TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agency • June 18th, 2010 • Caldwell & Orkin Funds Inc • Colorado
This Transfer Agency Interactive Client Services Agreement (this “Agreement”) between The Caldwell & Orkin Funds, Inc., a corporation established under the laws of the State of Maryland (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) is made as of August 21, 2009, and effective as of the date of conversion of the Fund to ALPS.
TRANSFER AGENCY CONTRACT BETWEEN G.T. GLOBAL GROWTH SERIES AND G.T. GLOBAL INVESTOR SERVICES, INC.Transfer Agency • April 29th, 1997 • G T Global Growth Series • California
TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agency • August 30th, 2010 • Financial Investors Trust • Colorado
This Transfer Agency Interactive Client Services Agreement (this “Agreement”) is made as of December 30, 2009, between Financial Investors Trust, a statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
TRANSFER AGENCY AND SERVICE AGREEMENT between H & Q LIFE SCIENCES & H & Q HEALTHCARE INVESTORS and COMPUTERSHARE TRUST COMPANY, N.A. and COMPUTERSHARE SHAREHOLDER SERVICES, INC.Transfer Agency • June 26th, 2014 • Tekla Healthcare Opportunities Fund • Massachusetts
AGREEMENT made as of the 1st day of March, 2006, by and between H & Q Life Sciences Investors, Inc. and H & Q Healthcare Investors, a corporation, having its principal office and place of business at 30 Rowes Wharf, 4th Floor, Boston, Massachusetts 02110 (each a “Customer” or the “Customer”), and Computershare Shareholder Services, Inc., (formerly known as EquiServe, Inc.) a Delaware corporation, and its fully owned subsidiary Computershare Trust Company, N.A., (formerly known as EquiServe Trust Company, N.A.) a federally chartered trust company doing business at 150 Royall Street, Canton, Massachusetts 02021, (collectively, the “Transfer Agent” or individually “CSS” and the “Trust Company”, respectively).
GUIDESTONE FUNDS AMENDMENT TO TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency • February 25th, 2011 • GuideStone Funds
This Amendment (the “Amendment”) is made as of the 1st day of April, 2010 by and between GUIDESTONE FUNDS (the “Trust”) and PNC GLOBAL INVESTMENT SERVICING (U.S.) INC. (formerly PFPC INC.) (“PNC”).
AMENDMENT NUMBER 2 TO THE TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency • July 26th, 2007 • Tax-Free Investments Trust
This Amendment, dated as of July 1, 2006, is made to the Transfer Agency and Service Agreement dated November 4, 2003, as amended, (the “Agreement”) between Tax-Free Investments Trust (the “Fund”) and AIM Investment Services, Inc. (“AIS”) pursuant to Article 11 of the Agreement.
AMENDMENT NUMBER 2 TO THE TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency • December 2nd, 2004 • Aim Treasurers Series Trust
This Amendment, dated as of October 15, 2004 (the “Amendment”), amends the Transfer Agency and Service Agreement, as amended (the “Agreement”), dated July 1, 2004, as amended (the “Agreement”), between AIM Treasurer’s Series Trust (the “Fund”), on behalf of INVESCO U.S. Government Money Fund and AIM Investment Services, Inc. (“AIS”) pursuant to Article 11 of the Agreement.
TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agency • April 29th, 2009 • Heartland Group Inc • Colorado
This Transfer Agency Interactive Client Services Agreement (“Agreement”) is made as of August 13, 2008, between Heartland Group, Inc., a corporation established under the laws of the State of Maryland (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
GUIDESTONE FUNDS AMENDMENT TO TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency • April 30th, 2008 • GuideStone Funds
This Amendment (the “Amendment”) is made as of the 1st day of June, 2007 by and between GUIDESTONE FUNDS (f/k/a AB FUNDS TRUST) (the “Trust”) and PFPC INC. (“PFPC”).
WITNESSETHTransfer Agency • November 8th, 2001 • Nations Funds Trust • Delaware
TRANSFER AGENCY, SUB-TRANSFER AGENCY AND SERVICE AGREEMENT AMONG MARSHALL FUNDS, INC. MARSHALL & ILSLEY TRUST COMPANY N.A. AND BOSTON FINANCIAL DATA SERVICES, INC.Transfer Agency • October 30th, 2006 • Marshall Funds Inc • New York
AGREEMENT made as of the 1st day of September, 2006, by and among MARSHALL FUNDS, INC., a Wisconsin corporation, having its principal office and place of business at 111 East Kilbourn Avenue, Suite 200, Milwaukee, Wisconsin 53202 (the “Fund”), MARSHALL & ILSLEY TRUST COMPANY N.A., a national trust company, having its principal office and place of business at 111 East Kilbourn Avenue, Suite 200, Milwaukee, Wisconsin 53202 on behalf of its division Marshall Investor Services (collectively, the “Sub-Transfer Agent”), and BOSTON FINANCIAL DATA SERVICES, INC., a Massachusetts corporation having its principal office and place of business at 2 Heritage Drive, North Quincy, Massachusetts 02171 (the “Transfer Agent”).
AMENDMENT NUMBER 1 TO THE TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency • December 2nd, 2004 • Aim Treasurers Series Trust
This Amendment, dated as of September 14, 2004 (the “Amendment”), amends the Transfer Agency and Service Agreement dated July 1, 2004, as amended (the “Agreement”), between AIM Treasurer’s Series Trust (the “Fund”), on behalf of the INVESCO Stable Value Fund and the INVESCO U.S. Government Money Fund and AIM Investment Services, Inc. (“AIS”) pursuant to Article 11 of the Agreement.
AMENDMENT NUMBER 1 TO THE TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency • December 2nd, 2004 • Aim Treasurers Series Trust
This Amendment, dated as of October 15, 2004 (the “Amendment”), amends the Transfer Agency and Service Agreement dated July 1, 2004, (the “Agreement”), between AIM Treasurer’s Series Trust (the “Fund”), on behalf of the INVESCO Treasurer’s Money Market Reserve Fund and INVESCO Treasurer’s Tax-Exempt Reserve Fund and AIM Investment Services, Inc. (“AIS”) pursuant to Article 11 of the Agreement.
