Transfer Agent Services Agreement Sample Contracts
SERVICE AGREEMENT FORTransfer Agent Services Agreement • January 8th, 2007 • Hancock John Patriot Premium Dividend Fund Ii • New York
Standard Contracts
TRANSFER AGENT SERVICES AGREEMENT BETWEEN PRESEND INC, ONCHAINTA AND AKEMONA, INC.Transfer Agent Services Agreement • May 23rd, 2024 • Delaware
This Transfer Agent Services Agreement (the “Agreement”), dated as of 05-21-2024 by and between the undersigned issuer, PRESEND INC, (the “Issuer”), Akemona TA Services, LLC d.b.a. OnchainTA, a Delaware limited liability corporation (the “Transfer Agent”), and Akemona, Inc., the funding portal, (“Akemona”) is for the purpose of performing the services described herein.
EXHIBIT 9 TRANSFER AGENT SERVICES AGREEMENTTransfer Agent Services Agreement • October 31st, 1997 • Grandview Investment Trust • North Carolina
TRANSFER AGENT SERVICES AGREEMENT This Agreement, dated as of the 1st day of August, 1995, made by and between IAA Trust Asset Allocation Fund, Inc. (the "Asset Allocation Fund"), a corporation duly organized and existing under the laws of the state...Transfer Agent Services Agreement • October 27th, 1995 • Iaa Trust Money Market Fund Inc • Pennsylvania
SERVICE AGREEMENT FOR TRANSFER AGENT SERVICES TO JOHN HANCOCK PATRIOT PREMIUM DIVIDEND FUND I JOHN HANCOCK PATRIOT PREMIUM DIVIDEND FUND II JOHN HANCOCK PATRIOT PREFERRED DIVIDEND FUND JOHN HANCOCK PATRIOT GLOBAL DIVIDEND FUND JOHN HANCOCK PATRIOT...Transfer Agent Services Agreement • May 9th, 2012 • John Hancock Tax-Advantaged Global Shareholder Yield Fund • New York
TRANSFER AGENT SERVICES AGREEMENTTransfer Agent Services Agreement • October 25th, 2024 • AMG Comvest Senior Lending Fund • Delaware
This Transfer Agent Services Agreement (the “Agreement”) dated October 23, 2024, is between AMG Comvest Senior Lending Fund (the “BDC”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
EX-4.5 2 dex45.htm TRANSFER AGENT AGREEMENT BETWEEN REGISTRANT AND WELLS FARGO CORPORATION TRANSFER AGENT SERVICES AGREEMENTTransfer Agent Services Agreement • May 5th, 2020 • Minnesota
This Transfer Agent Services Agreement (“Agreement”), dated as of February 13, 2007 by and between Selectica, Inc., a corporation duly organized and existing under the laws of the State of Delaware (“Corporation”), and Wells Fargo Bank, National Association, a national banking association, organized under the laws of the United States of America (“Transfer Agent”), is for the purpose of performing the services described herein.
Transfer Agent Services AgreementTransfer Agent Services Agreement • September 27th, 2024 • Old Glory Holding Co • Commercial banks, nec • New York
This Agreement for Transfer Agent Services (“Agreement”) is made and entered into as of August 29, 2024 (“Effective Date”) by and between Rialto Transfer Services LLC, (“Transfer Agent”) and Old Glory Holding Company (“Client”), collectively (“the Parties”).
SERVICE AGREEMENTTransfer Agent Services Agreement • April 13th, 2022 • John Hancock Premium Dividend Fund • New York
Agreement for Transfer Agent Services and Accounting and Administration ServicesTransfer Agent Services Agreement • April 30th, 2007 • Parnassus Income Funds
TRANSFER AGENT SERVICES AGREEMENTTransfer Agent Services Agreement • August 16th, 2024 • Axxes Opportunistic Credit Fund • Ohio
This Transfer Agent Services Agreement (this “Agreement”), effective May 22, 2024, is between Axxes Opportunistic Credit Fund (the “Fund”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
FORM OF TRANSFER AGENT SERVICES AGREEMENTTransfer Agent Services Agreement • December 20th, 2024 • Figure Certificate Co • California
This Transfer Agent Services Agreement (the “Agreement”) is entered into on December [__], 2024 by and between Figure Equity Solutions, Inc. (the “Transfer Agent”), a Delaware corporation, and Figure Certificate Company, a Delaware corporation (the “Fund,” each a “Party,” and, collectively, the “Parties”).
TRANSFER AGENT SERVICES AGREEMENTTransfer Agent Services Agreement • March 30th, 2009 • RMR Real Estate Income Fund • Minnesota
This Transfer Agent Services Agreement (“Agreement”), dated as of March 20, 2009, by and between RMR Real Estate Income Fund, a statutory trust duly organized and existing under the laws of the State of Delaware (“Trust”), and Wells Fargo Bank, National Association, a national banking association, organized under the laws of the United States of America (“Transfer Agent”), is for the purpose of performing the services described herein.
Exhibit (h)(iii) ANTI-MONEY LAUNDERING AND PRIVACY AMENDMENT This ANTI-MONEY LAUNDERING AND PRIVACY AMENDMENT (this "AMENDMENT") amends as of the 24th day of July, 2002 (the "EFFECTIVE DATE"), the TRANSFER AGENT SERVICES AGREEMENT, dated as of July...Transfer Agent Services Agreement • November 1st, 2002 • Trainer Wortham Funds
TRANSFER AGENT SERVICES AGREEMENTTransfer Agent Services Agreement • August 25th, 2023 • BIP Ventures Evergreen BDC • Ohio
This Transfer Agent Services Agreement (the “Agreement”) dated the 21st day of August, 2023, is between BIP Ventures Evergreen BDC (the “BDC”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio and hereby amends and restates the Transfer Agent Services Agreement dated June 23, 2023 by and between the BDC (fka BIP Evergreen Venture Fund) and Ultimus and any addendums, fee letters and exhibits thereto (the “Original Agreement”).
Transfer Agent Service AgreementTransfer Agent Services Agreement • March 5th, 2012 • Special Value Continuation Fund, LLC • Minnesota
This Transfer Agent Services Agreement (“Agreement”), dated as of May , 2011, (the “Effective Date”) by and between Special Value Continuation Fund, LLC, a limited liability company to be converted immediately prior to initial public offering into TCP Capital Corp., a Delaware corporation duly organized and existing under the laws of the State of Delaware (“Corporation”), and Wells Fargo Bank, National Association, a national banking association, organized under the laws of the United States of America (“Transfer Agent”), is for the purpose of performing the services described herein.
OnchainTATransfer Agent Services Agreement • September 26th, 2022 • Delaware
This Transfer Agent Services Agreement (the “Agreement”), dated as of 09-19-2022 by and between the undersigned issuer, HALEN TECHNOLOGIES INC, (the “Issuer”), Akemona TA Services, LLC d.b.a. OnchainTA, a Delaware limited liability corporation (the “Transfer Agent”), and Akemona, Inc., the funding portal, (“Akemona”) is for the purpose of performing the services described herein.
MAIRS & POWER FUNDS TRUST AMENDED AND RESTATED AGREEMENT FOR TRANSFER AGENT SERVICESTransfer Agent Services Agreement • April 28th, 2020 • Mairs & Power Funds Trust • Wisconsin
THIS AMENDED AND RESTATED AGREEMENT FOR TRANSFER AGENT SERVICES (“Agreement”) is entered into this 5th day of March, 2020 by and between MAIRS & POWER FUNDS TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
TRANSFER AGENT SERVICES AGREEMENTTransfer Agent Services Agreement • February 15th, 2022 • wShares Bitcoin Fund • Commodity contracts brokers & dealers • New York
This Services Agreement, dated as of February 11, 2022 (this “Agreement”) is between BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC. (“Broadridge”), with offices at 51 Mercedes Way, Edgewood, NY 11717, and WSHARES BITCOIN FUND (“Client”), having its principal office at 2 Park Ave, 20th Floor, New York, NY 10016.
TRANSFER AGENT SERVICES AGREEMENTTransfer Agent Services Agreement • March 30th, 2009 • New RMR Asia Pacific Real Estate Fund • Minnesota
This Transfer Agent Services Agreement (“Agreement”), dated as of March 20, 2009, by and between New RMR Asia Pacific Real Estate Fund, a statutory trust duly organized and existing under the laws of the State of Delaware (“Trust”), and Wells Fargo Bank, National Association, a national banking association, organized under the laws of the United States of America (“Transfer Agent”), is for the purpose of performing the services described herein.
TRANSFER AGENT SERVICES AGREEMENT This Agreement, dated as of the 1st day of August, 1995, made by and between IAA Trust Growth Fund, Inc. (the "Growth Fund"), a corporation duly organized and existing under the laws of the state of Maryland and...Transfer Agent Services Agreement • October 27th, 1995 • Iaa Trust Growth Fund Inc • Pennsylvania
Agreement for Transfer Agent Services and Accounting and Administration ServicesTransfer Agent Services Agreement • May 1st, 2006 • Parnassus Funds
TRANSFER AGENT SERVICES AGREEMENTTransfer Agent Services Agreement • December 17th, 2007 • RMR Dividend Capture Fund • Minnesota
This Transfer Agent Services Agreement ("Agreement"), dated as of November , 2007, by and between RMR Dividend Capture Fund, a business trust duly organized and existing under the laws of the Commonwealth of Massachusetts ("Trust"), and Wells Fargo Bank, National Association, a national banking association, organized under the laws of the United States of America ("Transfer Agent"), is for the purpose of performing the services described herein.
TRANSFER AGENT SERVICE AGREEMENTTransfer Agent Services Agreement • December 30th, 2008 • Forward Funds • Colorado
Transfer Agent Services Agreement (the “Agreement”) is made as of this 7th day of November, 2008 and effective as of December 8, 2008, between Forward Management, a Delaware limited liability company (the “Transfer Agent”) and ALPS Fund Services, Inc., a Colorado corporation having its principal office at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Company”).
Transfer Agent Services AgreementTransfer Agent Services Agreement • December 13th, 2024 • Old Glory Holding Co • Commercial banks, nec • New York
This Agreement for Transfer Agent Services (“Agreement”) is made and entered into as of August 29, 2024 (“Effective Date”) by and between Rialto Markets Transfer Services LLC, (“Transfer Agent”) and Old Glory Holding Company (“Client”), collectively (“the Parties”).
SERVICE AGREEMENT FOR TRANSFER AGENT SERVICES TO JOHN HANCOCK PATRIOT PREMIUM DIVIDEND FUND I JOHN HANCOCK PATRIOT PREMIUM DIVIDEND FUND II JOHN HANCOCK PATRIOT PREFERRED DIVIDEND FUND JOHN HANCOCK PATRIOT GLOBAL DIVIDEND FUND JOHN HANCOCK PATRIOT...Transfer Agent Services Agreement • April 22nd, 2011 • John Hancock Hedged Equity & Income Fund • New York
TRANSFER AGENT SERVICES AGREEMENTTransfer Agent Services Agreement • March 3rd, 2025 • LAGO Evergreen Credit • Ohio
This Transfer Agent Services Agreement (the “Agreement”) dated the 1st day of November, 2024, is between LAGO Evergreen Credit (the “BDC”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
FORM OF STOCK TRANSFER AGENCY AGREEMENT] SERVICE AGREEMENT FOR TRANSFER AGENT SERVICES TO HEALTHCARE ACQUISITION PARTNERS CORP.Transfer Agent Services Agreement • December 8th, 2005 • Healthcare Acquisition Partners Corp. • Blank checks • New York
THIS SERVICE AGREEMENT FOR TRANSFER AGENT SERVICES (this “Agreement”) between Healthcare Acquisition Partners Corp., a Delaware corporation (“Client”) and Mellon Investor Services LLC, a New Jersey limited liability company (“Mellon”), is dated as of .
Exhibit 9(a) TRANSFER AGENT SERVICES AGREEMENT This agreement, dated as of the 20th day of September, 1996, made by and between The Torray Corporation, (Torray), a corporation duly organized under the laws of the State of Maryland and FPS Services,...Transfer Agent Services Agreement • April 29th, 1998 • Torray Fund
TRANSFER AGENT SERVICES AGREEMENT This Agreement, dated as of the 1st day of August, 1995, made by and between IAA Trust Growth Fund, Inc. (the "Growth Fund"), a corporation duly organized and existing under the laws of the state of Maryland and...Transfer Agent Services Agreement • October 28th, 1996 • Iaa Trust Growth Fund Inc • Pennsylvania
TRANSFER AGENT SERVICES AGREEMENTTransfer Agent Services Agreement • September 27th, 2024 • New Mountain Private Credit Fund • New York
This Transfer Agent Services Agreement (this “Agreement”) dated August 5, 2024, is between New Mountain Private Credit Fund (the “BDC”), a Maryland statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
Agreement for Transfer Agent Services and Accounting and Administration ServicesTransfer Agent Services Agreement • April 28th, 2006 • Parnassus Income Funds
