Small Firm Emergency Partner Program Agreement TemplateSmall Firm Emergency Partner Program Agreement • October 16th, 2007
This template is provided to assist introducing firms that wish to take part in the Small Firm Emergency Partner Program by formally agreeing to back each other up. The language in it must be customized to fit each firm’s situation and reflect the arrangement made with the other introducing firm and the clearing firm. The Small Firm Emergency Partner Program and the use of this template are voluntary and nothing in this template creates any new regulatory requirements or new requirements for Business Continuity Plans (BCPs).
