Principal Underwriting Contract Sample Contracts

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THE UBS FUNDS AMENDED AND RESTATED PRINCIPAL UNDERWRITING CONTRACT
Principal Underwriting Contract • June 26th, 2019 • Ubs Funds • Delaware

CONTRACT made as of November 5, 2001, as amended and restated on October 12, 2018, between THE UBS FUNDS, a Delaware business trust, (“Fund”) and UBS ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS AM (US)”).

UBS SERIES FUNDS AMENDED AND RESTATED PRINCIPAL UNDERWRITING CONTRACT
Principal Underwriting Contract • December 23rd, 2019 • UBS Series Funds • Delaware

CONTRACT made as of August 28, 2007 and amended and restated as of December 23, 2019, between UBS SERIES FUNDS (formerly known as “UBS Money Series”), a Delaware statutory trust (“Fund”), and UBS ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS AM”).

UBS SERIES FUNDS AMENDED AND RESTATED PRINCIPAL UNDERWRITING CONTRACT
Principal Underwriting Contract • March 12th, 2024 • UBS Series Funds • Delaware

CONTRACT made as of August 28, 2007 and amended and restated as of March 8, 2024, between UBS SERIES FUNDS (formerly known as “UBS Money Series”), a Delaware statutory trust (“Fund”), and UBS ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS AM”).

SMA RELATIONSHIP TRUST PRINCIPAL UNDERWRITING CONTRACT AMENDMENT NUMBER ONE
Principal Underwriting Contract • April 29th, 2016 • Sma Relationship Trust

THIS AMENDMENT is made this 30th day of December, 2015, by and between SMA Relationship Trust, a Delaware statutory trust (the “Trust”), and UBS Asset Management (US) Inc. (formerly, UBS Global Asset Management (US) Inc.), a Delaware corporation (the “Underwriter”).

PRINCIPAL UNDERWRITING CONTRACT UBS RMA MONEY FUND, INC.
Principal Underwriting Contract • August 30th, 2007 • Ubs Rma Money Fund Inc • New York

CONTRACT made as of May 9, 2001, between UBS RMA Money Fund, Inc., a Maryland corporation, (“Fund”) and UBS Global Asset Management (US) Inc., a Delaware corporation (“UBS Global AM”), as amended as of July 1, 2005.

UBS MONEY SERIES AMENDED AND RESTATED PRINCIPAL UNDERWRITING CONTRACT
Principal Underwriting Contract • June 29th, 2012 • Ubs Money Series • Delaware

CONTRACT made as of August 28, 2007 and amended and restated as of June 28, 2012, between UBS MONEY SERIES, a Delaware statutory trust (“Fund”), and UBS GLOBAL ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS Global AM”).

AMENDMENT TO PRINCIPAL UNDERWRITING CONTRACT
Principal Underwriting Contract • June 11th, 2021 • Pace Select Advisors Trust

This Amendment is made as of June 11, 2021 (the “Amendment”) between PACE Select Advisors Trust (the “Trust”) and UBS Asset Management (US) Inc. (“UBS AM (US)”).

THE UBS FUNDS PRINCIPAL UNDERWRITING CONTRACT AMENDMENT NUMBER ONE
Principal Underwriting Contract • October 28th, 2016 • Ubs Funds

THIS AMENDMENT is made this 30th day of December, 2015, by and between The UBS Funds, a Delaware statutory trust (the “Trust”), and UBS Asset Management (US) Inc. (formerly, UBS Global Asset Management (US) Inc.), a Delaware corporation (the “Underwriter”).

UBS MONEY SERIES AMENDED AND RESTATED PRINCIPAL UNDERWRITING CONTRACT
Principal Underwriting Contract • August 28th, 2008 • Ubs Money Series • New York

CONTRACT made as of August 28, 2007 and amended and restated as of July 16, 2008, between UBS MONEY SERIES, a Delaware statutory trust (“Fund”), and UBS GLOBAL ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS Global AM”).

ASPIRATION FUNDS PRINCIPAL UNDERWRITING CONTRACT
Principal Underwriting Contract • January 28th, 2022 • Aspiration Funds • Delaware

CONTRACT made as of August 30, 2021, between ASPIRATION FUNDS, a Delaware business trust (“Fund”), and ASPIRATION FINANCIAL LLC, a Delaware limited liability company (“Aspiration”).

UBS MONEY SERIES
Principal Underwriting Contract • August 28th, 2007 • Ubs Money Series • Delaware

CONTRACT made as of August 28, 2007, between UBS MONEY SERIES, a Delaware business trust (“Fund”), and UBS GLOBAL ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS Global AM”).

UBS SERIES FUNDS (UBS ULTRA SHORT INCOME FUND) PRINCIPAL UNDERWRITING CONTRACT
Principal Underwriting Contract • May 24th, 2018 • UBS Series Funds • Delaware

CONTRACT made as of May 23, 2018, between UBS SERIES FUNDS, a Delaware statutory trust, (“Trust”) and UBS ASSET MANAGEMENT (US) INC., a Delaware corporation, (“UBS AM”).

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