No. $ 9.5% SENIOR SUBORDINATED NOTE DUE 2015 ASHTON WOODS USA L.L.C., a Nevada limited liability company (the "Issuer"), and ASHTON WOODS FINANCE CO., a Delaware corporation (the "Co-Issuer" and, together with the Issuer, the "Issuers"), for value...Senior Subordinated Note • November 23rd, 2005 • Ashton Houston Residential L.L.C. • New York
Contract Type FiledNovember 23rd, 2005 Company Jurisdiction
ContractSenior Subordinated Note • May 4th, 2016 • AAC Holdings, Inc. • Services-specialty outpatient facilities, nec • New York
Contract Type FiledMay 4th, 2016 Company Industry JurisdictionTHIS NOTE IS SUBORDINATED TO THE PRIOR PAYMENT AND SATISFACTION IN CASH OF ALL SENIOR INDEBTEDNESS, AS DEFINED IN THE SUBORDINATION AGREEMENT DATED AS OF OCTOBER 2, 2015, AMONG BANK OF AMERICA, N.A., AS SENIOR AGENT, MAKER, ITS SUBSIDIARIES PARTY THERETO, PAYEE AND THE OTHER JUNIOR LENDERS (AS DEFINED THEREIN) AS THE SAME MAY BE AMENDED, MODIFIED, RESTATED OR SUPPLEMENTED FROM TIME TO TIME (THE “SUBORDINATION AGREEMENT”), TO THE EXTENT, AND IN THE MANNER PROVIDED IN THE SUBORDINATION AGREEMENT.
SENIOR SUBORDINATED NOTE AIR METHODS CORPORATION, MERCY AIR SERVICE, INC., ARCH AIR MEDICAL SERVICE, INC., ROCKY MOUNTAIN HOLDINGS, L.L.C. 12.00% SENIOR SUBORDINATED TERM NOTE DUE OCTOBER 16, 2007Senior Subordinated Note • October 31st, 2002 • Air Methods Corp • Air transportation, nonscheduled
Contract Type FiledOctober 31st, 2002 Company Industry
FORM OF NOTE ------------------------------------------------------------------ -------------- CUSIP/CINS 75040P AF 5Senior Subordinated Note • July 17th, 2001 • Radio One Inc • Radio broadcasting stations • New York
Contract Type FiledJuly 17th, 2001 Company Industry Jurisdiction
Senior Subordinated Note due February 15, 2009 (except as provided herein)Senior Subordinated Note • November 14th, 2008 • Dpac Technologies Corp • Semiconductors & related devices • Ohio
Contract Type FiledNovember 14th, 2008 Company Industry JurisdictionThis is the Senior Subordinated Note due February 15, 2009 (the “Note”) provided for in the Senior Subordinated Note and Warrant Purchase Agreement dated as of February 15, 2008 (as amended, restated, supplemented or otherwise modified from time to time, the “Purchase Agreement”) by and between the Payee, as purchaser, and the Makers, as sellers.
EXHIBIT 10.12 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. NEITHER THE SECURITIES EVIDENCED HEREBY, NOR ANY INTEREST THEREIN, MAY BE OFFERED, SOLD, TRANSFERRED, ENCUMBERED OR OTHERWISE...Senior Subordinated Note • February 12th, 2001 • United Surgical Partners International Inc • Delaware
Contract Type FiledFebruary 12th, 2001 Company Jurisdiction
SELECT COMFORT CORPORATIONSenior Subordinated Note • September 3rd, 1998 • Select Comfort Corp
Contract Type FiledSeptember 3rd, 1998 CompanyThis Note is issued pursuant to that certain Purchase Agreement dated as of March 27, 1997 between Company and Purchaser (the "Purchase Agreement"), and is entitled to the benefit and security of the Loan Documents provided for therein, to which reference is hereby made for a statement of all the terms and conditions under which the loan evidenced hereby is made. All capitalized terms, unless otherwise defined herein, shall have the meanings ascribed to them in the Purchase Agreement.
CSK AUTO, INC. 11% SERIES A SENIOR SUBORDINATED NOTES DUE 2006 No. 12637K AB7 $__________ CUSIP NO.Senior Subordinated Note • April 25th, 1997 • Kragen Auto Supply Co • Retail-auto & home supply stores • New York
Contract Type FiledApril 25th, 1997 Company Industry Jurisdiction
ContractSenior Subordinated Note • March 24th, 2006 • Volcano CORP
Contract Type FiledMarch 24th, 2006 CompanyTHIS 15% SENIOR SUBORDINATED NOTE DUE 2008 AND THE INDEBTEDNESS AND OTHER PAYMENT OBLIGATIONS EVIDENCED HEREBY ARE AND SHALL AT ALL TIMES BE AND REMAIN SUBORDINATED IN RIGHT OF PAYMENT TO THE EXTENT AND IN THE MANNER SET FORTH IN THOSE CERTAIN SUBORDINATION AGREEMENTS DATED AS OF EVEN DATE HEREWITH BY AND AMONG VOLCANO THERAPEUTICS, INC., FFC PARTNERS II, L.P., FFC EXECUTIVE PARTNERS II, L.P. AND SILICON VALLEY BANK AND VOLCANO THERAPEUTICS, INC., FFC PARTNERS II, L.P., FFC EXECUTIVE PARTNERS II, L.P. AND VENTURE LENDING & LEASING III, INC.
ContractSenior Subordinated Note • October 10th, 2013 • LTN Staffing, LLC • Services-help supply services • Delaware
Contract Type FiledOctober 10th, 2013 Company Industry JurisdictionTHIS 2013 AMENDED AND RESTATED SENIOR SUBORDINATED NOTE AND THE INDEBTEDNESS EVIDENCED HEREBY ARE SUBORDINATED IN THE MANNER AND TO THE EXTENT SET FORTH IN THAT CERTAIN SUBORDINATION AND INTERCREDITOR AGREEMENT DATED OCTOBER 17, 2007, AS AMENDED THROUGH AND AS OF THE DATE HEREOF, BY AND AMONG LTN ACQUISITION, LLC, THE MAKERS (AS DEFINED BELOW), THE PAYEE (AS DEFINED BELOW), BROOKSIDE PECKS CAPITAL PARTNERS, L.P., BROOKSIDE MEZZANINE FUND L.P. AND FIFTH THIRD BANK (AS HEREAFTER MODIFIED, AMENDED, SUPPLEMENTED AND/OR RESTATED FROM TIME TO TIME, THE “SUBORDINATION AGREEMENT”).
ContractSenior Subordinated Note • November 19th, 2009 • Javo Beverage Co Inc • Beverages • New York
Contract Type FiledNovember 19th, 2009 Company Industry JurisdictionTHIS SENIOR SUBORDINATED NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THIS SENIOR SUBORDINATED NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THE SECURITIES UNDER SAID ACT AND APPLICABLE STATE SECURITIES LAWS OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED.
AMENDMENT TO SENIOR SUBORDINATED NOTESenior Subordinated Note • August 14th, 2007 • Across America Real Estate Corp • Real estate • Colorado
Contract Type FiledAugust 14th, 2007 Company Industry JurisdictionTHIS AMENDMENT (the “Amendment”), dated as of this 10th day of August, 2007 by and between ACROSS AMERICA REAL ESTATE CORP., a Colorado corporation, having an office at 700 Seventeenth Street, Suite 1200, Denver, Colorado 80202 (“Maker”) and BOCO INVESTMENTS, LLC, a Colorado limited liability company, having an office at 103 West Mountain Ave., Fort Collins, Colorado 80524 (“Holder”).
AMENDMENT TO SENIOR SUBORDINATED NOTESenior Subordinated Note • October 31st, 2007 • Across America Real Estate Corp • Real estate • Colorado
Contract Type FiledOctober 31st, 2007 Company Industry JurisdictionTHIS AMENDMENT (the “Amendment”), dated as of this 25th day of October, 2007 by and between ACROSS AMERICA REAL ESTATE CORP., a Colorado corporation, having an office at 700 Seventeenth Street, Suite 1200, Denver, Colorado 80202 (“Maker”) and GDBA INVESTMENTS, LLLP, a Colorado limited liability limited partnership, having an office at 1440 Blake Street, Denver, Colorado 80202 (“Holder”).
EXHIBIT (c)(4) THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR ANY STATE SECURITIES LAWS. NEITHER THIS SECURITY NOR ANY INTEREST OR PARTICIPATION HEREIN MAY BE REOFFERED, SOLD, ASSIGNED,...Senior Subordinated Note • October 15th, 1998 • Tokheim Corp • Refrigeration & service industry machinery • New York
Contract Type FiledOctober 15th, 1998 Company Industry Jurisdiction
1 EXHIBIT 10.13 SENIOR SUBORDINATED NOTESenior Subordinated Note • March 27th, 1998 • Home Products International Inc • Plastics products, nec
Contract Type FiledMarch 27th, 1998 Company Industry
SENIOR SUBORDINATED NOTESenior Subordinated Note • June 24th, 2013 • Inspired Builders, Inc. • General bldg contractors - residential bldgs • California
Contract Type FiledJune 24th, 2013 Company Industry JurisdictionTHIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED, OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS OR PURSUANT TO AN APPLICABLE EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF SUCH ACT AND SUCH LAWS.
AMENDMENT TO SENIOR SUBORDINATED NOTESenior Subordinated Note • March 31st, 2008 • Across America Real Estate Corp • Real estate • Colorado
Contract Type FiledMarch 31st, 2008 Company Industry JurisdictionTHIS AMENDMENT (the “Amendment”), dated as of this 25th day of March, 2008 by and between ACROSS AMERICA REAL ESTATE CORP., a Colorado corporation, having an office at 700 Seventeenth Street, Suite 1200, Denver, Colorado 80202 (“Maker”) and GDBA INVESTMENTS, LLLP, a Colorado limited liability limited partnership, having an office at 1440 Blake Street, Denver, Colorado 80202 (“Holder”).
EXHIBIT 10.43 GENERAL MANUFACTURED HOUSING, INC. Senior Subordinated Note due December 21, 2002Senior Subordinated Note • January 2nd, 1997 • General Housing Inc • Mobile homes
Contract Type FiledJanuary 2nd, 1997 Company IndustryThis Note is one of the Company's Senior Subordinated Notes due December 21, 2002 (the "Notes"), originally issued in the aggregate principal amount of $17,243,295 pursuant to the Note and Warrant Purchase Agreement, dated as of December 21, 1995, as from time to time amended, between the Company and the institutional investor referred to therein. The holder of this Note is entitled to the benefits of such Note and Warrant Purchase Agreement and may enforce the agreements of the Company contained therein and exercise the remedies provided for thereby or otherwise available in respect thereof.
ContractSenior Subordinated Note • February 13th, 2006 • Basin Water, Inc. • New York
Contract Type FiledFebruary 13th, 2006 Company JurisdictionThis Note is subject to the Amended and Restated Subordination and Intercreditor Agreement, among the Holder, BWCA I, LLC and the other parties thereto, under which this Note and the Issuer’s obligations hereunder are subordinated in the manner set forth therein to the prior payment of certain obligations to the holder of Senior Indebtedness as defined therein.
Exhibit 10.2 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR ANY STATE SECURITIES LAWS. THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO DISTRIBUTION OR RESALE, AND MAY NOT BE SOLD,...Senior Subordinated Note • February 6th, 2009 • World Waste Technologies Inc • Refuse systems • California
Contract Type FiledFebruary 6th, 2009 Company Industry Jurisdiction
ATTEST: CREDITRUST CORPORATIONSenior Subordinated Note • April 15th, 1998 • Creditrust Corp
Contract Type FiledApril 15th, 1998 Company
SENIOR SUBORDINATED DEBENTURE DUE SEPTEMBER 8, 2022Senior Subordinated Note • June 28th, 2024 • Synergy CHC Corp. • Medicinal chemicals & botanical products • Texas
Contract Type FiledJune 28th, 2024 Company Industry JurisdictionTHIS SENIOR SUBORDINATED DEBENTURE is one of a series of duly authorized and validly issued Senior Subordinated Debentures of Synergy CHC Corp., a Nevada corporation (the “Company”), having its principal place of business at 865 Spring Street, Westbrook, Maine 04092, designated as its Senior Subordinated Debenture due September 8, 2022 (this debenture, the “Debenture” and, collectively with the other debentures of such series, the “Debentures”).
AMENDMENT TO SENIOR SUBORDINATED NOTESenior Subordinated Note • October 7th, 2009 • Capterra Financial Group, Inc. • Real estate • Colorado
Contract Type FiledOctober 7th, 2009 Company Industry JurisdictionTHIS AMENDMENT (the “Amendment”), dated as of this 28th day of September, 2009 by and between CAPTERRA FINANCIAL GROUP, INC., formerly know as ACROSS AMERICA REAL ESTATE CORP., a Colorado corporation, having an office at 1440 Blake Street, Denver, Colorado 80202 (“Maker”) and BOCO INVESTMENTS, LLC, a Colorado limited liability company, having an office at 103 West Mountain Ave., Fort Collins, Colorado 80524 (“Holder”).
5,000,000.00 Irvine, California As of April 15, 1999 FOR VALUE RECEIVED, Consumer Portfolio Services, Inc., a California corporation (the "Borrower" or the "Company"), hereby promises to pay to the order of Levine Leichtman Capital Partners II, L.P.,...Senior Subordinated Note • April 21st, 1999 • Levine Leichtman Capital Partners Ii Lp • Asset-backed securities • California
Contract Type FiledApril 21st, 1999 Company Industry Jurisdiction
PERMA-FIX ENVIRONMENTAL SERVICES, INC.Senior Subordinated Note • August 7th, 2001 • Perma Fix Environmental Services Inc • Hazardous waste management
Contract Type FiledAugust 7th, 2001 Company IndustryThis Note is one of the Company's 13.50% Senior Subordinated Notes due 2006 (the "Notes"), originally issued in the aggregate principal amount of $5,625,000 pursuant to the Note and Warrant Purchase Agreement, dated as of July 31, 2001, as from time to time amended, among the Company and the institutional investors named therein. The holder of this Note is entitled to the benefits of such Note and Warrant Purchase Agreement, as from time to time amended, and may enforce the agreements of the Company contained therein and exercise the remedies provided for thereby or otherwise available in respect thereof.
ContractSenior Subordinated Note • August 21st, 2007 • Advanced Communications Technologies Inc • Services-business services, nec
Contract Type FiledAugust 21st, 2007 Company IndustryTHIS NOTE WAS ISSUED IN A PRIVATE PLACEMENT, WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), AND MAY NOT BE SOLD, ASSIGNED, PLEDGED OR OTHERWISE TRANSFERRED (I) IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT COVERING THE TRANSFER OR PURSUANT TO AN EXEMPTION FROM REGISTRATION AND (II) EXCEPT IN COMPLIANCE WITH SECTION 9.1 OF THAT CERTAIN NOTE PURCHASE AGREEMENT (THE “NOTE PURCHASE AGREEMENT”) DATED AS OF AUGUST 17, 2007, AMONG THE ISSUERS, THE NOTE PURCHASERS (AS DEFINED THEREIN) AND THE GUARANTORS PARTY THERETO.
EXHIBIT 4.2 IWC SERVICES, INC. 12% SENIOR SUBORDINATED NOTE DUE DECEMBER 31, 2000 DATED: MARCH 19, 1997 IWC Services, Inc., a Texas corporation (hereinafter called the "Company," which term includes any successor corporation) for value received,...Senior Subordinated Note • August 13th, 1997 • Boots & Coots International Well Control Inc • Blank checks
Contract Type FiledAugust 13th, 1997 Company Industry
21ST CENTURY HOLDING COMPANY 6% SENIOR SUBORDINATED NOTE DUE JULY 31, 2006Senior Subordinated Note • May 2nd, 2006 • 21st Century Holding Co • Fire, marine & casualty insurance
Contract Type FiledMay 2nd, 2006 Company IndustryThis Note is one of a series of Senior Subordinated Notes (herein called the "Notes") issued pursuant to the Unit Purchase Agreement, dated as of July 31, 2003 (as from time to time amended, supplemented or modified, the "Unit Purchase Agreement"), between the Company and the respective Purchasers named therein and is entitled to the benefits thereof. Each holder of this Note will be deemed, by its acceptance hereof, (i) to have agreed to the confidentiality provisions set forth in Section 20 of the Unit Purchase Agreement and (ii) to have made the representations set forth in Section 6 of the Unit Purchase Agreement.
ContractSenior Subordinated Note • February 13th, 2006 • Basin Water, Inc. • New York
Contract Type FiledFebruary 13th, 2006 Company JurisdictionThis Note is subject to the Subordination and Intercreditor Agreement, dated as of , 200 , among the Issuer, the Holder, BWCA I, LLC and the other parties thereto, under which this Note and the Issuer’s obligations hereunder are subordinated in the manner set forth therein to the prior payment of certain obligations to the holder of Senior Indebtedness as defined therein.
AMENDMENT TO SENIOR SUBORDINATED NOTESenior Subordinated Note • March 31st, 2008 • Across America Real Estate Corp • Real estate • Colorado
Contract Type FiledMarch 31st, 2008 Company Industry JurisdictionTHIS AMENDMENT (the “Amendment”), dated as of this 25th day of March, 2008 by and between ACROSS AMERICA REAL ESTATE CORP., a Colorado corporation, having an office at 700 Seventeenth Street, Suite 1200, Denver, Colorado 80202 (“Maker”) and BOCO INVESTMENTS, LLC, a Colorado limited liability company, having an office at 103 West Mountain Ave., Fort Collins, Colorado 80524 (“Holder”).
EXHIBIT 4.1 21ST CENTURY HOLDING COMPANY 6% SENIOR SUBORDINATED NOTE DUE JULY 31, 2006 No. ______ July 31, 2003 $__________ FOR VALUE RECEIVED, the undersigned, 21ST CENTURY HOLDING COMPANY (herein called the "Company"), a corporation organized and...Senior Subordinated Note • August 14th, 2003 • 21st Century Holding Co • Fire, marine & casualty insurance
Contract Type FiledAugust 14th, 2003 Company IndustryThis Note is one of a series of Senior Subordinated Notes (herein called the "Notes") issued pursuant to the Unit Purchase Agreement, dated as of July 31, 2003 (as from time to time amended, supplemented or modified, the "Unit Purchase Agreement"), between the Company and the respective Purchasers named therein and is entitled to the benefits thereof. Each holder of this Note will be deemed, by its acceptance hereof, (i) to have agreed to the confidentiality provisions set forth in Section 20 of the Unit Purchase Agreement and (ii) to have made the representations set forth in Section 6 of the Unit Purchase Agreement.
FORM OF NOTESenior Subordinated Note • December 30th, 1996 • Aurora Electronics Inc • Wholesale-computers & peripheral equipment & software • New York
Contract Type FiledDecember 30th, 1996 Company Industry Jurisdiction
21ST CENTURY HOLDING COMPANY 6% SENIOR SUBORDINATED NOTE DUE SEPTEMBER 29, 2007Senior Subordinated Note • May 2nd, 2006 • 21st Century Holding Co • Fire, marine & casualty insurance
Contract Type FiledMay 2nd, 2006 Company IndustryThis Note is one of a series of Senior Subordinated Notes (herein called the “Notes”) issued pursuant to the Unit Purchase Agreement, dated as of September 29, 2004 (as from time to time amended, supplemented or modified, the “Unit Purchase Agreement”), between the Company and the respective Purchasers named therein and is entitled to the benefits thereof. Each holder of this Note will be deemed, by its acceptance hereof, (i) to have agreed to the confidentiality provisions set forth in Section 20 of the Unit Purchase Agreement and (ii) to have made the representations set forth in Section 6 of the Unit Purchase Agreement.
Senior Subordinated NoteSenior Subordinated Note • March 8th, 2010 • Mirion Technologies, Inc. • Measuring & controlling devices, nec
Contract Type FiledMarch 8th, 2010 Company IndustryFOR ,VALUE RECEIVED, the undersigned, MGP Instruments, Inc., a Delaware corporation (the “Borrower”), hereby promises to pay to the order of the Purchaser set forth above (the “Purchaser”) the principal amount set forth above or, if less, the aggregate unpaid principal amount of this Senior Subordinated Note ( the “Senior Subordinated Note”) set forth above, payable at such times, and in such amounts, as are specified in the Note and Equity Purchase Agreement, dated as of June 23, 2004, among the Borrower, Dosimetry Acquisitions (U.S.), Inc., American Capital Financial Services, Inc., as Agent, and the other parties thereto, as the same may be amended, restated, supplemented or otherwise modified from time to time (the “Purchase Agreement”).
AMENDMENT TO SENIOR SUBORDINATED NOTESenior Subordinated Note • October 31st, 2007 • Across America Real Estate Corp • Real estate • Colorado
Contract Type FiledOctober 31st, 2007 Company Industry JurisdictionTHIS AMENDMENT (the “Amendment”), dated as of this 25th day of October, 2007 by and between ACROSS AMERICA REAL ESTATE CORP., a Colorado corporation, having an office at 700 Seventeenth Street, Suite 1200, Denver, Colorado 80202 (“Maker”) and BOCO INVESTMENTS, LLC, a Colorado limited liability company, having an office at 103 West Mountain Ave., Fort Collins, Colorado 80524 (“Holder”).