 27th, 2006 Company Industry Jurisdiction
BYJunior Subordinated Indenture • March 30th, 1998 • First Interstate Bancsystem of Montana Inc • State commercial banks • Montana
Contract Type FiledMarch 30th, 1998 Company Industry Jurisdiction
WHITE MOUNTAINS INSURANCE GROUP, LTD. Guarantor FUND AMERICAN COMPANIES, INC. Company and BANK ONE, NATIONAL ASSOCIATION TrusteeJunior Subordinated Indenture • June 27th, 2003 • Fund American Co Inc/New • Fire, marine & casualty insurance • New York
Contract Type FiledJune 27th, 2003 Company Industry Jurisdiction
TOJunior Subordinated Indenture • February 1st, 2002 • Banknorth Capital Trust Ii • State commercial banks • New York
Contract Type FiledFebruary 1st, 2002 Company Industry Jurisdiction
DELPHI FINANCIAL GROUP, INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee JUNIOR SUBORDINATED INDENTURE Dated as of May 23, 2007 JUNIOR SUBORDINATED DEBT SECURITIESJunior Subordinated Indenture • May 29th, 2007 • Delphi Financial Group Inc/De • Life insurance • New York
Contract Type FiledMay 29th, 2007 Company Industry JurisdictionINDENTURE, dated as of May 23, 2007, between DELPHI FINANCIAL GROUP, INC., a Delaware corporation (hereinafter called the “Company”), having its principal office at 1105 North Market Street, Suite 1230, Wilmington, DE 19899, U.S. BANK NATIONAL ASSOCIATION, a national banking association, as Trustee hereunder (hereinafter called the “Trustee”), having its Corporate Trust Office at 100 Wall Street, Suite 1600, New York, NY 10005.
OWENS CORNING toJunior Subordinated Indenture • May 1st, 1997 • Owens Corning Capital Ii • Abrasive, asbestos & misc nonmetallic mineral prods • New York
Contract Type FiledMay 1st, 1997 Company Industry Jurisdiction
to THE BANK OF NEW YORK, as TrusteeJunior Subordinated Indenture • April 6th, 1999 • CSC Capital Iii • Cable & other pay television services • New York
Contract Type FiledApril 6th, 1999 Company Industry Jurisdiction
JUNIOR SUBORDINATED INDENTURE between MERCANTILE BANCORP, INC. and WILMINGTON TRUST COMPANY, as Trustee Dated as of August 30, 2007Junior Subordinated Indenture • August 14th, 2009 • Mercantile Bancorp, Inc. • National commercial banks • New York
Contract Type FiledAugust 14th, 2009 Company Industry JurisdictionJunior Subordinated Indenture, dated as of August 30, 2007, between Mercantile Bancorp, Inc., a Delaware corporation (the “Company”), and Wilmington Trust Company, a Delaware banking corporation, as Trustee (in such capacity, the “Trustee”).
Trust Indenture Junior Subordinated Act Section Indenture Section --------------- ------------------- Section 310 (a)(1)....................... 6.9 (a)(2)....................... 6.9 (a)(3)....................... Not Applicable...Junior Subordinated Indenture • February 18th, 2000 • Provident Trust Ii • State commercial banks • New York
Contract Type FiledFebruary 18th, 2000 Company Industry Jurisdiction
JUNIOR SUBORDINATED INDENTURE between NORTHSTAR REALTY FINANCE LIMITED PARTNERSHIP, as Issuer, NORTHSTAR REALTY FINANCE CORP., as Guarantor, and WILMINGTON TRUST COMPANY as Trustee Dated as of March 30, 2007Junior Subordinated Indenture • May 10th, 2007 • Northstar Realty • Real estate investment trusts • New York
Contract Type FiledMay 10th, 2007 Company Industry JurisdictionJunior Subordinated Indenture, dated as of March 30, 2007, between NorthStar Realty Finance Limited Partnership, a Delaware limited partnership (the “Company”), NorthStar Realty Finance Corp., a Maryland corporation (the “Guarantor”), and Wilmington Trust Company, a Delaware banking corporation, as Trustee (in such capacity, the “Trustee”).
JUNIOR SUBORDINATED INDENTURE between ARBOR REALTY SR, INC. ARBOR REALTY TRUST, INC, as guarantor AND WILMINGTON TRUST COMPANY, as trustee Dated as of May 6, 2009Junior Subordinated Indenture • May 11th, 2009 • Arbor Realty Trust Inc • Real estate investment trusts • New York
Contract Type FiledMay 11th, 2009 Company Industry JurisdictionThis Junior Subordinated Indenture (the “Indenture”), dated as of May 6, 2009, between ARBOR REALTY SR, INC., a Maryland corporation (the “Company”), ARBOR REALTY TRUST, INC., a Maryland Corporation (the “Guarantor”) and WILMINGTON TRUST COMPANY, a national banking association, as Trustee (in such capacity, the “Trustee”).
PRINCIPAL FINANCIAL GROUP, INC. and PRINCIPAL FINANCIAL SERVICES, INC., as guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee JUNIOR SUBORDINATED INDENTURE Dated as of May 7, 2015Junior Subordinated Indenture • May 7th, 2015 • Principal Financial Group Inc • Accident & health insurance • New York
Contract Type FiledMay 7th, 2015 Company Industry JurisdictionJUNIOR SUBORDINATED INDENTURE, dated as of May 7, 2015, among PRINCIPAL FINANCIAL GROUP, INC., a corporation duly organized and existing under the laws of the State of Delaware (herein called the “Company,” as such term is further defined herein), PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organized and existing under the laws of the State of Iowa, as guarantor (herein called the “Subsidiary Guarantor,” as such term is further defined herein), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association incorporated and existing under the laws of the United States of America, as Trustee (herein called the “Trustee,” as such term is further defined herein).
EXHIBIT NO. 4.1 JUNIOR SUBORDINATED INDENTUREJunior Subordinated Indenture • August 31st, 1998 • Sun Capital Trust Ii • Commercial banks, nec • New York
Contract Type FiledAugust 31st, 1998 Company Industry Jurisdiction
ANDJunior Subordinated Indenture • January 25th, 2006 • Morgan Stanley Capital Trust VIII • Finance services • New York
Contract Type FiledJanuary 25th, 2006 Company Industry Jurisdiction
toJunior Subordinated Indenture • June 2nd, 1999 • Downey Financial Capital Trust I • Delaware
Contract Type FiledJune 2nd, 1999 Company Jurisdiction
EXHIBIT 10-10 JUNIOR SUBORDINATED INDENTUREJunior Subordinated Indenture • March 31st, 2003 • Southcoast Financial Corp • State commercial banks • New York
Contract Type FiledMarch 31st, 2003 Company Industry Jurisdiction
ANDJunior Subordinated Indenture • April 13th, 1998 • Morgan Stanley Dean Witter & Co • Finance services • New York
Contract Type FiledApril 13th, 1998 Company Industry Jurisdiction
TOJunior Subordinated Indenture • May 1st, 1998 • SVB Capital I • State commercial banks • Delaware
Contract Type FiledMay 1st, 1998 Company Industry Jurisdiction
ANDJunior Subordinated Indenture • January 25th, 2006 • Morgan Stanley Capital Trust VIII • Finance services • New York
Contract Type FiledJanuary 25th, 2006 Company Industry Jurisdiction