RETAIL CLIENT AGREEMENT Note: The English version of this agreement is the governing version and shall prevail whenever there is any discrepancy between the English version and the other versions.Retail Client Agreement • September 22nd, 2022
Contract Type FiledSeptember 22nd, 2022This client agreement, together with any Schedule(s), and accompanying documents, as amended from time to time, (this "Agreement") sets out the terms of the contract between you and us. Please read it carefully and let us know as soon as possible if there is anything which you do not understand.
RETAIL CLIENT AGREEMENTRetail Client Agreement • April 16th, 2021 • Grenadines
Contract Type FiledApril 16th, 2021 JurisdictionThis client agreement, together with any Schedule(s), and accompanying documents, as amended from time to time, (this "Agreement") sets out the terms of the contract between you and us. Please read it carefully and let us know as soon as possible if there is anything that you do not understand.
RETAIL CLIENT AGREEMENTRetail Client Agreement • November 8th, 2018 • New South Wales
Contract Type FiledNovember 8th, 2018 JurisdictionOne Financial Markets Pty Ltd (ACN 627 011 536 & CAR No. 001265755) ‘OFM’, is a corporate authorised representative of AxiCorp Financial Services Pty Ltd (ACN 127 606 348 & AFSL No. 318232).
Retail client agreementRetail Client Agreement • May 4th, 2021
Contract Type FiledMay 4th, 2021Terms of business and fee disclosure documents in financial services are almost always long-winded, complicated and generally as dull and incomprehensible as the rules that govern their content. Our approach when writing this booklet was to attempt the opposite and provide a useful, jargon free guide that presents the information you need clearly and concisely.
Retail client agreementRetail Client Agreement • December 4th, 2023
Contract Type FiledDecember 4th, 2023Terms of business and fee disclosure documents in financial services are almost always long-winded, complicated and generally as dull and incomprehensible as the rules that govern their content. Our approach when writing this booklet was to attempt the opposite and provide a useful, jargon free guide that presents the information you need clearly and concisely.
6TH FLOOR | 5 LLOYDS AVENUE | LONDON | EC3N 3AERetail Client Agreement • November 13th, 2013 • England and Wales
Contract Type FiledNovember 13th, 2013 Jurisdiction
RETAIL CLIENT AGREEMENTRetail Client Agreement • October 30th, 2019
Contract Type FiledOctober 30th, 2019Before we provide any services to our clients, we issue an agreement setting out the terms and conditions under which we conduct business. This retail client agreement contains important information about us, such as the range of services that we provide, our costs and how we are remunerated, together with details of your rights as a consumer, for example compensation arrangements and how your personal data is stored.
Retail Client AgreementRetail Client Agreement • April 2nd, 2009
Contract Type FiledApril 2nd, 2009
Retail Client Agreement – Investment, Insurance and Mortgage ServicesRetail Client Agreement • November 5th, 2019 • England
Contract Type FiledNovember 5th, 2019 Jurisdiction
RETAIL CLIENT AGREEMENT (NO ADVICE)Retail Client Agreement • December 26th, 2017
Contract Type FiledDecember 26th, 2017This client agreement, together with any Schedule(s), and accompanying documents (including the cover letter and the account opening form as amended from time to time) (this "Agreement") sets out the terms of the contract between you and us. It is, therefore, very much in your interests to read it carefully. Please let us know as soon as possible if there is anything which you do not understand.
ContractRetail Client Agreement • March 23rd, 2022 • England and Wales
Contract Type FiledMarch 23rd, 2022 Jurisdiction
RETAIL CLIENT AGREEMENT LETTERRetail Client Agreement • August 15th, 2018
Contract Type FiledAugust 15th, 2018This agreement is issued on behalf of Dennehy Weller & Co Ltd of 3 High St, Chislehurst, Kent BR7 5AB who can be contacted on 020 8467 1666 or at enquiries@DWCifa.com
Retail Client AgreementRetail Client Agreement • June 8th, 2022 • Hong Kong
Contract Type FiledJune 8th, 2022 JurisdictionNote: The English version of this agreement is the governing version and shall prevail whenever there is any discrepancy between the English version and the other versions. This client agreement, together with any Schedule(s), and accompanying documents, as amended from time to time, (hereafter the "Agreement") sets out the terms of the contract between you, the customer (also referred as the "client") and us, the Company. By signing this agreement (or by accepting “terms and conditions”), it is assured that you have read, understand and agree with all the terms of this Agreement.
P W Financial Management Limited – Retail Client AgreementRetail Client Agreement • November 19th, 2015
Contract Type FiledNovember 19th, 2015This agreement is issued on behalf of P W Financial Management Limited, Sovereign House, Stockport Road, Cheadle, SK8 2EA telephone 0161 428 9666 or by e-mail to admin@pw-fm.co.uk
ContractRetail Client Agreement • September 9th, 2024 • England and Wales
Contract Type FiledSeptember 9th, 2024 Jurisdiction
Retail Client Agreement - Investment ServicesRetail Client Agreement • July 22nd, 2020 • England
Contract Type FiledJuly 22nd, 2020 JurisdictionThe purpose of this agreement is to set out the basis on which we will act for you and to clarify our respective responsibilities. If you ask us to provide you with advice, you will be asked to sign to confirm you have read and understood the contents of this agreement
RETAIL CLIENT AGREEMENTRetail Client Agreement • July 24th, 2012
Contract Type FiledJuly 24th, 2012This client agreement, together with any Schedule(s), Annexes, and other accompanying documents, as amended from time to time, (this "Agreement") sets out the terms of the contract between you and us. It is, therefore, very much in your interests to read it carefully. Please let us know as soon as possible if there is anything which you do not understand.
Retail Client AgreementRetail Client Agreement • May 1st, 2018
Contract Type FiledMay 1st, 2018This agreement sets out the terms under which our services are to be provided. This document should be read in conjunction with the about our services and costs document also given to you and which provides an overview of services we offer, our charges for delivering those services and payment methods. It is important that both of these documents are carefully considered.
Retail Client AgreementRetail Client Agreement • February 7th, 2017 • Grenadines
Contract Type FiledFebruary 7th, 2017 JurisdictionThis client agreement, together with any accompanying documents, as amended from time to time, (hereafter the “Agreement”) sets out the terms of the Agreement between you, the customer (also referred as the “Client”) and us, EXPERTOPTION LTD, (Saint Vincent and the Grenadines, 1510, Kingstown, Suite 305, Griffith Corporate Centre. Registration number 22863 IBC 2015) hereinafter referred to as the “Company”.
RETAIL CLIENT AGREEMENTRetail Client Agreement • February 8th, 2024
Contract Type FiledFebruary 8th, 2024This client agreement, together with the Annex and any Schedule(s), and accompanying documents (including the Terms of Business Letter and the Account Opening Form, as amended from time to time) (together the "Agreement") sets out the terms of the contract between you (the "Client") and the Firm. It is, therefore very much in your interests to read it carefully. Please let us know as soon as possible if there is anything which you do not understand. This Agreement is modelled on an industry standard document produced by FIA. We are members of this Trade Association.
Retail Client AgreementRetail Client Agreement • June 17th, 2013
Contract Type FiledJune 17th, 2013This agreement is issued on behalf of Coton Financial Management Ltd of 13 Coton Lane, Erdington, Birmingham B23 6TP who can be contacted on 0121 350 8335.
ContractRetail Client Agreement • July 10th, 2023 • England and Wales
Contract Type FiledJuly 10th, 2023 Jurisdiction
The Minster Partnership Limited Retail Client AgreementRetail Client Agreement • June 15th, 2018
Contract Type FiledJune 15th, 2018This agreement is issued on behalf of The Minster Partnership Limited, Minster Chambers, 35 High Street, Wimborne, Dorset BH21 1HR who can be contacted by telephone on 01202 882420 or by Email at: info@tmpllp.co.uk
F I N A N C I A L M A N A G E M E N TRetail Client Agreement • June 17th, 2013
Contract Type FiledJune 17th, 2013
Retail Client AgreementRetail Client Agreement • April 26th, 2019
Contract Type FiledApril 26th, 2019This Retail Client Agreement explains the services you are being offered and the manner in which these services will be carried out. Unless we notify you in writing to the contrary, we will be treating you as a “retail client”. This means that you are afforded the highest level of protection under the regulatory system and should have the right to take any complaint to the Financial Ombudsman Service.
RETAIL CLIENT AGREEMENTRetail Client Agreement • February 23rd, 2023
Contract Type FiledFebruary 23rd, 2023This client agreement, together with any Schedule(s), and accompanying documents, as amended from time to time, (this "Agreement") sets out the terms of the contract between you and us. Please read it carefully and let us know as soon as possible if there is anything that you do not understand.
RETAIL CLIENT AGREEMENTRetail Client Agreement • March 3rd, 2023
Contract Type FiledMarch 3rd, 2023
ANNEXURE TO THE RETAIL CLIENT AGREEMENT – FOR RETAIL CLIENTS OF AXICORP DIFC ONLYRetail Client Agreement • April 3rd, 2018
Contract Type FiledApril 3rd, 2018
Retail Client AgreementRetail Client Agreement • November 22nd, 2018
Contract Type FiledNovember 22nd, 2018This agreement is issued on behalf of Charlwood Leigh Limited of Cameron House, Church Street, Leatherhead KT22 8EQ who can be contacted on 01372 374444 or by e-mailing nbarker@cleigh.com.
Retail Client Agreement document for Sterling Independent Advisers LLPRetail Client Agreement • August 28th, 2014
Contract Type FiledAugust 28th, 2014Sterling Independent Advisers LLP of Hamilton House, 111 Marlowes, Hemel Hempstead, Herts HP1 1BB, is permitted to advise on and arrange (bring about) deals in investments.
ContractRetail Client Agreement • July 12th, 2018
Contract Type FiledJuly 12th, 2018RETAIL CLIENTAGREEMENT ةيقافتاةئزجت ليمع One Financial Markets Pty Ltd (ACN 627 011 536 & CAR No. 001265755) ‘OFM’, is a corporate authorised representative of AxiCorp Financial Services Pty Ltd (ACN 127 606 348 & AFSL No. 318232). اهليجست مقرو One Financial Markets Pty Ltd ةكرش فرعتو (ACN 627 011 536 & CAR No. 001265755)AxiCorp ةكرش نم ةضوفم ةكرش يهو (OFM) ـب اراصتخا(ACN 127 اهليجست مقرو Financial Services Pty Ltd.606 348 & AFSL No. 318232) Investing in over-the-counter derivatives carries significant risks and is not suitable for all investors. You could lose substantially more than your initial investment. When acquiring our derivative products, you have no entitlement, right or obligation to the underlying financial asset. OFM is not a financial adviser and all services are provided on an execution only basis. OFM is authorised to provide general advice only and information is of a general nature only and does not take into account your financial objectives, personal circumstances.
RETAIL CLIENT AGREEMENTRetail Client Agreement • May 3rd, 2017
Contract Type FiledMay 3rd, 2017This is our retail client agreement. It explains the services you are being offered and the manner in which these services will be carried out. If you do not understand any point please ask for further information.
CLIENT AGREEMENTRetail Client Agreement • January 27th, 2024
Contract Type FiledJanuary 27th, 2024Registered with Abu Dhabi Global Market (ADGM) as a Private Company Limited by Shares (RN 000005466). Authorized and regulated by the Financial Services Regulatory Authority of the ADGM (FSP No. 200034).
P W Financial Management Limited – Retail Client AgreementRetail Client Agreement • August 6th, 2020
Contract Type FiledAugust 6th, 2020This agreement is issued on behalf of P W Financial Management Limited, Sovereign House, Stockport Road, Cheadle, SK8 2EA telephone 0161 428 9666 or by e-mail to admin@pw-fm.co.uk
Retail Client AgreementRetail Client Agreement • March 4th, 2024
Contract Type FiledMarch 4th, 2024Registered with Abu Dhabi Global Market (ADGM) as a Private Company Limited by Shares (RN 000005466). Authorized and regulated by the Financial Services Regulatory Authority of the ADGM (FSP No. 200034).