Retail Client Agreement Sample Contracts

Retail Client Agreement
Retail Client Agreement • August 23rd, 2023

This Client Agreement, together with any Schedule(s), and accompanying documents, as amended from time to time, (this "Agreement") sets out the terms of the contract between you and the Company. The Client is requested to read this Agreement carefully and to contact the Company in the event that any clarification is required.

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Retail client agreement
Retail Client Agreement • May 4th, 2021

Terms of business and fee disclosure documents in financial services are almost always long-winded, complicated and generally as dull and incomprehensible as the rules that govern their content. Our approach when writing this booklet was to attempt the opposite and provide a useful, jargon free guide that presents the information you need clearly and concisely.

RETAIL CLIENT AGREEMENT
Retail Client Agreement • April 16th, 2021 • Grenadines

This client agreement, together with any Schedule(s), and accompanying documents, as amended from time to time, (this "Agreement") sets out the terms of the contract between you and us. Please read it carefully and let us know as soon as possible if there is anything that you do not understand.

RETAIL CLIENT AGREEMENT
Retail Client Agreement • November 8th, 2018 • New South Wales

One Financial Markets Pty Ltd (ACN 627 011 536 & CAR No. 001265755) ‘OFM’, is a corporate authorised representative of AxiCorp Financial Services Pty Ltd (ACN 127 606 348 & AFSL No. 318232).

Retail client agreement
Retail Client Agreement • July 3rd, 2024

RISK WARNING Futures, stocks, options and forex trading involves substantial risk of loss and is not suitable for every investor. Valuations of these products fluctuate, and, as a result, you may lose more than your original investment. You should not engage in trading unless you fully understand and accept the nature of the transactions you are entering into and the extent of your exposure to loss. If you do not fully understand these risks you must seek independent advice from your financial advisor.

Contract
Retail Client Agreement • September 9th, 2024 • England and Wales
Retail client agreement
Retail Client Agreement • December 4th, 2023

Terms of business and fee disclosure documents in financial services are almost always long-winded, complicated and generally as dull and incomprehensible as the rules that govern their content. Our approach when writing this booklet was to attempt the opposite and provide a useful, jargon free guide that presents the information you need clearly and concisely.

Retail Client Agreement Terms and Conditions
Retail Client Agreement • January 21st, 2019 • Victoria

The following terms and conditions apply to individuals who are transacting privately, as a sole proprietor of a business, as an individual trustee of a trust or as a partner of a general partnership. If you are representing a company or other statutory body, you will need to enter into a Corporate Client Agreement. You should not indicate your agreement to these terms and conditions until you have read them fully, are satisfied that you understand them and are happy with what they say.

6TH FLOOR | 5 LLOYDS AVENUE | LONDON | EC3N 3AE
Retail Client Agreement • November 13th, 2013 • England and Wales
Terms and Conditions
Retail Client Agreement • March 27th, 2024

This Retail Client Agreement, together with any Schedule(s), and accompanying documents, as amended from time to time, (hereafter the “Agreement”) sets out the terms of the contract between you, the Customer (also referred as the “Client”) and us, the Company. By signing this agreement, it is assured that you have read, understand and agree with all the terms of this Agreement.

TERMS & CONDITIONS
Retail Client Agreement • December 17th, 2023

This client agreement, together with any Schedule(s), and accompanying documents, as amended from time to time, (hereafter the “Agreement”) sets out the terms of the contract between you, the customer (also referred as the “client”) and us, the Company. By signing this agreement, it is assumed that you have read, understand, and agree with all the terms of this Agreement.

RETAIL CLIENT AGREEMENT
Retail Client Agreement • October 30th, 2019

Before we provide any services to our clients, we issue an agreement setting out the terms and conditions under which we conduct business. This retail client agreement contains important information about us, such as the range of services that we provide, our costs and how we are remunerated, together with details of your rights as a consumer, for example compensation arrangements and how your personal data is stored.

Retail Client Agreement
Retail Client Agreement • April 2nd, 2009
Retail Client Agreement – Investment, Insurance and Mortgage Services
Retail Client Agreement • November 5th, 2019 • England
Richardsons Financial Services – Retail Client Agreement
Retail Client Agreement • March 1st, 2016

This agreement is issued on behalf of Richardsons Financial Services of 30 Upper High Street, Thame, Oxon, OX9 3EZ who can be contacted at 01844 261283 or by e-mailing: rfs@richardsons-group.co.uk.

RETAIL CLIENT AGREEMENT LETTER
Retail Client Agreement • August 15th, 2018

This agreement is issued on behalf of Dennehy Weller & Co Ltd of 3 High St, Chislehurst, Kent BR7 5AB who can be contacted on 020 8467 1666 or at enquiries@DWCifa.com

Retail client agreement
Retail Client Agreement • July 16th, 2020
Retail Client Agreement
Retail Client Agreement • June 8th, 2022 • Hong Kong

Note: The English version of this agreement is the governing version and shall prevail whenever there is any discrepancy between the English version and the other versions. This client agreement, together with any Schedule(s), and accompanying documents, as amended from time to time, (hereafter the "Agreement") sets out the terms of the contract between you, the customer (also referred as the "client") and us, the Company. By signing this agreement (or by accepting “terms and conditions”), it is assured that you have read, understand and agree with all the terms of this Agreement.

Richardsons Financial Services – Retail Client Agreement
Retail Client Agreement • June 18th, 2017

This agreement is issued on behalf of Richardsons Financial Services of 30 Upper High Street, Thame, Oxon, OX9 3EZ who can be contacted at 01844 261283 or by e-mailing: rfs@richardsons-group.co.uk.

Retail Client Agreement - v2017.01
Retail Client Agreement • January 11th, 2017 • England

The purpose of this agreement is to set out the basis on which we will act for you and to clarify our respective responsibilities. As it sets out the detailed terms of a legal contract between us, please do not hesitate to contact us if anything is unclear, or you would like further explanation of any of the terms used.

P W Financial Management Limited – Retail Client Agreement
Retail Client Agreement • November 19th, 2015

This agreement is issued on behalf of P W Financial Management Limited, Sovereign House, Stockport Road, Cheadle, SK8 2EA telephone 0161 428 9666 or by e-mail to admin@pw-fm.co.uk

Contract
Retail Client Agreement • March 25th, 2024 • England

Retail Client Agreement – Investment, including Pensions and Insurance Services 30 Upper High Street, ThameOxfordshire OX9 3EZ rfs@richardsons-group.co.uk 01844 261283

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Terms and Conditions
Retail Client Agreement • May 30th, 2024

This Retail Client Agreement, together with any Schedule(s), and accompanying documents, as amended from time to time, (hereafter the “Agreement”) sets out the terms of the contract between you, the Customer (also referred as the “Client”) and us, the Company. By signing this agreement, it is assured that you have read, understand and agree with all the terms of this Agreement.

RETAIL CLIENT AGREEMENT
Retail Client Agreement • August 4th, 2015

This is our retail client agreement. It explains the services you are being offered and the manner in which these services will be carried out. If

Retail Client Agreement 3
Retail Client Agreement • September 11th, 2020

R Capital Solutions Limited (hereinafter “the Company”) is an Investment Firm regulated by the Cyprus Securities and Exchange Commission (hereinafter, “CySEC”) with license number 246/14 (operating under the trading name “trade.Berry”). All access and/or use of our services is subject to these terms and conditions (hereinafter referred to as these "Terms and Conditions" and/or this “Agreement”) in accordance with the terms hereof.

Fistic Ltd.* t/a The IFA Company
Retail Client Agreement • November 3rd, 2017
Richardsons Financial Services – Retail Client Agreement
Retail Client Agreement • June 27th, 2019

This agreement is issued on behalf of Richardsons Financial Services of 30 Upper High Street, Thame, Oxon, OX9 3EZ who can be contacted at 01844 261283 or by e-mailing: rfs@richardsons-group.co.uk.

RETAIL CLIENT AGREEMENT
Retail Client Agreement • July 24th, 2012

This client agreement, together with any Schedule(s), Annexes, and other accompanying documents, as amended from time to time, (this "Agreement") sets out the terms of the contract between you and us. It is, therefore, very much in your interests to read it carefully. Please let us know as soon as possible if there is anything which you do not understand.

Retail Client Agreement
Retail Client Agreement • May 1st, 2018

This agreement sets out the terms under which our services are to be provided. This document should be read in conjunction with the about our services and costs document also given to you and which provides an overview of services we offer, our charges for delivering those services and payment methods. It is important that both of these documents are carefully considered.

Nuntius Brokerage & Investment Services S.A. RETAIL CLIENT AGREEMENT
Retail Client Agreement • August 9th, 2020

This Client Agreement (the “Agreement”) is entered by and between Nuntius Brokerage & Investment Services S.A. (the “Company” or “we” or “us”) on the one part and the Client who has completed the account opening form and has been accepted by the Company as a Client (the “Client” or “you” or “your”) on the other part. This client agreement, together with any Appendices , and accompanying documents, as amended from time to time, (this "Agreement") sets out the terms of the contract between you and us.

Retail Client Agreement
Retail Client Agreement • February 7th, 2017 • Grenadines

This client agreement, together with any accompanying documents, as amended from time to time, (hereafter the “Agreement”) sets out the terms of the Agreement between you, the customer (also referred as the “Client”) and us, EXPERTOPTION LTD, (Saint Vincent and the Grenadines, 1510, Kingstown, Suite 305, Griffith Corporate Centre. Registration number 22863 IBC 2015) hereinafter referred to as the “Company”.

RETAIL CLIENT AGREEMENT
Retail Client Agreement • February 8th, 2024

This client agreement, together with the Annex and any Schedule(s), and accompanying documents (including the Terms of Business Letter and the Account Opening Form, as amended from time to time) (together the "Agreement") sets out the terms of the contract between you (the "Client") and the Firm. It is, therefore very much in your interests to read it carefully. Please let us know as soon as possible if there is anything which you do not understand. This Agreement is modelled on an industry standard document produced by FIA. We are members of this Trade Association.

Retail Client Agreement
Retail Client Agreement • June 17th, 2013

This agreement is issued on behalf of Coton Financial Management Ltd of 13 Coton Lane, Erdington, Birmingham B23 6TP who can be contacted on 0121 350 8335.

The Minster Partnership Limited Retail Client Agreement
Retail Client Agreement • June 15th, 2018

This agreement is issued on behalf of The Minster Partnership Limited, Minster Chambers, 35 High Street, Wimborne, Dorset BH21 1HR who can be contacted by telephone on 01202 882420 or by Email at: info@tmpllp.co.uk

F I N A N C I A L M A N A G E M E N T
Retail Client Agreement • June 17th, 2013
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