SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • April 9th, 2024 • RiverNorth Managed Duration Municipal Income Fund II, Inc.
From time to time ALPS Distributors, Inc. (the "Distributor", "we" or "us") will act as manager of registered at-the-market offerings by RiverNorth Managed Duration Municipal Income Fund II, Inc., a Maryland corporation (the "Fund"), of up to 3,000,000 shares (the "Shares") of common stock, $0.0001 par value, of the Fund (the "Common Shares"). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the "Distribution Agreement").
SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • August 16th, 2019 • Agility Multi-Asset Income Fund • Delaware
This SUB-PLACEMENT AGENT AGREEMENT (the “Agreement”) dated as of July 1, 2019 is by and between Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC, both Delaware limited liability companies registered with the U.S. Securities and Exchange Commission as a broker-dealers and investment advisers (the “Sub-Placement Agent”) and UMB Distribution Services, LLC, a limited liability company organized under the laws of the State of Wisconsin and registered with the U.S. Securities and Exchange Commission as a broker-dealer (“UMBDS”).
SUB-PLACEMENT AGENT AGREEMENT Paralel Distributors LLCSub-Placement Agent Agreement • September 10th, 2024 • Reaves Utility Income Fund
From time to time Paralel Distributors LLC (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by Reaves Utility Income Fund, a Delaware statutory trust (the “Fund”), of up to 10,000,000 shares (the “Shares”) of beneficial interest, no par value, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
AMENDMENT NO. 1 TO SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • November 22nd, 2021 • Reaves Utility Income Fund • New York
SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • May 21st, 2024 • NXG Cushing Midstream Energy Fund
SUB-PLACEMENT AGENT AGREEMENT KKR Capital Markets LLCSub-Placement Agent Agreement • July 1st, 2024 • KKR Income Opportunities Fund
From time to time KKR Capital Markets LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by KKR Income Opportunities Fund, a Delaware statutory trust (the “Fund”), of up to $75 million of common shares (the “Shares”) of beneficial interest, par value $0.001 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT Paralel Distributors LLCSub-Placement Agent Agreement • June 5th, 2024 • XAI Octagon Floating Rate & Alternative Income Trust
From time-to-time Paralel Distributors LLC (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by XAI Octagon Floating Rate & Alternative Income Trust, a Delaware statutory trust (the “Fund”), of up to 15,000,000 shares (the “Shares”) of beneficial interest, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
ALPS DISTRIBUTORS, INC. AMENDMENT NO. 1 TO SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • September 21st, 2021 • Rivernorth Opportunities Fund, Inc.
SUB-PLACEMENT AGENT AGREEMENT Franklin Distributors, LLC One Franklin Parkway San Mateo, CA 94403Sub-Placement Agent Agreement • October 21st, 2024 • Western Asset Global High Income Fund Inc.
ALPS DISTRIBUTORS, INC. AMENDMENT NO. 3 TO SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • December 23rd, 2022 • Rivernorth Opportunities Fund, Inc.
WITNESSETH:Sub-Placement Agent Agreement • March 21st, 2003 • Acp Funds Trust • Delaware
