Master Contract of Securities Lending and Borrowing Transaction Sample Contracts

MASTER CONTRACT OF SECURITIES LENDING AND BORROWING TRANSACTION
Master Contract of Securities Lending and Borrowing Transaction • October 2nd, 2020

WHEREAS, the Securities Firm has accepted the entrustment of a borrower or a lender (hereinafter collectively referred to as the “Client”) of securities lending and borrowing transaction to act on behalf of the Client to open an account for securities lending and borrowing, to handle the fixed-price, competitive-auction, or negotiated borrowing transaction, to collect and pay for the object securities, the collaterals for securities borrowing, and the related charges and fees, and to deal with matters in connection with the rights and interests of the object securities in accordance with the “Regulations Governing Lending and Borrowing of Securities” of TSEC and its relevant regulations and rules.

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MASTER CONTRACT OF SECURITIES LENDING AND BORROWING TRANSACTION
Master Contract of Securities Lending and Borrowing Transaction • October 2nd, 2020

WHEREAS, the Securities Firm has accepted the entrustment of a borrower or a lender (hereinafter collectively referred to as the “Client”) of securities lending and borrowing transaction to act on behalf of the Client to open an account for securities lending and borrowing, to handle the fixed-price, competitive-auction, or negotiated borrowing transaction, to collect and pay for the object securities, the collaterals for securities borrowing, and the related charges and fees, and to deal with matters in connection with the rights and interests of the object securities in accordance with the “Regulations Governing Lending and Borrowing of Securities” of TWSE and its relevant regulations and rules.

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