Underwriter’s Warrant Sample Contracts

THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR...
Underwriter’s Warrant • October 26th, 2012 • Imprimis Pharmaceuticals, Inc. • Pharmaceutical preparations • New York

This UNDERWRITER’S WARRANT (this “Warrant”) of Imprimis Pharmaceuticals, Inc., a corporation, duly organized and validly existing under the laws of the State of Delaware (the “Company”), is being issued pursuant to that certain Underwriting Agreement, dated as of __________, 2012 (the “Underwriting Agreement”), between the Company and MDB Capital Group, LLC (the “Underwriter”) relating to a firm commitment public offering (the “Offering”) of ________ shares of common stock, $0.001par value per share, of the Company (the “Common Stock”) underwritten by the Underwriter.

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THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR...
Underwriter’s Warrant • February 9th, 2011 • Iaso Pharma Inc • Pharmaceutical preparations • New York

This UNDERWRITER’S WARRANT (this “Warrant”) of IASO Pharma Inc., a corporation duly organized and validly existing under the laws of the State of Delaware (the “Company”), is being issued pursuant to that certain Underwriting Agreement, dated as of January __, 2011 (the “Underwriting Agreement”), by and among the Company and Ladenberg Thalmann & Co. Inc. (the “Underwriter”) relating to a firm commitment public offering (the “Offering”) of 4,000,000 shares (the “Shares”) of common stock, par value $0.001 per share (the “Common Stock”), underwritten by Underwriter.

Contract
Underwriter’s Warrant • February 16th, 2010 • Med BioGene Inc. • Services-medical laboratories • New York

THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF MAY NOT BE SOLD, TRANSFERRED, ASSIGNED, PLEDGED, OR HYPOTHECATED, OR BE THE SUBJECT OF ANY HEDGING, SHORT SALE, DERIVATIVE, PUT, OR CALL TRANSACTION THAT WOULD RESULT IN THE EFFECTIVE ECONOMIC DISPOSITION OF SUCH SECURITIES BY ANY PERSON FOR A PERIOD OF SIX (6) MONTHS IMMEDIATELY FOLLOWING THE DATE OF EFFECTIVENESS OF THE COMPANY’S REGISTRATION STATEMENT NO.: 333- AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION, EXCEPT IN ACCORDANCE WITH THE TERMS HEREOF.

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