SUB-PLACEMENT AGENT AGREEMENT Franklin Distributors, LLC One Franklin Parkway San Mateo, CA 94403Sub-Placement Agent Agreement • October 21st, 2024 • Western Asset Global High Income Fund Inc.
SUB-PLACEMENT AGENT AGREEMENT BlackRock Investments, LLCSub-Placement Agent Agreement • June 2nd, 2023 • BlackRock Enhanced Equity Dividend Trust
From time to time BlackRock Investments, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by BlackRock Enhanced Equity Dividend Trust, a Delaware statutory trust (the “Trust”), of up to 40,000,000 common shares (the “Shares”) of beneficial interest, par value $0.001 per share, of the Trust (the “Common Shares”). In the case of such offerings, the Trust has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • November 29th, 2011 • Endowment Institutional TEI Fund, L.P. • Delaware
THIS SUB-PLACEMENT AGENT AGREEMENT (“Agreement”) made and entered into between Salient Capital, L.P. (“Salient Capital”), 4265 San Felipe, Suite 800, Houston, Texas 77027 and (hereinafter “Broker/Dealer”).
SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • August 16th, 2019 • Agility Multi-Asset Income Fund • Delaware
This SUB-PLACEMENT AGENT AGREEMENT (the “Agreement”) dated as of July 1, 2019 is by and between Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC, both Delaware limited liability companies registered with the U.S. Securities and Exchange Commission as a broker-dealers and investment advisers (the “Sub-Placement Agent”) and UMB Distribution Services, LLC, a limited liability company organized under the laws of the State of Wisconsin and registered with the U.S. Securities and Exchange Commission as a broker-dealer (“UMBDS”).
AMENDMENT NO. 1 TO SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • November 24th, 2021 • Reaves Utility Income Fund • New York
SUB-PLACEMENT AGENT AGREEMENT BlackRock Investments, LLCSub-Placement Agent Agreement • May 18th, 2022 • Blackrock Municipal Income Trust • New York
From time to time BlackRock Investments, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by BlackRock Municipal Income Trust, a Delaware statutory trust (the “Trust”), of up to 10,000,000 common shares (the “Shares”) of beneficial interest, par value $0.001 per share, of the Trust (the “Common Shares”). In the case of such offerings, the Trust has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
Form of Agreement Nuveen Investments, LLCSub-Placement Agent Agreement • October 31st, 2007 • Nuveen Real Estate Income Fund • New York
From time to time Nuveen Investments, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Real Estate Income Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
ALPS DISTRIBUTORS, INC. AMENDMENT NO. 2 TO SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • October 6th, 2020 • Reaves Utility Income Fund • New York
First Amendment to Sub-Placement Agent AgreementSub-Placement Agent Agreement • February 21st, 2020 • Calamos Global Total Return Fund
This FIRST AMENDMENT (this “First Amendment”) is made as of January 13, 2020 to that certain Sub-Placement Agent Agreement by and between UBS Securities LLC (the “Agent”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”), dated as of March 8, 2019 (the “Sub-Placement Agent Agreement”).
ALPS DISTRIBUTORS, INC. AMENDMENT NO. 3 TO SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • June 21st, 2021 • Reaves Utility Income Fund • New York
ALPS DISTRIBUTORS, INC. AMENDMENT NO. 4 TO SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • November 22nd, 2021 • Reaves Utility Income Fund • New York
ALPS DISTRIBUTORS, INC. AMENDMENT NO. 1 TO SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • September 21st, 2021 • Rivernorth Opportunities Fund, Inc.
AMENDMENT NO. 1 TO SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • February 6th, 2024 • Reaves Utility Income Fund • New York
This Amendment No. 1. (“Amendment”) is made in reference to the Sub-Placement Agent Agreement, dated September 19, 2022 (the “Sub-Placement Agent Agreement”), by and between UBS Securities LLC (“Agent”) and Paralel Distributors LLC (the “Distributor”), related to the engagement of the Agent by Manager as a sub-placement agent with respect to the initial offering of up to 8,000,000 shares of beneficial interest, no par value, to be issued and sold by the Reaves Utility Income Fund (the “Fund”) in registered at-the-market offerings. The Parties agree as follows:
ALPS DISTRIBUTORS, INC. AMENDMENT NO. 3 TO SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • December 23rd, 2022 • Rivernorth Opportunities Fund, Inc.
SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • July 8th, 2008 • Endowment Registered Fund L P • Delaware
THIS SUB-PLACEMENT AGENT AGREEMENT (“Agreement”) made and entered into between SMH Capital, Inc. (“SMH”), 600 Travis, Suite 3100, Houston, Texas 77002 and (hereinafter “Broker/Dealer”).
WITNESSETH:Sub-Placement Agent Agreement • March 21st, 2003 • Acp Funds Trust • Delaware
