N-2-a Sample Contracts
WITNESSETH:Distribution Agreement • August 12th, 2004 • Generation Hedge Strategies Fund LLC
Standard Contracts
ARTICLE 1 DEFINITIONS AND INTERPRETATIONSEmployment Agreement • May 29th, 2001 • American Capital Strategies LTD • Maryland
SUB-ADVISORY AGREEMENT NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC.Sub-Advisory Agreement • February 24th, 2004 • Neuberger Berman Dividend Advantage Fund Inc
WITNESSETHEscrow Agreement • March 22nd, 2007 • Old Mutual 21oo Emerging Managers Institutional Fund, LLC • Pennsylvania
Exhibit 99.(h)(i) Exhibit(h)(i) Madison/Claymore Covered Call Fund (a Delaware statutory trust) Common Shares of Beneficial Interest (Par Value $.01 per share) PURCHASE AGREEMENTPurchase Agreement • July 26th, 2004 • Madison Claymore Covered Call Fund • New York
MANAGEMENT AGREEMENT THIS MANAGEMENT AGREEMENT (the "Agreement") is made as of the 12th day of September, 2005 and amended and restated as of the [1st day of January], 2009, by and between Robeco Investment Management, Inc. ("RIM") and Robeco-Sage...Management Agreement • December 24th, 2008 • Robeco-Sage Multi-Strategy Fund, L.L.C. • New York
WITNESSETH:Subscription Agreement • December 29th, 2009 • First Trust Global Credit Strategies Fund
EXHIBIT 99.k.4 TRUST AGREEMENT ---------------Trust Agreement • August 25th, 1999 • Sal Trust Preferred Fund I • Connecticut
1. Term. The initial term of employment (the "Term") under this ---- Agreement shall be for the period commencing on the date hereof, and shall continue in effect until the fourth anniversary hereof, provided however that -------- ------- (a) if the...Employment Agreement • November 6th, 2001 • MCG Capital Corp • Virginia
AMENDMENT NO. 2 TO NOTE PURCHASE AGREEMENTNote Purchase Agreement • May 21st, 2002 • MCG Capital Corp
AmongDistribution Agreement • November 24th, 2003 • Gabelli Dividend & Income Trust • New York
INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT is made as of the 1st day of October, 2008, by and between Robeco-Sage Triton Institutional Fund, L.L.C., a Delaware limited liability company (the "Fund"), and Robeco Investment...Investment Advisory Agreement • October 24th, 2008 • Robeco-Sage Triton Institutional Fund, L.L.C. • New York
Exhibit (k)(1) AMENDED AND RESTATED ADMINISTRATION AGREEMENT This AMENDED AND RESTATED ADMINISTRATION AGREEMENT ("Agreement") is made as of July 1, 2008, amended and restated as of November 1, 2009, and further amended and restated as of August 1,...Administration Agreement • October 24th, 2019 • Pioneer Securitized Income Fund • Massachusetts
EX-99(H) UNDERWRITING AGREEMENT BETWEEN COLUMBIA FLOATING RATE FUND AND COLUMBIA FUNDS DISTRIBUTOR, INC. THIS UNDERWRITING AGREEMENT ("Agreement"), made as of the 3rd day of August, 1999, as amended and restated as of the 1st day of November, 2003, by...Underwriting Agreement • September 30th, 2005 • Highland Floating Rate Fund
Form ofTransfer Agency and Service Agreement • August 14th, 2009 • Van Kampen Municipal Opportunity High Income Fund • Massachusetts
ENERGY INCOME AND GROWTH FUND SERIES B ENERGY NOTES, DUE , 2046 UNDERWRITING AGREEMENTUnderwriting Agreement • March 16th, 2006 • Energy Income & Growth Fund • New York
EXHIBIT (i)(2) PATRIOT CAPITAL FUNDING, INC. STOCK OPTION PLAN STOCK OPTION AGREEMENT DATE OF GRANT: [GRANT DATE] 1. GRANT OF OPTION. Subject to the terms and conditions herein and the provisions of Patriot Capital Funding, Inc. Stock Option Plan (the...Stock Option Agreement • July 13th, 2005 • Patriot Capital Funding, Inc.
Purchase AgreementPurchase Agreement • March 24th, 2005 • Gabelli Global Gold, Natural Resources & Income Trust
OFOperating Agreement • November 29th, 2005 • York Enhanced Strategies Fund, LLC • Delaware
INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT is made as of the ___ day of February, 2010, by and between Robeco-Sage Multi-Strategy TEI Fund, L.L.C., a Delaware limited liability company (the "Fund"), and Robeco Investment...Investment Advisory Agreement • March 8th, 2010 • Robeco-Sage Multi-Strategy TEI Fund, L.L.C. • New York
Shares FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUND Common Shares of Beneficial Interest ($0.01 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • June 27th, 2006 • First Trust Tax-Advantaged Preferred Income Fund • New York
WARRANT AGREEMENT March 28, 2000 Capital West Securities, Inc. 211 N. Robinson, Suite 200 One Leadership Square Oklahoma City, Oklahoma 73102 Ladies and Gentlemen: MGi2, Inc., a Delaware corporation (the "Company"), does hereby issue and sell to...Warrant Agreement • April 24th, 2000 • Mgi2 Inc • Delaware
LICENSE AGREEMENT BETWEEN THE REGENTS OF THE UNIVERSITY OF CALIFORNIA AND E. COLI MEASUREMENT SYSTEMS, INC.License Agreement • June 2nd, 2000 • Utek Corp • New Mexico
BY AND BETWEENServices Agreement • March 31st, 2005 • CSFB Alternative Capital Long/Short Equity Fund, LLC • New York
WITNESSETH:Distribution Agreement • December 30th, 2009 • ACAP Strategic Fund • New York
LOAN AGREEMENT betweenLoan Agreement • January 24th, 1996 • Allied Capital Corp • New York
EXECUTION CUSTODY AGREEMENT BY AND BETWEEN WINTON DIVERSIFIED OPPORTUNITIES FUNDCustody Agreement • September 11th, 2015 • Winton Diversified Opportunities Fund • New York
Exhibit (k)(5) June 16, 2005 The China Fund, Inc. 225 Franklin Street Boston, MA 02111 Attn: Gary French This document will serve as the Agreement (the "AGREEMENT") between The Altman Group, Inc. ("THE ALTMAN GROUP") and The China Fund, Inc. (the...Service Agreement • June 23rd, 2005 • China Fund Inc • New York
Exhibit (k)(iii) Expense Limitation Agreement As of January 13, 2004 Managers of Man-Glenwood Lexington TEI, LLC Managers of Man-Glenwood Lexington Associates Portfolio, LLC With reference to the Investment Advisory Agreement entered into by Glenwood...Expense Limitation Agreement • March 22nd, 2004 • Man Glenwood Lexington Tei LLC
FORM OF ADMINISTRATIVE SERVICES AGREEMENT This Agreement, dated as of _________2003, is by and between Advisory Hedged Opportunity Fund, a Delaware statutory Trust (the "Trust"), and American Express Financial Corporation, ("AEFC"), a Delaware...Administrative Services Agreement • October 8th, 2003 • Advisory Hedged Opportunity Fund • Minnesota
ISSUER] ANDGuarantee Agreement • August 25th, 1999 • Sal Trust Preferred Fund I
INVESTMENT MANAGEMENT AGREEMENT THIS INVESTMENT MANAGEMENT AGREEMENT is made the 8th day of February, 2007, by and between Old Mutual 2100 Absolute Return Institutional Fund, L.L.C., a Delaware limited liability company (the "Fund"), and 2100 Larch...Investment Management Agreement • March 22nd, 2007 • Old Mutual 2100 Absolute Return Institutional Fund, LLC • New York
EXHIBIT 2(A)(II) BACAP ALTERNATIVE MULTI-STRATEGY FUND, LLC LIMITED LIABILITY COMPANY AGREEMENT AMENDED AND RESTATED AS OF MARCH 24, 2003, AND DECEMBER 1, 2005 THIS LIMITED LIABILITY COMPANY AGREEMENT of BACAP Alternative Multi- Strategy Fund, LLC...Limited Liability Company Agreement • May 5th, 2006 • Bacap Alternative Mult Strategy Fund LLC • Delaware
CUSTODIAN AGREEMENT THIS AGREEMENT, dated as of August 18, 2015, between First Trust Dynamic Europe Equity Income Fund (the "Fund"), a management investment company organized under the laws of the Commonwealth of Massachusetts and registered with the...Custodian Agreement • September 23rd, 2015 • First Trust Dynamic Europe Equity Income Fund • New York
FORM OF SUBADVISORY AGREEMENT COHEN & STEERS CAPITAL MANAGEMENT, INC. 757 Third Avenue New York, New York 10017Subadvisory Agreement • March 10th, 2005 • Cohen & Steers Worldwide Realty Income Fund, Inc. • New York