Principal Underwriting Contract Sample Contracts

THE UBS FUNDS AMENDED AND RESTATED PRINCIPAL UNDERWRITING CONTRACT
Principal Underwriting Contract • June 26th, 2019 • Ubs Funds • Delaware

CONTRACT made as of November 5, 2001, as amended and restated on October 12, 2018, between THE UBS FUNDS, a Delaware business trust, (“Fund”) and UBS ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS AM (US)”).

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PRINCIPAL UNDERWRITING CONTRACT UBS RMA MONEY FUND, INC.
Principal Underwriting Contract • August 30th, 2007 • Ubs Rma Money Fund Inc • New York

CONTRACT made as of May 9, 2001, between UBS RMA Money Fund, Inc., a Maryland corporation, (“Fund”) and UBS Global Asset Management (US) Inc., a Delaware corporation (“UBS Global AM”), as amended as of July 1, 2005.

AMENDMENT TO PRINCIPAL UNDERWRITING CONTRACT
Principal Underwriting Contract • June 11th, 2021 • Pace Select Advisors Trust

This Amendment is made as of June 11, 2021 (the “Amendment”) between PACE Select Advisors Trust (the “Trust”) and UBS Asset Management (US) Inc. (“UBS AM (US)”).

ASPIRATION FUNDS PRINCIPAL UNDERWRITING CONTRACT
Principal Underwriting Contract • January 28th, 2022 • Aspiration Funds • Delaware

CONTRACT made as of August 30, 2021, between ASPIRATION FUNDS, a Delaware business trust (“Fund”), and ASPIRATION FINANCIAL LLC, a Delaware limited liability company (“Aspiration”).

UBS MONEY SERIES
Principal Underwriting Contract • August 28th, 2007 • Ubs Money Series • Delaware

CONTRACT made as of August 28, 2007, between UBS MONEY SERIES, a Delaware business trust (“Fund”), and UBS GLOBAL ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS Global AM”).

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