Financial Highlights 27 Report of Independent Registered Public Accounting Firm 31 Matters Relating to the Trustees' Consideration of the Approval of the Investment Management Services Agreement 32Riversource High Yield Income Series, Inc. • April 15th, 2009
Exhibit 6(e) FORM OF SUBADVISORY AGREEMENT ON BEHALF OF PHOENIX MID-CAP VALUE FUND FORM OFPhoenix Equity Trust • September 21st, 2004 • Delaware
FORM OF SUB-ADVISORY AGREEMENT TOUCHSTONE INTERNATIONAL GROWTH FUND TOUCHSTONE FUNDS GROUP TRUST This SUB-ADVISORY AGREEMENT is made as of September __, 2008, by and between TOUCHSTONE ADVISORS, INC., an Ohio corporation (the "Advisor"), and Navellier...Sub-Advisory Agreement • August 4th, 2008 • Touchstone Funds Group Trust • Ohio
1 Exhibit 6(a) MANAGEMENT AGREEMENT AGREEMENT made this 9th day of September, 1997, as amended the 8th day of May, 1998, by and between MERRILL LYNCH GLOBAL GROWTH FUND, INC., a Maryland corporation (hereinafter referred to as the "Fund"), and MERRILL...Management Agreement • September 22nd, 1998 • Merrill Lynch Global Growth Fund Inc • New York
EX-99.6 ADVSR CONTR INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of June 4, 1999 by and between BT INVESTMENT PORTFOLIOS, a New York trust (herein called the "Trust") and BANKERS TRUST COMPANY (herein called the "Investment Adviser"). WHEREAS, the...Investment Advisory Agreement • March 30th, 2001 • Bt Investment Funds • New York
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC. RESTATED INVESTMENT ADVISORY AGREEMENT AGREEMENT, made as of the 5th day of February, 2001 between Credit Suisse Asset Management Income Fund, Inc., a Maryland corporation (the "Fund"), and Credit...Investment Advisory Agreement • March 28th, 2001 • Csam Income Fund • New York
A-1Agreement and Plan of Reorganization • July 19th, 2001 • Orbitex Group of Funds • New York
EXHIBIT 13 August 31, 2006 VIA FACSIMILE AND FEDERAL EXPRESS First Trust Value Line(R) Dividend Fund 1001 Warrenville Road, Suite 300 Lisle, Illinois 60532 This letter agreement (the "Agreement") is to confirm the understanding by and among First...Letter Agreement • October 16th, 2006 • First Trust Exchange-Traded Fund • Massachusetts
WITNESSETH:Distribution Agreement • January 30th, 2006 • Metropolitan Series Fund Inc • Massachusetts
Exhibit 13(aaa) FORM OF EXPENSE LIMITATION AGREEMENT [October 2, 2008] Janus Investment Fund 151 Detroit Street Denver, Colorado 80206 Ladies and Gentlemen: As you know, Section 5 of our Investment Advisory Agreement provides for compensation payable...Expense Limitation Agreement • May 7th, 2009 • Janus Investment Fund
As you know, Section 5 of our Investment Advisory Agreement provides for compensation payable to Janus Capital Management LLC ("JCM") with respect to [FUND]. This letter is to inform you that JCM will waive all or a portion of its fee, as applicable, from [JULY 6, 2009] until [NOVEMBER 1, 2010], under the following conditions:
PIONEER ----------------------- MUNICIPAL AND EQUITY INCOME TRUST* PBF Ticker Symbol Semiannual ReportPioneer Tax Free Income Fund • August 12th, 2008
WITNESSETHInvestment Management Agreement • June 15th, 1999 • Nuveen Premium Income Municipal Fund 4 Inc
WITNESSETH:Custodian Agreement • August 25th, 2003 • Janus Adviser • New York
BETWEENTransfer Agency and Service Agreement • February 14th, 2001 • Warburg Pincus Municipal Bond Fund Inc • Massachusetts
AMENDED AND RESTATED SUBADVISORY AGREEMENT Agreement made as of the 1st day of July, 2008, by and between Allianz Investment Management LLC (formerly know as Allianz Life Advisers, LLC and USAllianz Life Advisers, LLC), a Minnesota limited liability...Subadvisory Agreement • September 17th, 2008 • Allianz Variable Insurance Products Trust • Minnesota
FORM OF TRANSFER AGENCY AGREEMENT AGREEMENT made this __ day of ________, 2005, between MORGAN KEEGAN SELECT FUND, INC. (the "Company"), a Maryland corporation, having its principal place of business at ______________________, and BISYS FUND SERVICES...Transfer Agency Agreement • December 30th, 2004 • Morgan Keegan Select Fund Inc
FORM OF FIRST AMENDMENT TO AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 21st, 2004 • Phoenix Equity Trust
CUSTODIAN CONTRACT Between FIRST PRIORITY FUNDS and FIRST ALABAMA BANKCustodian Contract • December 17th, 2004 • Regions Morgan Keegan Select Funds
SUBADVISORY AGREEMENTSubadvisory Agreement • January 8th, 2016 • Legg Mason Funds Trust • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this 16th day of December, 2015, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and Western Asset Management Company, a California corporation (the “Subadviser”).
MERRILL LYNCH VARIABLE ------------------------------------------------------------------------- SERIES FUNDS, INC. -------------------------------------------------------------------------Merrill Lynch Variable Series Funds Inc • March 16th, 2001
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLCManagement Agreement • January 8th, 2016 • Legg Mason Funds Trust • New York
This MANAGEMENT AGREEMENT (“Agreement”) is made this 1st day of December, 2015, by and between Legg Mason Funds Trust (the “Trust”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
Annual Report September 30, 2008 Seeking Income Exempt From Regular Income Tax (J. & W. SELIGMAN LOGO) (SELIGMAN LOGO) EXPERIENCE Seligman has been in business for more than 140 years, at times playing a central role in the financial development of...Seligman Municipal Fund Series Inc • April 14th, 2009
Seligman Municipal Series Trust - California High-Yield Fund - California Quality Fund - Florida Fund - North Carolina Fund Seligman New Jersey Municipal Fund, Inc. Seligman Pennsylvania Municipal Fund Series
ADVISORY AGREEMENT between REGIONS MORGAN KEEGAN SELECT FUNDS and MORGAN ASSET MANAGEMENT, INC.Advisory Agreement • December 17th, 2004 • Regions Morgan Keegan Select Funds • Massachusetts
12 1. Each Fund hereby appoints the Distributor as principal underwriter in connection with the offer and sale of its Shares. The Distributor shall, as agent for each Fund, subject to applicable federal and state law and the Declaration of Trust or...Distribution Agreement • February 9th, 2001 • Calvert Impact Fund Inc
andAgreement • December 9th, 2002 • Aha Investment Funds Inc • Illinois
EXHIBIT 6 INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of this ___ day of ____, 2005 between American Independence Financial Services, LLC, a limited liability company organized under the laws of the State of Delaware(the "Adviser"), and American...Investment Advisory Agreement • February 15th, 2006 • Arrivato Funds Trust • Delaware
Exhibit 5 ADMINISTRATION AGREEMENT Agreement dated as of _______, 1999 by and between American Data Services, Inc., a New York company (the "Administrator"), and Orbitex Group of Funds (the "Fund"). WHEREAS, the Fund is registered as an open-end,...Administration Agreement • May 28th, 1999 • Orbitex Group of Funds • Massachusetts
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and OSTERWEIS CAPITAL MANAGEMENT, LLCInvestment Advisory Agreement • July 20th, 2022 • Professionally Managed Portfolios • New York
AGREEMENT, made as of [XXX], 2022, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Osterweis Capital Management, LLC a California Limited Liability Company (the "Adviser") located at One Maritime Plaza, Suite 800 San Francisco, CA 941111.
BY AND AMONGParticipation Agreement • February 26th, 2004 • Lb Series Fund Inc • Minnesota
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • September 20th, 2017 • Deutsche Market Trust • Delaware
THIS EXPENSE LIMITATION AGREEMENT (“Expense Limitation Agreement”) is made as of the 1st day of October, 2007 by and between each of the funds listed on Exhibit A hereto (as may be amended from time to time), each of which is a Massachusetts business trust, a Maryland corporation or a New York trust (each, a “Fund” and collectively, the “Funds”), and DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC., a Delaware corporation (the “Advisor”), with respect to the following:
FUND ACCOUNTING AGREEMENT AGREEMENT made this __ day of ________ 2005 among REGIONS MORGAN KEEGAN SELECT FUNDS (the "Trust"), a Massachusetts business trust having its principal place of business at ____________________________, MORGAN KEEGAN SELECT...Fund Accounting Agreement • December 17th, 2004 • Regions Morgan Keegan Select Funds • Ohio
AMENDMENT NO. 1 TO ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • February 26th, 2004 • Lb Series Fund Inc
Thrivent Financial for Lutherans and LB Series Fund, Inc. hereby agree that, effective February 1, 2004, the following new series shall be deemed Portfolios under terms of the Accounting Services Agreement dated April 1, 2003, between Thrivent Financial for Lutherans and LB Series Fund, Inc.:
Exhibit 13(a)(1) FIRST AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT FIRST AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT PHOENIX FUNDS THIS FIRST AMENDMENT is made by and between the undersigned entities (hereinafter singularly...Agency and Service Agreement • September 21st, 2004 • Phoenix Equity Trust
EIGHTH ADDENDUM TO MASTER CUSTODIAN AGREEMENT THIS EIGHTH ADDENDUM ("Addendum") to that certain Master Custodian Agreement (the "Agreement") dated June 22, 2001, as amended, by and between The Nottingham Management Company (the "Administrator") and...Master Custodian Agreement • April 12th, 2005 • PMFM Investment Trust
Exhibit (13)(b) PARTICIPATION AGREEMENT THIS AGREEMENT, dated as of the _____ day of _____________, 200_ by and among [PARTICIPATING INSURANCE COMPANY] (the "Company"), an [INSERT STATE OF INCORPORATION] life insurance company, on its own behalf and...Participation Agreement • March 3rd, 2011 • DWS Variable Series I • Massachusetts
THIS AGREEMENT, dated as of the _____ day of _____________, 200_ by and among [PARTICIPATING INSURANCE COMPANY] (the "Company"), an [INSERT STATE OF INCORPORATION] life insurance company, on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A hereto as may be amended from time to time (each separate account hereinafter referred to as the "Account"), DWS VARIABLE SERIES I, DWS VARIABLE SERIES II and DWS INVESTMENTS VIT FUNDS (individually, a "Fund"), each a Massachusetts business trust created under a Declaration of Trust, as amended, DWS SCUDDER DISTRIBUTORS, INC. (the "Underwriter"), a Delaware corporation, and DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC., a Delaware corporation (the "Adviser"). The parties agree that a single document is being used for ease of administration and that this Agreement shall be treated as if it were a separate agreement with respect to each Fund, and each series thereof, that is a party hereto, severally a
